| Frederik Arroyave | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 27, 2022 | Jul 18, 2022 |
| Terra Ann Jahns | Highpoint Planning Partners independent RIA | Global Retirement Partners LLC institutional | Other | Jul 22, 2022 | Jul 1, 2022 |
| Judy I Gutierrez | Oneamerica Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jul 6, 2022 | Jul 26, 2022 |
| Russell Lew Warye | Highpoint Planning Partners independent RIA | Global Retirement Partners LLC institutional | Other | Jul 5, 2022 | Jul 1, 2022 |
| Lee Vincent Bethel | LPL Financial LLC independent RIA | Global Retirement Partners LLC institutional | Other | Jul 1, 2022 | Apr 3, 2023 (276 d) |
| Jasonn Donald Potter | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jul 1, 2022 | Jul 5, 2022 |
| Taylor Brad Dance | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jul 1, 2022 | Jul 1, 2022 |
| Rocky John Pratt | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jul 1, 2022 | Jul 5, 2022 |
| Jonathan Tyler Anderson | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 21, 2022 | Jul 25, 2025 (1130 d) |
| Robby J Rodriguez | T. Rowe Price Advisory Services, Inc. independent RIA | Global Retirement Partners LLC institutional | Other | Jun 16, 2022 | May 15, 2025 (1064 d) |
| Brandi Ann Wentz | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 10, 2022 | Aug 15, 2022 (66 d) |
| Robert John Devalle | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2022 | May 16, 2022 |
| Denise Rachelle Scher | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2022 | May 17, 2022 |
| Jeffery Ronald Van Ry | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2022 | May 17, 2022 |
| Tyler J Deck | Charles Schwab & Co., Inc. national BD | Global Retirement Partners LLC institutional | Other | May 24, 2022 | Jun 9, 2022 |
| Michael Gilbert Finnell | Raymond James Financial Services Advisors, Inc BD affiliated | Global Retirement Partners LLC institutional | Other | May 23, 2022 | May 3, 2022 |
| Ryan Finnell | Raymond James Financial Services Advisors, Inc BD affiliated | Global Retirement Partners LLC institutional | Other | May 23, 2022 | May 2, 2022 |
| Todd Alan Juenger | Conover Capital Management mixed wealth | Global Retirement Partners LLC institutional | Other | May 20, 2022 | Jul 9, 2021 |
| Carol Lynn Iannessa | Raymond James Financial Services Advisors, Inc BD affiliated | Global Retirement Partners LLC institutional | Other | May 10, 2022 | May 24, 2022 |
| Christopher John Tarquinio | Raymond James Financial Services Advisors, Inc BD affiliated | Global Retirement Partners LLC institutional | Other | May 9, 2022 | May 4, 2022 |
| Joseph Anthony Simmons | Stancorp Investment Advisers, Inc. other | Global Retirement Partners LLC institutional | Other | Apr 8, 2022 | May 17, 2022 (39 d) |
| Janine Jefferson Moore | Hub International Investment Advisory Services Inc. institutional | Global Retirement Partners LLC institutional | Other | Mar 31, 2022 | Jan 4, 2021 |
| Darrell Wayne Ellisor | Hub International Investment Advisory Services Inc. institutional | Global Retirement Partners LLC institutional | Other | Mar 31, 2022 | Jan 4, 2021 |
| Joseph James Conzelman | Hub International Investment Advisory Services Inc. institutional | Global Retirement Partners LLC institutional | Other | Mar 31, 2022 | Jan 4, 2021 |
| Scott Michael Lippa | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 14, 2022 | Mar 8, 2022 |
| Charles Howard Kennedy | Fiducia Group, LLC institutional | Global Retirement Partners LLC institutional | Other | Mar 4, 2022 | Dec 1, 2021 |
| James Jacob Bartoszewicz | Fiducia Group, LLC institutional | Global Retirement Partners LLC institutional | Other | Mar 4, 2022 | Dec 1, 2021 |
| Steven James Bartoszewicz | Fiducia Group, LLC institutional | Global Retirement Partners LLC institutional | Other | Mar 4, 2022 | Dec 1, 2021 |
| Duncan Michael Purvis | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 2, 2022 | Feb 1, 2022 |
| Samuel W Balke | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 2, 2022 | Jan 1, 2025 (1064 d) |
| Pierre Merujan Movsessian | LPL Financial LLC BD affiliated | Global Retirement Partners LLC other | Other | Dec 21, 2021 | Mar 8, 2017 |
| Richard Mario Annunziata | Equitable Advisors, LLC national BD | Global Retirement Partners LLC institutional | Other | Dec 17, 2021 | Dec 8, 2021 |
| Michael Pontillo | Equitable Advisors, LLC national BD | Global Retirement Partners LLC institutional | Other | Dec 8, 2021 | Nov 27, 2023 (719 d) |
| Jason Edward Minnella | Equitable Advisors, LLC national BD | Global Retirement Partners LLC institutional | Other | Dec 6, 2021 | Nov 23, 2021 |
| Robyn Jo Repetti | Principal Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 2, 2021 | Jan 5, 2022 (34 d) |
| Justin Porco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Global Retirement Partners LLC institutional | Other | Nov 23, 2021 | Dec 20, 2021 |
| Craig Alan Burtis | Prime Capital Financial mixed wealth | Global Retirement Partners LLC institutional | Other | Nov 11, 2021 | Oct 18, 2021 |
| Douglas Wade Johnson | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 11, 2021 | Nov 17, 2021 |
| Brian Day | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 11, 2021 | Nov 17, 2021 |
| Matthew Patrick Greene | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 11, 2021 | Nov 17, 2021 |
| Angela M Walsh | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 11, 2021 | Nov 17, 2021 |
| Patricia M Gildea | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 10, 2021 | Nov 17, 2021 |
| Joseph Francis Bonasera | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 10, 2021 | Nov 17, 2021 |
| Mark Mammola | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 10, 2021 | Nov 17, 2021 |
| Laura Deanna Peirson | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 18, 2021 | Oct 15, 2021 |
| Stacy Elizabeth League | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 18, 2021 | Oct 15, 2021 |
| Heather Rebecca Heron | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 18, 2021 | Oct 15, 2021 |
| Sara Jo Seyer | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Oct 18, 2021 | Oct 15, 2021 |
| Michael Patrick Thompson | Raymond James Financial Services Advisors, Inc BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 7, 2021 | Dec 8, 2022 (427 d) |
| Sherri Fryatt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Global Retirement Partners LLC institutional | Other | Sep 17, 2021 | Sep 20, 2021 |
| Scott E Krase | Rcm Wealth Advisors mixed wealth | Global Retirement Partners LLC institutional | Other | Aug 31, 2021 | Aug 30, 2021 |
| Susan Mary Gibbs | Bmo Asset Management Corp. other | Global Retirement Partners LLC institutional | Other | Aug 2, 2021 | Jul 27, 2022 (359 d) |
| Dbie Anna Johnson | Ameritas Advisory Services BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 15, 2021 | Feb 9, 2022 (239 d) |
| Peter D Vacheron | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jun 9, 2021 | Jun 1, 2021 |
| Christopher Peter Michael Hersel | Onedigital institutional | Global Retirement Partners LLC institutional | Other | Jun 9, 2021 | Jun 8, 2021 |
| Charles David Epstein | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 4, 2021 | Jun 7, 2021 |
| Doug Michael O'Rear | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2021 | May 3, 2021 |
| Grantham Buntin | Thrivent Investment Management Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | May 24, 2021 | Jun 9, 2021 |
| Brandy M Cumberledge | Raymond James & Associates, Inc. national BD | Global Retirement Partners LLC institutional | Other | May 5, 2021 | Apr 30, 2021 |
| Nicholas C George | Cetera Investment Advisers LLC BD affiliated | Global Retirement Partners LLC institutional | Other | May 5, 2021 | May 21, 2021 |