DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Nancy Ann Guillen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Jul 20, 2012	Jul 19, 2012
Bobby Lee Palmer	Woodbury Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Jun 27, 2012	Jun 15, 2012
Thomas Van Herndon	Woodbury Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Jun 27, 2012	Jun 22, 2012
Sophie M Lancaster	Brokersxpress LLC other	Next Financial Group, Inc. other	Other	Jun 21, 2012	Jun 26, 2012
Daniel Enrique Luna	First Command Financial Planning, Inc. other	Next Financial Group, Inc. other	Other	Jun 15, 2012	Jun 28, 2012
Janice Ann Webb Lavin	Saxony Capital Management, LLC other	Next Financial Group, Inc. other	Other	May 15, 2012	Jun 17, 2013 (398 d)
Ivana Lotoshynski	Investment Professionals, Inc. other	Next Financial Group, Inc. other	Other	May 15, 2012	Apr 27, 2012
Linda Brucia	Oppenheimer & Co. Inc. other	Next Financial Group, Inc. other	Other	Apr 3, 2012	Apr 2, 2012
Mark William Narby	Cantella & Co., Inc. other	Next Financial Group, Inc. other	Other	Mar 20, 2012	Apr 11, 2012
Scott Edward Whitten	H. Beck, Inc. other	Next Financial Group, Inc. other	Other	Mar 19, 2012	May 14, 2012 (56 d)
Daniel Edward Sigman	New England Securities Corporation other	Next Financial Group, Inc. other	Other	Mar 14, 2012	Mar 1, 2012
Joshua M Kopec	New England Securities Corporation other	Next Financial Group, Inc. other	Other	Mar 13, 2012	Mar 1, 2012
Joseph Verissimo	Wells Fargo Advisors wirehouse	Next Financial Group, Inc. other	Other	Feb 10, 2012	Feb 15, 2012
Richard Lowell Bateman	Waddell & Reed other	Next Financial Group, Inc. BD affiliated	Other	Feb 10, 2012	Jul 20, 2020 (3083 d)
Paul Conrad Stanley	J. W. Cole Advisors, Inc. other	Next Financial Group, Inc. other	Other	Jan 31, 2012	Jan 30, 2012
Michael Helmut Graef	Strategic Advisers LLC national BD	Next Financial Group, Inc. other	Other	Jan 26, 2012	Feb 28, 2012 (33 d)
Mark Adam Vuskov	Invesco Advisers, Inc. other	Next Financial Group, Inc. other	Other	Jan 23, 2012	Mar 25, 2013 (427 d)
Rodney Jerard Derbigny	Kovack Advisors, Inc. other	Next Financial Group, Inc. other	Other	Dec 31, 2011	Feb 2, 2012 (33 d)
Barry Alan Tripp	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	Dec 12, 2011	Dec 12, 2011
Renee Mary Skiver	LPL Financial LLC other	Next Financial Group, Inc. other	Other	Nov 30, 2011	Nov 23, 2011
Jason Wynn Crowe	Securities America Advisors, Inc. other	Next Financial Group, Inc. other	Other	Nov 28, 2011	Nov 28, 2011
Lydia C Stephens	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Nov 22, 2011	Nov 28, 2011
Mark Alan Boutote	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Nov 10, 2011	Jan 6, 2012 (57 d)
Michael Frederick Bien	Woodbury Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Oct 19, 2011	Jan 6, 2012 (79 d)
Denny Wayne Rudolph	Edward Jones national BD	Next Financial Group, Inc. other	Other	Oct 7, 2011	Oct 6, 2011
Jason Dodzik	Securities America Advisors, Inc. other	Next Financial Group, Inc. other	Other	Sep 21, 2011	Sep 2, 2011
William W Respess	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Sep 8, 2011	Sep 2, 2011
Scott Alan Tanker	Vicus Capital, Inc. other	Next Financial Group, Inc. other	Other	Aug 31, 2011	Sep 1, 2011
Alan Edward Gorlick	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Aug 8, 2011	Aug 12, 2011
Mark Kingsley Simpson	Securities America Advisors, Inc. other	Next Financial Group, Inc. other	Other	Jul 15, 2011	Jul 15, 2011
Darrell Horace Strickland	Wells Fargo Advisors wirehouse	Next Financial Group, Inc. other	Other	Jun 7, 2011	Jun 6, 2011
Denise Marie Mcgee	Questar Asset Management, Inc. other	Next Financial Group, Inc. other	Other	Jun 7, 2011	Jun 13, 2011
Robert Kruse Ross	Spc other	Next Financial Group, Inc. other	Other	May 31, 2011	Jun 8, 2011
Terence William Hagedorn	Spc other	Next Financial Group, Inc. other	Other	May 31, 2011	Jun 1, 2011
Robert John Netzly	Wells Fargo Advisors wirehouse	Next Financial Group, Inc. other	Other	May 12, 2011	May 4, 2011
Allen James Bass	Principal Securities, Inc. other	Next Financial Group, Inc. other	Other	Apr 12, 2011	Apr 11, 2011
Glenn Philip Scharf	Cumberland Brokerage Corporation unclassified	Next Financial Group, Inc. other	Other	Mar 31, 2011	Mar 31, 2011
Edward David Dipietro	Cumberland Brokerage Corporation unclassified	Next Financial Group, Inc. other	Other	Mar 31, 2011	Mar 31, 2011
Shawn Oliver Short	Msi Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 21, 2011	Mar 17, 2011
Douglas Marc Singer	Ashlay Asset Management Group, Inc. unclassified	Next Financial Group, Inc. other	Other	Mar 10, 2011	May 28, 2009
Jimmy Rodriguez	Wells Fargo Advisors wirehouse	Next Financial Group, Inc. other	Other	Feb 28, 2011	Mar 1, 2011
Terry Lavon Geter	Stewardship Legacy Coaching, LLC unclassified	Next Financial Group, Inc. other	Other	Feb 22, 2011	Mar 1, 2011
Jennifer Cerra Vawter	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Feb 17, 2011	Jul 27, 2012 (526 d)
Stephen Laurence Shloss	Msi Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Feb 7, 2011	Feb 2, 2011
Charles Patrick Donnell	Stanford Group Company unclassified	Next Financial Group, Inc. other	Other	Jan 31, 2011	Jun 23, 2011 (143 d)
Brad Alan Pickett	Equitable Advisors, LLC national BD	Next Financial Group, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 28, 2011	May 28, 2020 (3408 d)
Michael Lynn Guess	Morgan Stanley wirehouse	Next Financial Group, Inc. other	Other	Jan 27, 2011	Jan 3, 2011
Scot Brian Ahearn	Pnc Wealth Management other	Next Financial Group, Inc. other	Other	Jan 11, 2011	Jan 3, 2011
John Paul Bray	Edward Jones national BD	Next Financial Group, Inc. other	Other	Jan 6, 2011	Feb 15, 2011 (40 d)
Kathleen Mary Moore	Capital Planning Institute unclassified	Next Financial Group, Inc. other	Other	Dec 31, 2010	Jan 3, 2007
Scott Lee Schneidermann	Edward Jones national BD	Next Financial Group, Inc. other	Other	Nov 16, 2010	Nov 23, 2010
Roger Raye Pearson	Client 1st Wealth Management, Inc. unclassified	Next Financial Group, Inc. other	Other	Nov 15, 2010	Oct 28, 2008
John Gerson Kuykendall	Cambridge Investment Research Advisors, Inc. other	Next Financial Group, Inc. other	Other	Nov 11, 2010	Mar 25, 2015 (1595 d)
Bradden Glen Kimes	Edward Jones national BD	Next Financial Group, Inc. other	Other	Nov 2, 2010	Nov 2, 2010
Julie Ann Martinez	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Oct 22, 2010	Nov 11, 2010
Jay Morris Frank	Principal Securities, Inc. other	Next Financial Group, Inc. other	Other	Oct 21, 2010	Oct 19, 2010
Michael Paul Harris	First Tennessee Advisory Services, Inc. other	Next Financial Group, Inc. other	Other	Oct 19, 2010	Apr 1, 2011 (164 d)
Michael Howard Greenspun	Edward Jones national BD	Next Financial Group, Inc. other	Other	Oct 11, 2010	Nov 9, 2010
Edward Carl Ittner	Verus Capital Partners, LLC other	Next Financial Group, Inc. other	Other	Oct 5, 2010	Oct 12, 2010
Howard Raymond Solomon	Verus Capital Partners, LLC other	Next Financial Group, Inc. other	Other	Sep 28, 2010	Oct 8, 2010

Page 4 of 11Previous Next

630 moves match.