Advisor moves

Arrivals at Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Victoria Marie FisherMorgan Stanley wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 21, 2011Apr 20, 2012 (121 d)
Howell Lewis FlorenceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 18, 2011Nov 15, 2011
Robert Merrill SeamanIndependent Financial Partners otherUsaa Financial Planning Services no RAUMOtherOct 3, 2011Oct 12, 2011
Curtis Randall BrooksGerstein Fisher otherUsaa Financial Planning Services no RAUMOtherSep 20, 2011Sep 30, 2011
Yolanda Tiffany WatersAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherAug 24, 2011Aug 29, 2011
Robert Glenn McgregorNfp Advisor Services, LLC otherUsaa Financial Planning Services no RAUMOtherAug 22, 2011Sep 6, 2011
Raymond Albert PanquerneChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherAug 10, 2011Sep 1, 2011
Robert Neal DavisWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 9, 2011Aug 24, 2011
Bobby E GilesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 8, 2011Aug 19, 2011
Gregory James PaslerChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherAug 8, 2011Aug 18, 2011
Andrew Chow TangCharles Schwab & Co., Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 8, 2011Aug 18, 2011
Janet MccabeAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherAug 5, 2011Aug 18, 2011
Douglas Scott McduffieRaymond James & Associates, Inc. national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 4, 2011Aug 18, 2011
Billy Worth BriggsChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherAug 2, 2011Sep 13, 2011 (42 d)
Joshua Adam SandersEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 2, 2011Oct 11, 2011 (70 d)
Benjamin Robert HolguinT. Rowe Price Advisory Services, Inc. no RAUMUsaa Financial Planning Services no RAUMOtherJul 26, 2011Aug 25, 2011
Matthew James HollosyInvestors Capital Advisory otherUsaa Financial Planning Services no RAUMOtherJul 22, 2011Aug 19, 2011
Kun LiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 18, 2011Aug 18, 2011 (31 d)
Justin HernandezAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 15, 2011Jul 27, 2011
Michael E AndrewsAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherJul 7, 2011Nov 3, 2011 (119 d)
Harold Emerson ScullTd Ameritrade Investment Management, LLC otherUsaa Financial Planning Services no RAUMOtherJul 6, 2011Jul 29, 2011
George Keener GillWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 10, 2011Jul 18, 2011 (38 d)
Gameel TannousMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 8, 2011Dec 23, 2011 (198 d)
Dominick Joseph CristofaroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 7, 2011Jul 7, 2011
Travis Frederick DauchyEquitable Advisors, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 31, 2011Jun 8, 2011
William Farup HoffmanEhlert Financial Group, Inc. unclassifiedUsaa Financial Planning Services no RAUMOtherMay 25, 2011Jul 27, 2011 (63 d)
Nicholas James BarnwellMazars Wealth Advisors otherUsaa Financial Planning Services no RAUMOtherMay 23, 2011May 22, 2012 (365 d)
Phoebe ChaoAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherMay 23, 2011Jun 7, 2011
Ryan Thomas TomerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 19, 2011Jun 6, 2011
Annamarie Theresa StricklandTd Ameritrade Investment Management, LLC otherUsaa Financial Planning Services no RAUMOtherMay 18, 2011Jun 24, 2011 (37 d)
Jonathan William LennoxRiverstone Wealth Management otherUsaa Financial Planning Services no RAUMOtherMay 17, 2011May 25, 2011
Judith Nobue HirotakaDestination Wealth Management otherUsaa Financial Planning Services no RAUMOtherMay 13, 2011Jun 7, 2011
John Douglas HillNorthwestern Mutual Investment Services,LLC otherUsaa Financial Planning Services no RAUMOtherMay 13, 2011Jun 2, 2011
Paula Kay HeffronLPL Financial LLC otherUsaa Financial Planning Services no RAUMOtherMay 12, 2011May 24, 2011
Dineen HughesChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherMay 11, 2011Jun 2, 2011
Adam Perry SandersAdvice And Planning Services otherUsaa Financial Planning Services no RAUMOtherMay 11, 2011Aug 25, 2011 (106 d)
Michele Suzette ArbogastCitigroup Global Markets Inc. otherUsaa Financial Planning Services no RAUMOtherMay 10, 2011Jul 1, 2011 (52 d)
Margaret L BilbyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 10, 2011Jun 21, 2011 (42 d)
Christy Meyer MartinichAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 10, 2011May 17, 2011
Christopher R JohnsonEquitable Advisors, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 9, 2011May 24, 2011
Nicholas BarnettU.S. Bancorp Advisors, LLC otherUsaa Financial Planning Services no RAUMOtherMay 9, 2011Jun 7, 2011
Jeffrey Richard LockwayLPL Financial LLC otherUsaa Financial Planning Services no RAUMOtherMay 5, 2011May 23, 2011
Johnathan Aaron CherryFsc Securities Corporation otherUsaa Financial Planning Services no RAUMOtherMay 2, 2011May 20, 2011
Carlos Jose CastroChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherApr 29, 2011Sep 12, 2011 (136 d)
Nicole S NealsEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 27, 2011Jul 7, 2011 (71 d)
Patrick NugentMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 26, 2011Sep 27, 2012 (520 d)
Brian Matthew PollardNorthwestern Mutual Investment Services,LLC otherUsaa Financial Planning Services no RAUMOtherApr 20, 2011May 3, 2011
Jennifer HollersWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 19, 2011May 12, 2011
David MartinezStrategic Advisers LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 19, 2011May 23, 2011 (34 d)
James Earl StatenEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 19, 2011May 11, 2011
Youree Henry Mc BrideAmeriprise Financial Services, LLC national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 18, 2011May 17, 2011
Robin Leighton SkillingbergCommerce Wealth Advisers, LLC otherUsaa Financial Planning Services no RAUMOtherApr 15, 2011May 3, 2011
Blake Courtney GlissonEdward Jones national BDUsaa Financial Planning Services no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 14, 2011Jul 7, 2011 (84 d)
Andrew James KelchWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 13, 2011Jun 13, 2011 (61 d)
Ardis OwensChase Investment Services Corp. otherUsaa Financial Planning Services no RAUMOtherApr 8, 2011May 4, 2011
Brian Joseph McguireNfp Advisor Services, LLC otherUsaa Financial Planning Services no RAUMOtherApr 7, 2011May 23, 2011 (46 d)
David BelangerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 6, 2011Apr 21, 2011
Joseph A CerretaWells Fargo Advisors wirehouseUsaa Financial Planning Services no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 1, 2011May 6, 2011 (35 d)
Christopher Lee Giles Tave1st Global Advisors Inc otherUsaa Financial Planning Services no RAUMOtherMar 30, 2011Jun 1, 2011 (63 d)
Jessica CafferataRosenthal Advisory Services, L.P. independent RIAUsaa Financial Planning Services no RAUMRIA to a newly registered adviserMar 30, 2011Apr 21, 2011
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589 moves match.