DFX Intelligence
Advisor moves
Arrivals at Capital Analysts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Thomas Melican | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | Sep 30, 2019 |
| Graham John Wilson | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 1, 2020 | Jun 4, 2012 |
| Duncan Graham Wilson | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 1, 2020 | Jun 4, 2012 |
| David Davodi | Pruco Securities, LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Mar 12, 2020 |
| Tyson Joseph Asay | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Jul 23, 2019 |
| Robert James Burdumy | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2020 | Sep 28, 2016 |
| Zachary David Meyer | Bankers Life Advisory Services, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Jan 7, 2020 |
| Robin S Spencer | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Jun 19, 2018 |
| Ronald Robert Covington | Legend Advisory, LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | May 14, 2018 |
| James Howard Miller | Legend Advisory, LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Mar 25, 2021 (538 d) |
| Cody Lee Ward | Citizens Securities, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 8, 2019 |
| Kyle Patrick Webster | Vanguard Advisers, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Mar 19, 2020 (174 d) |
| Gregory Michael Cecchini | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 14, 2018 |
| Claudia Patricia Hall | Inspire Advisors, LLC no RAUM | Capital Analysts BD affiliated | Other | Sep 23, 2019 | May 7, 2020 (227 d) |
| Alec Smith | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Mar 5, 2019 |
| William Elmer Mcguire | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 13, 2019 | Dec 10, 2015 |
| Ian Thomas Prymak | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 6, 2019 | May 25, 2016 |
| Michael S Taras | Lincoln Investment BD affiliated | Capital Analysts other | Other | Aug 29, 2019 | Apr 4, 2017 |
| Michael Thomas Shanley | John Hancock Investment Management LLC asset manager | Capital Analysts BD affiliated | Other | Aug 9, 2019 | Aug 31, 2020 (388 d) |
| Domini Marie Allison | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jul 2, 2019 | Oct 23, 2017 |
| Neil Christopher Guarniere | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jun 25, 2019 | Dec 4, 2017 |
| Michael Joseph Masilunas | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jun 20, 2019 | Apr 25, 2014 |
| Nathan Hatch Billeter | Legacy Wealth Management, LLC independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2019 | Sep 4, 2019 (79 d) |
| Jonathan Kirk Carroll | Legacy Wealth Management, LLC independent RIA | Capital Analysts BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2019 | Jul 19, 2019 (32 d) |
| Robert Allan Palma | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | May 9, 2018 |
| Rommel Garcia | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Apr 5, 2019 |
| Matthew Alden Palmgren | Raymond James & Associates, Inc. national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 13, 2019 |
| Ricky Lawson Carroll | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Apr 9, 2019 |
| David Leon Shelly | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 16, 2019 | Mar 18, 2014 |
| Kenneth Edward Bonus | Avantax Advisory Services BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Jun 26, 2019 (84 d) |
| William J. Teague | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 2, 2019 | Jun 4, 2012 |
| William Jesse Teague | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 2, 2019 | Jun 4, 2012 |
| Robert Merrill Seaman | Lincoln Investment BD affiliated | Capital Analysts other | Other | Mar 1, 2019 | Mar 24, 2016 |
| Robert Christopher Beaulieu | Regal Investment Advisors LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Mar 14, 2019 |
| Mandie Josephine Peters | Questar Asset Management, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 15, 2019 |
| Richard William Wasson | Regal Investment Advisors LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 15, 2019 |
| Ryan Thomas Logue | Morgan Stanley wirehouse | Capital Analysts BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2019 | Feb 7, 2019 |
| Ralph Philip Lebkuecher | Lincoln Investment BD affiliated | Capital Analysts other | Other | Feb 5, 2019 | Oct 9, 2015 |
| Christopher Robert Housen | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| Paul Jude Conforti | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| Christopher Alan Lukas | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| George M. Steiner | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| Andrew Todd Bucksner | Advice And Planning Services BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2018 | May 3, 2019 (155 d) |
| Ian Marcello Aguilar | Lincoln Investment BD affiliated | Capital Analysts other | Other | Nov 20, 2018 | Jan 10, 2018 |
| Peter Francis Pabon | Lincoln Investment BD affiliated | Capital Analysts other | Other | Oct 29, 2018 | Mar 31, 2015 |
| Angela Gordon | Lincoln Investment BD affiliated | Capital Analysts other | Other | Oct 15, 2018 | Jan 30, 2017 |
| Marney Skinner | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Sep 10, 2018 |
| Richard Edward Marek | Ameriprise Financial Services, LLC national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2018 | Oct 2, 2018 |
| Patrick Joseph Knox | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jul 1, 2018 | Aug 20, 2014 |
| Edward Dorsey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Capital Analysts BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2018 | Jul 16, 2018 (44 d) |
| Patrick Robert Housen | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 25, 2018 | Jun 4, 2012 |
| Brett William Orvieto | Strategic Asset Management Group Advisors independent RIA | Capital Analysts other | Other | May 7, 2018 | Jun 10, 2016 |
| Randy Lee Swope | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 7, 2018 | Feb 13, 2017 |
| Randall Kent Rinderknecht | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 13, 2018 | Feb 15, 2017 |
| Ramon Vasquez Aguirre | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 5, 2018 | Aug 3, 2016 |
| Ryan M. Selleck | Lincoln Investment other | Capital Analysts other | Other | Feb 22, 2018 | Jun 10, 2016 |
| Brian Wiscombe | Edward Jones national BD | Capital Analysts other | Other | Jan 9, 2018 | Jan 12, 2018 |
| Kennon James Belisle | Horace Mann Investors, Inc. no RAUM | Capital Analysts BD affiliated | Other | Dec 31, 2017 | Jan 3, 2023 (1829 d) |
| Joyce Ellen Alsbury | Lincoln Investment other | Capital Analysts other | Other | Dec 31, 2017 | May 13, 2016 |
| Robert Thomas Castellani | Principal Securities, Inc. other | Capital Analysts other | Other | Dec 14, 2017 | Dec 4, 2017 |
401 moves match.