DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Robert W. Baird & Co. Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kaitlyn Powell | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 8, 2024 | Oct 10, 2024 |
| Jennifer Gieske Wolfe | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Oct 22, 2024 |
| Zachary Graham Joseph Hosman | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Jan 6, 2025 (61 d) |
| Robert Scott Bowman | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 1, 2024 | Oct 3, 2024 |
| Matthew Lawrence Preddy | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 1, 2024 | Oct 3, 2024 |
| Dustin H Dodge | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 1, 2024 | Oct 3, 2024 |
| Reece Stephens | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Oct 14, 2025 (358 d) |
| Jacob Thomas Gaebler | U.S. Bancorp Investments, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 11, 2024 |
| Darrell Dowling Reynard | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Oct 3, 2024 | Sep 5, 2024 |
| Jesse David Wagner | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Sep 25, 2024 |
| Nathan W Piwowar | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Sep 26, 2024 |
| Richard Ross Vande Vegte | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2024 | Sep 26, 2024 |
| Dawson Michael Shirley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 24, 2024 | Oct 3, 2024 |
| Alex Stephen Gerard Englund | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Dec 19, 2024 (111 d) |
| Brad Lee Spencer | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Aug 16, 2024 |
| Melissa Ann Barry | Schaper Benz & Wise Investment Counsel Inc independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Aug 28, 2024 | Sep 4, 2024 |
| Matt William Tucker | Sanctuary Advisors, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 19, 2024 |
| Ryan Bagarella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Aug 9, 2024 | Sep 3, 2024 |
| Paul Anthony Noel | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2024 | Aug 1, 2024 |
| Jack Joseph Price | Brighton Jones LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jul 22, 2024 | Jul 22, 2024 |
| Matthew J Urbanek | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 19, 2024 | Jul 16, 2024 |
| Cristina Ann Phillips | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 18, 2024 | Jul 9, 2024 |
| Matthew Michael Langham | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 15, 2024 | Jul 9, 2024 |
| Hyunsoo Joseph Jang | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jul 15, 2024 |
| Alison Elizabeth Couch | Heck Capital Advisors, LLC mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jun 28, 2024 | Jun 7, 2024 |
| Ia Vang Hagan | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jun 18, 2024 | Jun 20, 2024 |
| Ronald W Johnson | Pruco Securities, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2024 | Aug 12, 2024 (67 d) |
| Lucas Adam Schneider | Advice And Planning Services BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2024 | Jun 18, 2024 |
| Christopher Otillio | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 31, 2024 | May 29, 2024 |
| Joseph Kane Sholden | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 30, 2024 | May 24, 2024 |
| Kendall Marie Inman | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 30, 2024 | May 28, 2024 |
| Lori E Walker | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 25, 2024 | May 30, 2024 |
| Joshua Benjamin Oser | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 23, 2024 | Jun 17, 2024 |
| Andrea Mae Bruse | Cuso Financial Services, L.P. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 21, 2024 | Jun 5, 2024 |
| Sara Anne Kazarian | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 9, 2024 | Dec 4, 2024 (209 d) |
| Mia Kao Hershiser | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 7, 2024 | Apr 30, 2024 |
| Janet L Howard | Cassaday & Company, Inc. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | May 2, 2024 | May 23, 2024 |
| Miguel Rosas Aude | Fisher Investments independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | May 2, 2024 | Jun 16, 2026 (775 d) |
| Michael Kuhn | Fifth Third Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 9, 2024 |
| Belinda Gail Gantz | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 30, 2024 |
| Andrew Lincoln Williams | Fifth Third Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Apr 10, 2024 |
| Keith A Dickerson | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated mixed wealth | Other | Apr 10, 2024 | Sep 14, 2026 (887 d) |
| Isabel Maria Pereira | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Apr 9, 2024 | Apr 9, 2024 |
| Heather Lynn Reynolds | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | May 13, 2024 (41 d) |
| Michael G Palm | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 22, 2024 | Mar 12, 2024 |
| Kirk Michael Hager | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 22, 2024 | Mar 12, 2024 |
| Matthew Michael Palm | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 22, 2024 | Mar 12, 2024 |
| Nicholas Scott Palm | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 22, 2024 | Mar 12, 2024 |
| Courtney Lynn Justmann | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 22, 2024 | Mar 12, 2024 |
| William Fox West | Harvey Investment Company, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 15, 2024 | Apr 11, 2024 |
| Ann Marie Muck | Fidelity Personal And Workplace Advisors BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Apr 23, 2024 (46 d) |
| James R Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Feb 23, 2024 | Feb 21, 2024 |
| Brett Hagan Corbin | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2024 | Jan 23, 2024 |
| William Brandon Corso | Edelman Financial Engines mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 29, 2024 | Jan 4, 2024 |
| Jeffrey Dale Honaker | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Feb 8, 2024 |
| Bradley Robert Fry | Cerity Partners LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 9, 2024 | Jan 9, 2024 |
| Julia C Anderson | Stifel, Nicolaus & Company, Incorporated national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 4, 2024 |
| Joanna Lynn Heckman | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | May 15, 2024 (146 d) |
| Andrea L Paradise | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Dec 19, 2023 | Jan 2, 2024 |
| Adam Michael Madson | Nicolet Wealth Management independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 13, 2023 | Nov 9, 2023 |
1,141 moves match.