DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Kms Financial Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric O LeeFoundations Asset Management, LLC otherKms Financial Services, Inc otherOtherApr 8, 2009May 7, 2009
Timothy G MassieTd Ameritrade, Inc. no RAUMKms Financial Services, Inc otherOtherMar 23, 2009Aug 18, 2009 (148 d)
Adelaide Leslie GrimmLnw otherKms Financial Services, Inc otherOtherMar 23, 2009Oct 23, 2009 (214 d)
Rebecca Louise EckertGeneos Wealth Management, Inc. otherKms Financial Services, Inc otherOtherMar 3, 2009Jun 15, 2009 (104 d)
Scott L ForguesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKms Financial Services, Inc otherOtherDec 22, 2008Jan 30, 2009 (39 d)
Rizwan RizwiPacific West Financial Consultants Inc otherKms Financial Services, Inc otherOtherOct 20, 2008Mar 24, 2010 (520 d)
Donald Lee WellsInvestment Advisors International, Inc. unclassifiedKms Financial Services, Inc otherOtherOct 13, 2008Oct 7, 2008
William Edward HermannFirst Allied Securities, Inc. otherKms Financial Services, Inc otherOtherApr 2, 2008Apr 1, 2008
Michael Joseph MaehlUBS Financial Services Inc. wirehouseKms Financial Services, Inc otherOtherMar 20, 2008Mar 10, 2008
Rebecca Jeannette StevensEquitable Advisors, LLC national BDKms Financial Services, Inc otherOtherMar 14, 2008Mar 12, 2008
Daniel James PrenticeNew England Securities Corporation otherKms Financial Services, Inc otherOtherFeb 12, 2008Feb 4, 2008
William B NolanFinancial Planners Northwest, Inc. unclassifiedKms Financial Services, Inc otherOtherFeb 12, 2008Feb 13, 2008
Kenneth Neil MartinsonFinancial Resources Inc unclassifiedKms Financial Services, Inc otherOtherDec 31, 2007Aug 23, 2007
Sabrina PetersonFinancial Resources Inc unclassifiedKms Financial Services, Inc otherOtherDec 31, 2007Nov 16, 2007
Stacy GannonWells Fargo Advisors wirehouseKms Financial Services, Inc otherOtherDec 12, 2007Apr 7, 2009 (482 d)
Laura Gerber BruceFinancial Resources Inc unclassifiedKms Financial Services, Inc otherOtherDec 3, 2007Nov 16, 2007
Deborah Ann GianelliBrookstreet Securities Corporation unclassifiedKms Financial Services, Inc otherOtherJul 3, 2007Jul 2, 2007
Russell Darin ColeMML Investors Services, LLC otherKms Financial Services, Inc otherOtherJun 7, 2007Jun 5, 2007
Denise DownsWoodbury Financial Services, Inc. otherKms Financial Services, Inc otherOtherMay 2, 2007May 1, 2007
Gregory Roger FreitagPruco Securities, LLC otherKms Financial Services, Inc otherOtherMay 2, 2007May 1, 2007
Joel Alphonse JohnsonMML Investors Services, LLC otherKms Financial Services, Inc otherOtherApr 26, 2007Apr 24, 2007
Michael James WrenNorthwest Investment Advisors, Inc state registeredKms Financial Services, Inc otherOtherMar 1, 2007Mar 2, 2007
Joe Michael ChinPark Avenue Securities LLC otherKms Financial Services, Inc otherOtherJan 17, 2007Feb 5, 2007
Andre William DuboisFisher Investments otherKms Financial Services, Inc otherOtherJan 3, 2007Jan 17, 2007
Stephen Joseph CoteMML Investors Services, LLC otherKms Financial Services, Inc otherOtherDec 4, 2006Nov 17, 2006
Palash Samiul IslamMsi Financial Services, Inc. otherKms Financial Services, Inc otherOtherOct 13, 2006Oct 3, 2006
Crystal Annette McmahonUBS Financial Services Inc. wirehouseKms Financial Services, Inc otherOtherJul 24, 2006Feb 2, 2017 (3846 d)
Larry Gene McclanahanValic Financial Advisors, Inc. otherKms Financial Services, Inc otherOtherJan 5, 2006Jan 5, 2006
Jerome David PickarCitigroup Global Markets Inc. otherKms Financial Services, Inc otherOtherDec 8, 2005Dec 2, 2005
Christopher James NoltTransamerica Financial Advisors, LLC otherKms Financial Services, Inc otherOtherNov 18, 2005Nov 22, 2005
Douglas C RitchieMorgan Stanley Dw Inc. unclassifiedKms Financial Services, Inc otherOtherAug 29, 2005Aug 17, 2005
Hoa (Sandra) Ngo TruongMorgan Stanley Dw Inc. unclassifiedKms Financial Services, Inc otherOtherAug 24, 2005Sep 15, 2005
Pamela Jean FloydCetera Advisors LLC otherKms Financial Services, Inc otherOtherAug 11, 2005Jul 29, 2005
Debra Diane StarkeyCetera Advisors LLC otherKms Financial Services, Inc otherOtherAug 11, 2005Jul 29, 2005
Kimberly Mae JohnsonCetera Advisors LLC otherKms Financial Services, Inc otherOtherAug 11, 2005Jul 29, 2005
Solomon Edward Reeves1717 Capital Management Company unclassifiedKms Financial Services, Inc otherOtherMay 3, 2005Apr 25, 2005
Steven Roth OlsonEagle Strategies LLC otherKms Financial Services, Inc otherOtherMar 29, 2005Mar 4, 2005
Andre Nicholas ListerAura Asset Management, Inc. unclassifiedKms Financial Services, Inc otherOtherSep 17, 2004Sep 17, 2004
Robert Everett FreyAriston Capital Management Corp state registeredKms Financial Services, Inc BD affiliatedOtherAug 23, 2004May 2, 2019 (5365 d)
Claude Damian NesisCincinnati Analysts, Inc otherKms Financial Services, Inc otherOtherMar 31, 2004Mar 30, 2004
Douglas Reed BeanPacific West Financial Consultants Inc otherKms Financial Services, Inc otherOtherMar 5, 2004Mar 5, 2004
Thomas Richard KraabelLPL Financial LLC otherKms Financial Services, Inc otherOtherJan 2, 2004Jan 2, 2004
Lee Allen ScharenbergMetropolitan Financial Services, Inc. unclassifiedKms Financial Services, Inc otherOtherDec 12, 2003Dec 11, 2003
Brentford Moir PriceMetropolitan Financial Services, Inc. unclassifiedKms Financial Services, Inc otherOtherDec 12, 2003Dec 12, 2003
Gerald Daniel KroegerMsi Financial Services, Inc. otherKms Financial Services, Inc otherOtherNov 11, 2003Jul 30, 2007 (1357 d)
Blair Douglas HansenThe Planners Network, Inc. otherKms Financial Services, Inc otherOtherSep 29, 2003Oct 18, 2017 (5133 d)
Craig Jon OlsonVeravest Investment Advisors, Inc. unclassifiedKms Financial Services, Inc otherOtherMay 23, 2003Aug 4, 2003 (73 d)
Scott Jay RobertsVeravest Investment Advisors, Inc. unclassifiedKms Financial Services, Inc otherOtherMay 23, 2003Aug 4, 2003 (73 d)
Taryn Renae LeeHornor, Townsend & Kent, LLC otherKms Financial Services, Inc otherOtherMar 17, 2003Jan 3, 2005 (658 d)
Jonathan Andrew BarwickOsaic Fa, Inc. otherKms Financial Services, Inc otherOtherSep 30, 2002Sep 3, 2002
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230 moves match.