DFX Intelligence
Advisor moves
Arrivals at Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Robinson | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2023 | Apr 11, 2023 |
| Harrison Frederick Fosnocht | MML Investors Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | Apr 18, 2023 |
| Benjamin Robert Kleck | Florida Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | May 3, 2023 |
| Victor Cepeda | Allstate Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Apr 18, 2023 |
| Navdeep Singh | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Apr 12, 2023 |
| James Michael Schaible | RBC Capital Markets, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Apr 7, 2023 |
| John Sachariah | Northwestern Mutual Investment Services,LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Apr 3, 2023 | Apr 13, 2023 |
| Anthony Slovick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2023 | Mar 23, 2023 |
| Jonathan Bass | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Jul 19, 2023 (127 d) |
| Adelio Campos | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 9, 2023 |
| Sean Fogarty | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 28, 2023 | Mar 27, 2023 |
| Emil Sheikh | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2023 | Feb 23, 2023 |
| David Riley | Cuso Financial Services, L.P. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Aug 24, 2023 (204 d) |
| Vito Petriello | Allstate Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Feb 1, 2023 |
| Lorraine Hernandez Forbes | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2023 | Jan 12, 2024 (349 d) |
| Rodrigo Lopez | Mcadam LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Mar 10, 2023 (52 d) |
| Regina Moreira | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2023 | May 10, 2023 (124 d) |
| Marilyn Vazquez | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2023 | Jan 24, 2023 |
| Timothy John Davis | LPL Financial LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2022 | Dec 6, 2022 |
| Stephen Costa | Fisher Investments independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2022 | Jun 7, 2023 (177 d) |
| Ruairi Oneill | Ernst & Young Investment Advisers Llp no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Nov 30, 2022 | Jun 20, 2023 (202 d) |
| Patrick Mcguiness | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Mar 30, 2023 (121 d) |
| Jeffrey M Lageman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 28, 2022 | Dec 4, 2024 (737 d) |
| Matthew R. Coughlin | United Asset Strategies Inc. independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2022 | Feb 22, 2023 (93 d) |
| Sarah Smets | Lake Street Advisors independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2022 | Dec 2, 2022 |
| Patrick Sawyer | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2022 | Nov 10, 2022 |
| Glenn Andrew Gardiner | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Nov 15, 2022 |
| John Joseph Fitzgerald | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 4, 2022 | Oct 17, 2022 |
| Kathlene Donahue | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Oct 4, 2022 |
| Jonathon Torres | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Sep 26, 2022 |
| Derek Sausa | M Holdings Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Aug 24, 2022 |
| Ryan James Fryar Hedlund | First Citizens Investor Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Aug 30, 2022 |
| Waseem Abbas Khan | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2022 | Aug 1, 2022 |
| Jay M Vagnini | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2022 | Aug 30, 2022 |
| Cole Conner | LPL Financial LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2022 | Jul 19, 2022 |
| Robert Defina | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2022 | Jul 13, 2022 |
| Eugene Christie Mcvey | MML Investors Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2022 | Jul 14, 2022 |
| Iglika Dimitrova | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2022 | Jun 3, 2022 |
| Francisco Martin Avalle | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 14, 2022 |
| Krystle Batlle | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2022 | Jan 12, 2024 (585 d) |
| David Michael Johnson | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2022 | Jun 20, 2022 |
| Wayne Todd Jones | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 6, 2022 |
| David Joseph Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2022 | Jun 3, 2022 |
| Metehan Erim | LPL Financial LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2022 | May 18, 2022 |
| Ryan Belfiore | Florida Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | May 27, 2022 |
| Edward W Lapinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2022 | Feb 10, 2023 (276 d) |
| Michael Berkowitz | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Aug 7, 2023 (454 d) |
| Darren Stevenson | LPL Financial LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2022 | May 9, 2022 |
| Massimo Paone | Populist Capital LLC unclassified | Td Private Client Wealth LLC BD affiliated | Other | Apr 20, 2022 | Apr 26, 2022 |
| Aaron Case | LPL Financial LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2022 | Oct 27, 2022 (198 d) |
| Joshua Winkler | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Apr 21, 2022 |
| Marilyn Virginia Sullivan | Commonwealth Financial Network national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Apr 7, 2022 |
| Christopher Hargis | Td Ameritrade Investment Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Nov 14, 2024 (994 d) |
| John M Harper | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2022 | Feb 14, 2022 |
| William Holland | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Mar 7, 2022 |
| Brooks Glovins | MML Investors Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Jun 1, 2022 (104 d) |
| Julio Macario | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2022 | May 20, 2022 (96 d) |
| Victor Contente | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Oct 27, 2022 (265 d) |
| John Noto | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Jan 26, 2022 |
| Bernard Herrera | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 16, 2022 |
440 moves match.