DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Transamerica Retirement Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

366 moves
AdvisorFromToTypeLeftRegistered
Taylor David WinbushStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 22, 2017Jun 14, 2022 (1665 d)
Yvette H TurnbaughValic Financial Advisors, Inc. otherTransamerica Retirement Advisors, LLC otherOtherNov 17, 2017Dec 18, 2017 (31 d)
Brett KahnertMML Investors Services, LLC otherTransamerica Retirement Advisors, LLC otherOtherNov 8, 2017Nov 15, 2017
Eric BillingsleaCetera Investment Advisers LLC otherTransamerica Retirement Advisors, LLC otherOtherNov 7, 2017Nov 22, 2017
Joseph C ViggianiScottrade Investment Management otherTransamerica Retirement Advisors, LLC BD affiliatedOtherOct 24, 2017Jan 6, 2022 (1535 d)
Lucas Skidmore RameakaManulife Investment Management (US) LLC otherTransamerica Retirement Advisors, LLC mixed wealthOtherOct 10, 2017Jan 24, 2019 (471 d)
Michael ZieglerStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 5, 2017Jun 6, 2018 (244 d)
Norman Frank PierceNationwide Investment Advisors, LLC otherTransamerica Retirement Advisors, LLC BD affiliatedOtherSep 11, 2017Sep 3, 2019 (722 d)
Joe ValiquetteTd Ameritrade Investment Management, LLC otherTransamerica Retirement Advisors, LLC mixed wealthOtherSep 5, 2017Mar 30, 2018 (206 d)
Caleb Leif SporeAmeriprise Financial Services, LLC national BDTransamerica Retirement Advisors, LLC otherOtherAug 9, 2017Sep 7, 2017
Kyle Tanner KeatyScottrade Investment Management otherTransamerica Retirement Advisors, LLC otherOtherJun 12, 2017Jun 19, 2017
Justin HahlUsaa Financial Planning Services no RAUMTransamerica Retirement Advisors, LLC otherOtherApr 10, 2017Apr 17, 2017
Joseph A PalletIndependent Financial Partners otherTransamerica Retirement Advisors, LLC otherOtherMar 17, 2017Apr 27, 2017 (41 d)
Inka Eyvette Ashley-LassenTruist Advisory Services, Inc. otherTransamerica Retirement Advisors, LLC otherOtherMar 7, 2017Mar 8, 2018 (366 d)
Anthony FellaJ.P. Morgan Securities LLC wirehouseTransamerica Retirement Advisors, LLC mixed wealthWirehouse to independent RIAJan 31, 2017Apr 5, 2018 (429 d)
Aimee Francoeur TesoroTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherJan 25, 2017Feb 27, 2017 (33 d)
Stacey Lynn MullinTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherJan 17, 2017Jan 27, 2017
Tyler Mathew DemgeStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC otherOtherJan 6, 2017Feb 8, 2017 (33 d)
Anna M StoreyJ.P. Morgan Securities LLC wirehouseTransamerica Retirement Advisors, LLC otherOtherJan 5, 2017Feb 2, 2017
Eugene Mcmillan MusselwhiteOsaic Fa, Inc. otherTransamerica Retirement Advisors, LLC otherOtherDec 27, 2016Jan 5, 2017
Michael RomanoskiPnc Wealth Management otherTransamerica Retirement Advisors, LLC otherOtherDec 14, 2016Jan 18, 2017 (35 d)
Kevin W BreckenfelderLPL Financial LLC otherTransamerica Retirement Advisors, LLC otherOtherDec 13, 2016Jan 23, 2017 (41 d)
Emily Renee CorderSignator Investors, Inc. otherTransamerica Retirement Advisors, LLC otherOtherNov 21, 2016Dec 20, 2017 (394 d)
Elizabeth Chantal EricksonCuna Brokerage Services, Inc. otherTransamerica Retirement Advisors, LLC BD affiliatedOtherNov 17, 2016Aug 24, 2021 (1741 d)
Karen Marie ClericiProspera Financial Services, Inc. otherTransamerica Retirement Advisors, LLC mixed wealthOtherNov 15, 2016Oct 30, 2018 (714 d)
Jonathan P RobinsonLPL Financial LLC otherTransamerica Retirement Advisors, LLC mixed wealthOtherSep 21, 2016Jan 9, 2019 (840 d)
Joshua Thomas SheetsLPL Financial LLC otherTransamerica Retirement Advisors, LLC otherOtherAug 22, 2016Sep 8, 2016
Lavander LandowskiCuna Brokerage Services, Inc. otherTransamerica Retirement Advisors, LLC otherOtherAug 11, 2016Sep 12, 2016 (32 d)
Samuel Aloysius TernesAmeriprise Financial Services, LLC national BDTransamerica Retirement Advisors, LLC otherOtherJul 26, 2016Aug 2, 2016
Shareef Anthony DoumetTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherMay 12, 2016May 31, 2016
Julia Marie RidgwayWaddell & Reed otherTransamerica Retirement Advisors, LLC otherOtherApr 20, 2016Apr 19, 2017 (364 d)
Adam Louis KucsanStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAApr 8, 2016Dec 7, 2018 (973 d)
Alan Martin MolnarPrincipal Securities, Inc. otherTransamerica Retirement Advisors, LLC otherOtherFeb 25, 2016Mar 29, 2016 (33 d)
Cindy Scott1st Global Advisors Inc otherTransamerica Retirement Advisors, LLC otherOtherFeb 12, 2016Dec 20, 2017 (677 d)
Seth Adam FinemanMissionsquare Retirement otherTransamerica Retirement Advisors, LLC otherOtherJan 26, 2016Mar 8, 2016 (42 d)
Miguel Angel MartinezVanguard Advisers, Inc. otherTransamerica Retirement Advisors, LLC BD affiliatedOtherNov 17, 2015Feb 25, 2021 (1927 d)
Paul Heath KelleyStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC otherOtherNov 12, 2015Dec 9, 2015
William Michael PokorskyRaymond James Financial Services Advisors, Inc otherTransamerica Retirement Advisors, LLC otherOtherNov 4, 2015Nov 19, 2015
William Todd HutsonJ.P. Morgan Securities LLC wirehouseTransamerica Retirement Advisors, LLC otherOtherOct 7, 2015Oct 15, 2015
Michael Gregory OlszewskiVoya Financial Advisors, Inc. otherTransamerica Retirement Advisors, LLC otherOtherOct 2, 2015Oct 6, 2015
Tammie Lynn MccoyStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC otherOtherAug 19, 2015Sep 16, 2015
Cole Alan WelshKeating Financial Advisory Services institutionalTransamerica Retirement Advisors, LLC otherOtherAug 18, 2015Sep 3, 2015
Steven Andrew SmithUnited Capital Financial Advisors otherTransamerica Retirement Advisors, LLC BD affiliatedOtherAug 4, 2015Jun 22, 2022 (2514 d)
David OrneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Retirement Advisors, LLC otherOtherJul 15, 2015Dec 2, 2016 (506 d)
Lenin IbarraWells Fargo Advisors wirehouseTransamerica Retirement Advisors, LLC otherOtherJun 3, 2015Dec 19, 2016 (565 d)
Matthew David LeekeEquitable Advisors, LLC national BDTransamerica Retirement Advisors, LLC otherOtherMay 4, 2015May 11, 2015
Humberto Antonio MinayaJ.P. Morgan Securities LLC wirehouseTransamerica Retirement Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2015Nov 9, 2022 (2772 d)
Robert D WilsonCharles Schwab & Co., Inc. national BDTransamerica Retirement Advisors, LLC otherOtherMar 27, 2015Apr 27, 2015 (31 d)
Michael Bryce VenableStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC otherOtherFeb 24, 2015Mar 9, 2015
Michael David LewisAmeriprise Financial Services, LLC national BDTransamerica Retirement Advisors, LLC otherOtherFeb 10, 2015Feb 18, 2015
Alex Alan HackworthyTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherDec 31, 2014Jan 14, 2015
Dieter WaltersStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC otherOtherNov 26, 2014Dec 2, 2014
Jeremy Jon HendricksonMsi Financial Services, Inc. otherTransamerica Retirement Advisors, LLC otherOtherNov 13, 2014Dec 22, 2016 (770 d)
John Hopkins De JongEdward Jones national BDTransamerica Retirement Advisors, LLC otherOtherOct 31, 2014Feb 18, 2015 (110 d)
Larry Eugene ElliottSuntrust Investment Services, Inc. otherTransamerica Retirement Advisors, LLC otherOtherOct 24, 2014Nov 3, 2014
Brendle Lynn CorpmanAmeriprise Financial Services, LLC national BDTransamerica Retirement Advisors, LLC otherOtherOct 23, 2014Nov 2, 2016 (741 d)
Douglas BainesWells Fargo Advisors wirehouseTransamerica Retirement Advisors, LLC otherOtherOct 21, 2014Oct 31, 2014
Brian K BohnenMorgan Stanley wirehouseTransamerica Retirement Advisors, LLC otherOtherSep 30, 2014May 9, 2017 (952 d)
Craig R. KappStrategic Advisers LLC national BDTransamerica Retirement Advisors, LLC otherOtherSep 26, 2014Oct 3, 2014
Matthew J UrbanekPnc Wealth Management otherTransamerica Retirement Advisors, LLC otherOtherSep 26, 2014Sep 30, 2014
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