DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Curtis Lee Catlin	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Nov 9, 2009	Mar 1, 2010 (112 d)
Melissa A Geracimos	Securities America Advisors, Inc. other	Osaic Fs, Inc. other	Other	Oct 13, 2009	Oct 19, 2009
Gerard John Vanderzanden	Greenbook Investment Management, Inc. unclassified	Osaic Fs, Inc. other	Other	Sep 30, 2009	Sep 30, 2009
Troy Don Perkins	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Sep 22, 2009	Sep 18, 2009
Torrey Leslie Greene	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Aug 25, 2009	Jan 13, 2004
Bryan Steven Deslauriers	Chittenden Securities, LLC. unclassified	Osaic Fs, Inc. other	Other	Aug 14, 2009	Oct 7, 2014 (1880 d)
Robert L Sheets	Ssn Advisory, Inc. other	Osaic Fs, Inc. other	Other	Jul 21, 2009	Apr 5, 2011 (623 d)
Steven Wayne Aiken	Cetera Investment Services LLC other	Osaic Fs, Inc. other	Other	Jul 20, 2009	Aug 18, 2009
Richard Anthony Mcgrath	Eagle Strategies LLC other	Osaic Fs, Inc. other	Other	Jul 16, 2009	Jul 16, 2009
Douglas Anthony Potash	Ameriprise Financial Services, LLC national BD	Osaic Fs, Inc. other	Other	Jul 8, 2009	Jul 8, 2009
Sandra Lois Ziglar	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	Jun 4, 2009	Jun 1, 2009
Anna Marie Stotka	Citigroup Global Markets Inc. other	Osaic Fs, Inc. other	Other	May 29, 2009	Sep 4, 2009 (98 d)
Garth Anthony Ivey	Cetera Advisor Networks LLC other	Osaic Fs, Inc. other	Other	May 19, 2009	Jun 12, 2009
Peter C Plant	LPL Financial LLC other	Osaic Fs, Inc. other	Other	May 5, 2009	Apr 17, 2009
Melvin Lee Gross	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	May 1, 2009	May 22, 2009
Coby Van Harper	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Apr 15, 2009	Apr 7, 2009
Harry William Beltran	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Apr 15, 2009	May 21, 2010 (401 d)
Paul David Gregory	Ameriprise Financial Services, LLC national BD	Osaic Fs, Inc. other	Other	Apr 15, 2009	Jul 8, 2009 (84 d)
Christopher Mark Burnette	Morgan Stanley & Co. LLC unclassified	Osaic Fs, Inc. other	Other	Apr 13, 2009	Jun 10, 2009 (58 d)
George Goodman	Edward Jones national BD	Osaic Fs, Inc. other	Other	Mar 2, 2009	Jun 15, 2009 (105 d)
Mark Alan Chandik	Allied Professional Advisors Inc. unclassified	Osaic Fs, Inc. other	Other	Jan 22, 2009	Jul 3, 2008
James Petrizzo	Voya Financial Advisors, Inc. other	Osaic Fs, Inc. other	Other	Jan 9, 2009	Feb 6, 2009
Charlotte Nanette Williams	Cetera Advisor Networks LLC other	Osaic Fs, Inc. other	Other	Jan 9, 2009	Jan 12, 2009
Jeffrey D Rimer	Cetera Advisor Networks LLC other	Osaic Fs, Inc. other	Other	Jan 9, 2009	Jan 22, 2009
Susano Castillo	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Dec 31, 2008	Sep 9, 2010 (617 d)
Pedro Sergio Chavez	Woodbury Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Dec 31, 2008	Feb 11, 2009 (42 d)
Blake Austin Stanley	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	Dec 31, 2008	Jan 2, 2009
Sulieman E Nurideen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fs, Inc. other	Other	Dec 22, 2008	Feb 18, 2009 (58 d)
Michael Trombetta	Next Financial Group, Inc. other	Osaic Fs, Inc. other	Other	Dec 17, 2008	Nov 19, 2008
Charles Ford Farmer	Bb&T Investment Services, Inc. no RAUM	Osaic Fs, Inc. other	Other	Nov 10, 2008	Jun 14, 2010 (581 d)
Christopher Ronald Porter	Equitable Advisors, LLC national BD	Osaic Fs, Inc. other	Other	Nov 6, 2008	Dec 5, 2008
Lynn Hayes Funk	Equitable Advisors, LLC national BD	Osaic Fs, Inc. other	Other	Nov 6, 2008	Nov 6, 2008
George Michael Russell	Cetera Advisor Networks LLC other	Osaic Fs, Inc. other	Other	Oct 3, 2008	Sep 5, 2008
Kayvan Karoon	Cetera Advisor Networks LLC other	Osaic Fs, Inc. other	Other	Oct 3, 2008	Sep 30, 2008
Marc Victor Rosenblum	Transamerica Financial Advisors, LLC other	Osaic Fs, Inc. other	Other	Sep 24, 2008	Sep 15, 2008
Frank John Gamez	Waddell & Reed other	Osaic Fs, Inc. other	Other	Aug 8, 2008	Aug 18, 2008
Michael Joseph Young	Bb&T Investment Services, Inc. no RAUM	Osaic Fs, Inc. BD affiliated	Other	Jul 23, 2008	Jan 9, 2020 (4187 d)
James Patrick Kent	J.J.B. Hilliard, W.L. Lyons, LLC other	Osaic Fs, Inc. other	Other	Jun 27, 2008	Sep 30, 2014 (2286 d)
Raymond Michael White	Investors Capital Advisory other	Osaic Fs, Inc. other	Other	May 20, 2008	Jun 11, 2008
Carla Nadine Souther	Edward Jones national BD	Osaic Fs, Inc. other	Other	Apr 15, 2008	Apr 15, 2008
Travis Blue Smith	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Apr 14, 2008	Oct 13, 2008 (182 d)
Brenda Ann Morris	Wells Fargo Advisors wirehouse	Osaic Fs, Inc. other	Other	Apr 7, 2008	Aug 27, 2008 (142 d)
Christoph Chen	Edward Jones national BD	Osaic Fs, Inc. other	Other	Apr 1, 2008	Sep 16, 2008 (168 d)
Richard Gerard Lewis	Cincinnati Analysts, Inc other	Osaic Fs, Inc. other	Other	Feb 11, 2008	Apr 16, 2008 (65 d)
Michael Thomas Cice	Independent Advisers Group Corp other	Osaic Fs, Inc. other	Other	Jan 30, 2008	Jul 28, 2011 (1275 d)
Marc G Linsky	Securities America Advisors, Inc. other	Osaic Fs, Inc. other	Other	Jan 14, 2008	Jan 11, 2008
Cory Matthew Davenport	Huntington Financial Advisors other	Osaic Fs, Inc. other	Other	Jan 14, 2008	Mar 31, 2008 (77 d)
Raymond Thomas Blunk	Total Financial Group, Inc unclassified	Osaic Fs, Inc. other	Other	Dec 31, 2007	Jul 18, 2002
John Walter Going	1717 Capital Management Company unclassified	Osaic Fs, Inc. other	Other	Dec 31, 2007	Dec 21, 2007
Daniel Scott Forrester	Waddell & Reed other	Osaic Fs, Inc. other	Other	Dec 19, 2007	May 12, 2008 (145 d)
Michael Joseph Murdock	LPL Financial LLC other	Osaic Fs, Inc. other	Other	Nov 27, 2007	Jun 11, 2008 (197 d)
Frank William Armitage	Raymond James Financial Services, Inc. unclassified	Osaic Fs, Inc. other	Other	Oct 15, 2007	Jun 17, 2008 (246 d)
Paul Sullivan Como	Signator Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Oct 2, 2007	Oct 5, 2007
Yoon C Chang	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Sep 5, 2007	Sep 24, 2007
Matthew Gerard Deller	Transamerica Financial Advisors, LLC other	Osaic Fs, Inc. other	Other	Aug 21, 2007	Aug 14, 2007
Christopher Mark Strehle	Transamerica Financial Advisors, LLC other	Osaic Fs, Inc. other	Other	Aug 20, 2007	Aug 14, 2007
Eduardo Rafael Iniguez	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Aug 13, 2007	Aug 10, 2007
Christopher Robert Stewart	B. Riley Wealth Advisors, Inc. other	Osaic Fs, Inc. other	Other	Jul 31, 2007	Apr 29, 2008 (273 d)
Lauretta A Burkhart	State Farm Investment Management Corp. other	Osaic Fs, Inc. other	Other	Jul 11, 2007	Aug 30, 2007 (50 d)
Albert Frank Chernay	MML Investors Services, LLC other	Osaic Fs, Inc. other	Other	Jul 9, 2007	Jun 29, 2007

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490 moves match.