DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyson SchmittCountry Club Financial Services, Inc. otherWaddell & Reed otherOtherDec 15, 2017Jan 24, 2018 (40 d)
Katherine Nance DietzFbl Investment Management Services, Inc. otherWaddell & Reed otherOtherDec 8, 2017Dec 4, 2017
Daniel Rees KingU.S. Bancorp Investments, Inc. otherWaddell & Reed otherOtherNov 17, 2017Nov 10, 2017
David Brook FieldsCitigroup Global Markets Inc. otherWaddell & Reed otherOtherNov 15, 2017Oct 16, 2017
Shalana Denise PooleJ.P. Morgan Securities LLC wirehouseWaddell & Reed otherOtherNov 15, 2017Nov 3, 2017
Shari Lynn BaltruschD.A. Davidson & Co. otherWaddell & Reed BD affiliatedOtherOct 31, 2017Oct 21, 2019 (720 d)
Taylor Angel CannBelpointe Asset Management LLC otherWaddell & Reed otherOtherOct 26, 2017Feb 14, 2018 (111 d)
Tammy Louise BorchersWells Fargo Advisors wirehouseWaddell & Reed otherOtherOct 25, 2017Nov 3, 2017
Michael John ReiselMML Investors Services, LLC otherWaddell & Reed otherOtherOct 20, 2017Oct 19, 2017
Mathieu Allen FairbandU.S. Bancorp Investments, Inc. otherWaddell & Reed otherOtherSep 26, 2017Sep 22, 2017
Everett Blake MasseySecurian Financial Services, Inc. otherWaddell & Reed otherOtherSep 8, 2017Oct 17, 2017 (39 d)
Douglas Gabriel KuntzPruco Securities, LLC otherWaddell & Reed otherOtherAug 28, 2017Aug 23, 2017
Joshua Michael HayesWbi Investments, LLC otherWaddell & Reed otherOtherAug 15, 2017Sep 1, 2017
John William BullockCitizens Securities, Inc. otherWaddell & Reed BD affiliatedOtherAug 15, 2017Apr 4, 2019 (597 d)
James Bryan StarkCommerce Brokerage Services, Inc otherWaddell & Reed BD affiliatedOtherAug 8, 2017Jun 13, 2018 (309 d)
Christopher Michael GirouxUnited Capital Management Of Kansas, Inc. otherWaddell & Reed otherOtherJun 20, 2017Jun 19, 2017
Dale William Von HoffmannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherJun 19, 2017Jun 16, 2017
Matthew P BoylePeople'S Securities, Inc. otherWaddell & Reed otherOtherJun 16, 2017Jun 13, 2017
Rebecca MarouskiPeople'S Securities, Inc. otherWaddell & Reed BD affiliatedOtherMay 18, 2017Jul 2, 2018 (410 d)
David Prescott OsterbrockU.S. Bancorp Investments, Inc. otherWaddell & Reed otherOtherApr 27, 2017Apr 21, 2017
Douglas Edward HardinU.S. Bancorp Investments, Inc. otherWaddell & Reed otherOtherApr 13, 2017Apr 7, 2017
Sydney Lee PembertonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherMar 13, 2017Apr 3, 2017
Warren Davis WatersCgn Advisors, LLC otherWaddell & Reed otherOtherJan 26, 2017May 24, 2017 (118 d)
Robert Lawrence BohliAvantax Advisory Services otherWaddell & Reed otherOtherJan 20, 2017Jan 13, 2017
Kevin WileyAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJan 18, 2017Jan 13, 2017
Sarah Nicole KozlowskiOneamerica Securities, Inc. otherWaddell & Reed otherOtherJan 17, 2017Mar 15, 2017 (57 d)
Edgardo BruzzoneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherJan 9, 2017Jan 6, 2017
William GarlandHornor, Townsend & Kent, LLC otherWaddell & Reed otherOtherJan 6, 2017Jan 23, 2017
Brian Jeoffrey MunsonAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJan 4, 2017Jan 4, 2017
Colin Jay OverwegCetera Advisors LLC otherWaddell & Reed otherOtherDec 27, 2016Jan 5, 2017
Flora BurkeSecurian Financial Services, Inc. otherWaddell & Reed otherOtherDec 22, 2016Feb 8, 2017 (48 d)
Bradley Justin MaudererVsr Advisory Services otherWaddell & Reed otherOtherNov 11, 2016Nov 29, 2016
Tori Lemuel SamuelForesters Advisory Services, LLC otherWaddell & Reed otherOtherOct 27, 2016Nov 9, 2016
Gregory Allen FurerPnc Wealth Management otherWaddell & Reed otherOtherOct 25, 2016Oct 14, 2016
Juan Burdette OldhamU.S. Bancorp Investments, Inc. otherWaddell & Reed otherOtherOct 24, 2016Oct 21, 2016
William Blaine BurtonU.S. Bancorp Investments, Inc. otherWaddell & Reed otherOtherOct 24, 2016Oct 21, 2016
Joanne Vera McknightUBS Financial Services Inc. wirehouseWaddell & Reed otherOtherOct 14, 2016Nov 15, 2016 (32 d)
Tyler Paul SimonModern Capital Advisors, LLC otherWaddell & Reed otherOtherOct 11, 2016Oct 12, 2016
Ross Sterling WolffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherOct 10, 2016Jan 6, 2017 (88 d)
Chase Kent SmithMsi Financial Services, Inc. otherWaddell & Reed otherOtherOct 6, 2016Oct 5, 2016
Erin Marie ToweyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherOct 5, 2016Oct 17, 2016
Randal Robert DefillippisMcadam LLC otherWaddell & Reed otherOtherOct 4, 2016Oct 3, 2016
Branden Curtiss BoschMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherSep 22, 2016Sep 23, 2016
Robert James RalstonAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherSep 19, 2016Oct 26, 2016 (37 d)
Blake Elliott SmithAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherSep 8, 2016Sep 2, 2016
Henry Albert DarnellPnc Wealth Management otherWaddell & Reed otherOtherSep 8, 2016Apr 28, 2017 (232 d)
Rea PtacinCapital Analysts otherWaddell & Reed otherOtherSep 2, 2016Nov 16, 2016 (75 d)
Kenrick ThompsonCommerce Brokerage Services, Inc otherWaddell & Reed otherOtherSep 1, 2016Dec 7, 2016 (97 d)
Elisabeth Anne OlsonOn Investment Management Co otherWaddell & Reed otherOtherSep 1, 2016Sep 8, 2016
Marie Anne BurnsVanguard Advisers, Inc. otherWaddell & Reed otherOtherAug 22, 2016Sep 21, 2016
Mario BearMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherAug 18, 2016Aug 31, 2016
Kevin Thomas TaylorRobert W. Baird & Co. Incorporated otherWaddell & Reed otherOtherAug 11, 2016Dec 19, 2016 (130 d)
Ronald Jacob DawsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed otherOtherJul 27, 2016Aug 17, 2016
Judith Wolcott FrantzMsi Financial Services, Inc. otherWaddell & Reed otherOtherJul 19, 2016Jul 15, 2016
Steven Kim MitchellThrivent Investment Management Inc. otherWaddell & Reed otherOtherJul 18, 2016Jul 12, 2016
Michael Fayne MckinnisEdward Jones national BDWaddell & Reed otherOtherJul 18, 2016Jul 15, 2016
Christian Michael GoekeEdward Jones national BDWaddell & Reed otherOtherJul 14, 2016Aug 4, 2016
Justin Samuel DuncombeAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJul 13, 2016Jul 8, 2016
James Clemens DuncombeAmeriprise Financial Services, LLC national BDWaddell & Reed otherOtherJul 12, 2016Jul 8, 2016
Beth Michele GarlickVsr Advisory Services otherWaddell & Reed otherOtherJul 5, 2016Aug 8, 2016 (34 d)
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949 moves match.