DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,473 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Jean Rookaird | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Ron Leibovici | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Mark Anthony Migrino | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Daniel Patrick Weeks | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Regina Anne Susa | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Ana Ha Le | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Jacquelynn Maxon | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Benjamin James Bird | Cuso Financial Services, L.P. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Bjorn Stehr | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Pablo Joshua Thompson | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Jeanne Marie Abraham | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 31, 2023 |
| Beverly Ann Tandy | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Nelson Patrick Cooney | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sanjay Gobind Chugani | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| David Amarante Chavez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Dustin W Hansen | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sahar Hejazi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Zhanna Fish | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sharon A Green | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Tyler Blake Brasfield | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Peter Baldwin Bogardus | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Debby L Kurniawati | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Mario Hernandez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Lawrence Lam | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Shelly Guan Chia | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Stuart Michael Glenn | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Kin Yi Chow-Santiago | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sean David Clark | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Brian Hernandez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Jordan John Dumke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2023 | Jun 7, 2023 |
| Marena Mary Tufenkjian | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 23, 2023 |
| Francis Ronald Medley | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jun 5, 2023 |
| Cameron Justin Wolf | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2023 | May 12, 2023 |
| Mona Arabshahi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Feb 19, 2025 (649 d) |
| Brian Richard Nodolf | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 3, 2023 |
| Jacob Thomas Gaebler | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2023 | Apr 10, 2023 |
| Lindsay Michelle Rogers | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 27, 2023 |
| Andrew Udani Tabieros | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2023 | May 2, 2023 |
| Nita Chittchang | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 25, 2023 |
| James Adam Tracy | Wesbanco Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | Apr 10, 2023 |
| Andrew Mitchell Cullen | Cuso Financial Services, L.P. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Jun 13, 2023 (53 d) |
| Terry Clifton Lewis | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Jul 21, 2023 (92 d) |
| Chris Michael Thompson | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2023 | Jun 15, 2023 (57 d) |
| Leann Renae Gilmore | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Jun 15, 2023 (66 d) |
| Juan Manuel Vasquez | Transamerica Retirement Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jul 5, 2023 (92 d) |
| Michael Aaron Padilla | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Jul 7, 2023 (95 d) |
| Jeffrey Jay Benton | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2023 | Jul 21, 2023 (118 d) |
| Jonathan Mouavangsou | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Mar 16, 2023 |
| Kwabena Jamila Leek | Nationwide Investment Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Mar 10, 2023 |
| Jeffery Taylor | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2023 | Apr 11, 2023 (36 d) |
| Chance Corbot Franklin | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 13, 2023 |
| Elaine Yefun Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Apr 18, 2023 (54 d) |
| Samuel J Leidholm | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2023 | Sep 25, 2023 (215 d) |
| James Francis Baka | Transcend Capital Advisors, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2023 | Aug 3, 2023 (175 d) |
| Mirko Reithofer | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 6, 2023 |
| Kevin Matthew Eames | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2023 | Nov 1, 2023 (272 d) |
| James Thomas Krupar | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2023 | Jan 30, 2023 |
| Manuel I Magallanes | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2023 | Jan 23, 2023 |
| Aaron Michael Muzzy | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Feb 23, 2023 |
| John Matthew Pierce | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 18, 2023 |