DFX Intelligence
Advisor moves
Arrivals at Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gabriel Vallejo | Stonex International Advisors Inc independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Feb 18, 2026 (118 d) |
| Daniel Fallon Tafoya | Confidence Wealth Management, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Dec 11, 2025 (51 d) |
| Dylan Ray Moore | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Feb 24, 2026 (131 d) |
| Jamaryl Antoine Mcdowell | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Jun 30, 2026 (258 d) |
| Casey Casey Sanchez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2025 | Mar 9, 2026 (147 d) |
| Seth Gregory Downing | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Jan 2, 2026 (84 d) |
| Sarah Elizabeth Reynolds | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Nov 13, 2025 (35 d) |
| William Eoin Carr | Florida Financial Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Nov 17, 2025 (41 d) |
| Michael Robert Paternostro | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Nov 4, 2025 |
| David Randolph Freiman | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Nov 23, 2025 (51 d) |
| Paul Jason Bisbal | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Dec 5, 2025 (63 d) |
| Ryan Alexander Keefe | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Nov 20, 2025 (48 d) |
| Osher Saboni | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | May 1, 2026 (210 d) |
| Gage Arturo Wellington | Ameritas Advisory Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 17, 2025 |
| Minhal Somji | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Apr 6, 2026 (188 d) |
| Todd Edward Dunlap | U.S. Bancorp Investments, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Jul 1, 2026 (278 d) |
| Rurik Gabriel Alconaba | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Jul 1, 2026 (281 d) |
| Evan Wesley Crook | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 26, 2025 |
| Kendra Shelley White | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Jan 20, 2026 (131 d) |
| Onyinyechuku Nnenna Nwokorie | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Apr 1, 2026 (202 d) |
| John Gorny Bradley | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Feb 24, 2026 (167 d) |
| Kapongo Dale Mbambi | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | May 27, 2026 (260 d) |
| Jeremy Ellis Munoz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2025 | Oct 24, 2025 (46 d) |
| James Franklin Liddington | Gladstone Wealth Partners independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 5, 2025 | Jan 27, 2026 (144 d) |
| Cole Allen Harmon | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Dec 1, 2025 (87 d) |
| Theodore Corning Pearson | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Nov 10, 2025 (66 d) |
| Evan Bandler Adams | Alera Investment Advisors, LLC mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Oct 16, 2025 (42 d) |
| Austin Michael Atkinson | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 29, 2025 |
| Johnathon Kyle Lawson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2025 | Oct 6, 2025 (33 d) |
| Tyler Hayden Craig | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 | Sep 24, 2025 |
| Ryan Michael Kasakove | UBS Financial Services Inc. wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 | Nov 5, 2025 (64 d) |
| Alexander David Kallweit | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 | Sep 25, 2025 |
| Andrew David Lainoff | Wealthfd independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2025 | Nov 21, 2025 (92 d) |
| Anthony Clive Jarrett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Dec 19, 2025 (121 d) |
| Edward Charles Busch | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Oct 3, 2025 (44 d) |
| Joseph Vincent Furey | Bryn Mawr Trust Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2025 | Sep 19, 2025 (31 d) |
| Samuel Meza | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2025 | Sep 24, 2025 (37 d) |
| Michael David Milne | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Oct 14, 2025 (57 d) |
| Kenneth Martin Kaiser | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Sep 30, 2025 (48 d) |
| Ross Mason Peterson | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 14, 2025 |
| Shane Daniel Kozup | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Sep 15, 2025 (40 d) |
| Zachary Khoi-Minh Pyers | Nomura Investment Management Business Trust asset manager | Vanguard Advisers, Inc. BD affiliated | Other | Aug 6, 2025 | Mar 12, 2026 (218 d) |
| Blake Andrew Redd | Osaic Wealth, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Sep 9, 2025 (35 d) |
| Danielle Anne Holden | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2025 | Sep 22, 2025 (50 d) |
| Robert Alex Luten | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2025 | Sep 11, 2025 (47 d) |
| Barbara Christine Tsinakis | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2025 | Aug 13, 2025 |
| Yanan Liu | Thrivent Investment Management Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Aug 21, 2025 |
| Jose Angel Maceda | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2025 | Aug 28, 2025 (37 d) |
| Cristian Arman Marceleno | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Feb 5, 2026 (199 d) |
| Terrell Devito Trae'Don Whitmore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2025 | Aug 12, 2025 |
| Christopher Machens Frederick | Spire Wealth Management, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 28, 2025 (43 d) |
| Andre Lafleur | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 28, 2025 (43 d) |
| Brett Thomas Meade | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2025 | Aug 18, 2025 (33 d) |
| Angelica Vernay Proctor | Creative Planning Institutional Advisors, LLC institutional | Vanguard Advisers, Inc. BD affiliated | Other | Jul 14, 2025 | Sep 4, 2025 (52 d) |
| Susana Romo Lozano | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2025 | Aug 6, 2025 |
| Trysten George | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Nov 6, 2025 (118 d) |
| Gregory Paul Girdis | Td Private Client Wealth LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Aug 8, 2025 |
| Joseph Colton Taylor | Q3 Advisors, LLC no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Jul 9, 2025 | Aug 18, 2025 (40 d) |
| Jonathan Michael Jefferson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2025 | Oct 7, 2025 (92 d) |
| David Sang Il Lee | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2025 | Dec 3, 2025 (149 d) |
1,049 moves match.