| Stephen M Plackis | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 14, 2025 | Mar 3, 2025 |
| Wael Khali | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 14, 2025 | Nov 4, 2025 (263 d) |
| Daniel Gasper | Thornburg Investment Management Inc asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2025 | Aug 19, 2025 (189 d) |
| Alexandra Eisenberger | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2025 | May 23, 2025 (101 d) |
| Devin Alexi Davalos | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2025 | Apr 15, 2025 (63 d) |
| Marcin Andrzej Szczepaniak | Iht Wealth Management LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2025 | Jul 9, 2025 (148 d) |
| Connor Adam Poettmann | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 10, 2025 | Jan 1, 2026 (325 d) |
| Chloe Amber Skrober | LPL Enterprise, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 3, 2025 | Jul 23, 2025 (170 d) |
| Robert Quincy Mason | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 29, 2025 | Apr 8, 2025 (69 d) |
| Michael Kade Mcvicker | Cornerstone Wealth Partners, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 24, 2025 | Feb 16, 2026 (388 d) |
| James R Driscoll | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 10, 2025 | Mar 27, 2025 (76 d) |
| Manan Amin | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 10, 2025 | Feb 5, 2026 (391 d) |
| Tyler Steven Egger | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 6, 2025 | Jan 1, 2026 (360 d) |
| Isaiah Minelli | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2024 | Feb 20, 2025 (63 d) |
| Bryan Williams | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 17, 2024 | Jan 1, 2026 (380 d) |
| Corey J Edwards | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 16, 2024 | Jul 1, 2025 (197 d) |
| Thomas J. Eich | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 5, 2024 | Jan 21, 2025 (47 d) |
| Khary Cuffe | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2024 | Jan 2, 2026 (395 d) |
| Scott Petersen | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2024 | Feb 2, 2026 (426 d) |
| Marina Basta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2024 | Feb 5, 2025 (64 d) |
| Brian Stanton | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2024 | Aug 18, 2025 (258 d) |
| Jacob Gene Thomfohrda | Drake & Associates, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 2, 2024 | Jan 1, 2026 (395 d) |
| Cole Gunnar Johnson | Perspective Wealth Advisors no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 25, 2024 | Jan 1, 2026 (402 d) |
| Samuel Joseph Kiesewetter | Neuberger Berman Bd LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 20, 2024 | May 23, 2025 (184 d) |
| Andrew Peter Aprahamian | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 20, 2024 | Feb 4, 2025 (76 d) |
| Samantha Grayce Patino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 15, 2024 | Jul 24, 2025 (251 d) |
| Deanna Norris | Gradient Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 7, 2024 | Feb 6, 2025 (91 d) |
| James Cooper | Wealth Enhancement Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 6, 2024 | Feb 27, 2025 (113 d) |
| Leigh Anne Strickland | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 2, 2024 | Apr 23, 2025 (172 d) |
| Amanda Rosplock Campbell | Fortress Private Ledger, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2024 | Jan 8, 2025 (68 d) |
| Matthew Kurtin | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 29, 2024 | Aug 17, 2025 (292 d) |
| Megan Marie Cox | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 24, 2024 | Jan 31, 2025 (99 d) |
| Taylor Turner | Fifth Third Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 21, 2024 | Nov 15, 2024 |
| Tyler Crump | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 16, 2024 | Feb 12, 2025 (119 d) |
| Mark Pita | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2024 | Jan 7, 2025 (88 d) |
| Raquel Wheeler | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 9, 2024 | Nov 11, 2024 (33 d) |
| Tyasia Lechelle Gant | Capital Client Group, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 7, 2024 | Jun 26, 2025 (262 d) |
| Christina Faith Davis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 3, 2024 | Jan 6, 2025 (95 d) |
| Sarah Day | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 24, 2024 | Dec 10, 2024 (77 d) |
| Paul J Gunderson | Ica Group Wealth Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2024 | Jul 7, 2025 (287 d) |
| Dexter Avery Hopkins | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 18, 2024 | Mar 25, 2025 (188 d) |
| Taylor M Holloway | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 16, 2024 | Nov 18, 2024 (63 d) |
| Sharon Ann Gaspar | A & I Wealth Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 13, 2024 | Jan 2, 2025 (111 d) |
| David Rasmussen | Stevens Capital Partners independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 12, 2024 | Jan 16, 2025 (126 d) |
| Elizabeth Kharoba | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 11, 2024 | Oct 30, 2024 (49 d) |
| David C Koronkiewicz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 10, 2024 | Nov 1, 2024 (52 d) |
| Donny Wayne Walberg | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 30, 2024 | Jan 29, 2025 (152 d) |
| Kimberly Leslie Hartsock | Trilogy Capital, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 30, 2024 | Apr 29, 2025 (242 d) |
| Adam Harris | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 28, 2024 | Aug 4, 2025 (341 d) |
| Corey Kiewiet | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 22, 2024 | Sep 27, 2024 (36 d) |
| Diedric Berg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 21, 2024 | Oct 24, 2024 (64 d) |
| Ryan Geisler | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 8, 2024 | Sep 23, 2024 (46 d) |
| Roger Ventura | Citigroup Global Markets Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2024 | Jan 15, 2025 (168 d) |
| Brian Charles Schaub | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 30, 2024 | Sep 17, 2024 (49 d) |
| Eric Thornton | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 27, 2024 | Oct 2, 2024 (67 d) |
| Ethan John Giangreco | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 24, 2024 | Nov 21, 2024 (120 d) |
| Tanner Britt Stockton | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 19, 2024 | Aug 21, 2024 (33 d) |
| Tyler James Hartman | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 19, 2024 | Sep 11, 2024 (54 d) |
| David Cawley | Legend Financial Advisors Inc independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2024 | Sep 18, 2024 (62 d) |
| Aaron Ross Willett | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2024 | Jun 26, 2025 (343 d) |