| Dennis Ricardo Huergo | Altfest Personal Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Apr 15, 2024 | Mar 14, 2024 |
| Terry William Kerber | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Nov 1, 2023 |
| Conrad Lee Kerber | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Nov 2, 2023 |
| Valencia Brown Jones | Ernst & Young Investment Advisers Llp no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 10, 2024 | Sep 3, 2025 (511 d) |
| Colin Lee Roesler | J.P. Morgan Securities LLC wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2024 | Jul 22, 2025 (472 d) |
| Philip Jeffrey Capell | Piermont Wealth Management Inc. independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Apr 5, 2024 | Apr 1, 2024 |
| John Reed Mickelson | Crown Capital Securities, L.P. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Jan 6, 2026 (665 d) |
| James Patrick Jenkins | Crown Capital Securities, L.P. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Jan 2, 2026 (661 d) |
| Adam Noel Stewart | Morgan Stanley wirehouse | Wealth Enhancement Advisory Services, LLC independent RIA | Wirehouse to independent RIA | Feb 27, 2024 | Feb 20, 2024 |
| Kristina L Christenson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2024 | Aug 18, 2025 (542 d) |
| Levi Ryan Broersma | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Feb 15, 2024 |
| Aisling Marie-Patricia Carroll-Transom | Mariner BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Sep 30, 2024 (221 d) |
| Robert Papierniak | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2024 | Feb 21, 2024 |
| Brian Richard Kerns | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 6, 2025 (374 d) |
| Eugene Choi | Dunham independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 18, 2024 | Jan 19, 2024 |
| Steven Glenn Mcdonough | Avantax Planning Partners, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 19, 2024 |
| Susan Rene Buford | Charles Schwab & Co., Inc. national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jul 24, 2024 (196 d) |
| Elizabeth Smith Wilkins | Landmark Financial Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 10, 2024 | Jan 3, 2024 |
| William H Borders | Landmark Financial Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 10, 2024 | Jan 10, 2024 |
| Lewis Brent Mason | Landmark Financial Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 10, 2024 | Jan 3, 2024 |
| Casey Tinius | Landmark Financial Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 10, 2024 | Jan 3, 2024 |
| Rudy Waterfield Edelen | Landmark Financial Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 10, 2024 | Jan 3, 2024 |
| Chanley Mccall Lindsey | Landmark Financial Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 10, 2024 | Jan 3, 2024 |
| Jchristopher Boyd | Asset Management Resources, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Jan 9, 2024 |
| Scott Andrew Birmingham | Asset Management Resources, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Jan 4, 2024 |
| Kristen Cavaliere Boyd | Asset Management Resources, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Jan 9, 2024 |
| Brian Regan | Asset Management Resources, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 9, 2024 | Jan 9, 2024 |
| Shawn Michael Scott | Wealthquest Corporation independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 4, 2024 | Jan 2, 2024 |
| David Allen Smith | Truist Advisory Services, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Jan 26, 2024 (42 d) |
| Adam Michael Mark | Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Dec 11, 2023 | Nov 16, 2023 |
| Eric Schmidt | Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Dec 11, 2023 | Nov 16, 2023 |
| Derek Donnarumma | Wealth Management Group independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Dec 11, 2023 | Nov 16, 2023 |
| Sean Berger | Adirondack Retirement Specialists independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Dec 8, 2023 | Nov 16, 2023 |
| Jonathan Daniel Danise | Adirondack Retirement Specialists independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Dec 8, 2023 | Nov 16, 2023 |
| Michael Roush | Equitable Advisors, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jun 5, 2025 (553 d) |
| Christopher Hylen | Howard Bailey Securities, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2023 | Jun 13, 2025 (570 d) |
| James Hunt | Wells Fargo Advisors wirehouse | Wealth Enhancement Advisory Services, LLC independent RIA | Wirehouse to independent RIA | Nov 13, 2023 | Nov 30, 2023 |
| Katelynn Weber | United Capital Financial Advisors independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Dec 1, 2023 |
| Jason Skolnik | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2023 | May 13, 2024 (201 d) |
| Stacy Ann Wells | Trb Wealth Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2023 | Jul 21, 2025 (642 d) |
| Todd William Mcfarland | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Jul 11, 2023 |
| Joseph Anthony Lomeo | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 4, 2023 |
| Jeffrey R Schulte | First Capital Advisors Group, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 13, 2023 | Sep 1, 2023 |
| James Dwight Hiles | First Capital Advisors Group, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 13, 2023 | Sep 11, 2023 |
| James Dee | First Capital Advisors Group, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 13, 2023 | Sep 1, 2023 |
| Stephen W Hodgetts | First Capital Advisors Group, LLC independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 13, 2023 | Sep 1, 2023 |
| Jacob Andrew Peroceschi | Charles Schwab & Co., Inc. national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Nov 6, 2024 (398 d) |
| Eric Samuel Wilson | Advisory Services Network independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 4, 2023 | Oct 4, 2023 |
| Laura A Gilman | Kcs Wealth Advisory independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 3, 2023 | Oct 2, 2023 |
| Kenneth Brian Waltzer | Kcs Wealth Advisory independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 3, 2023 | Oct 2, 2023 |
| Eric David Duncan | J. W. Cole Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Nov 2, 2023 |
| Colleen Nesslar | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Sep 29, 2023 |
| Alexander Chadsey Gault | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2023 | Oct 4, 2023 |
| Hector I Luna | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Aug 31, 2023 |
| Daniel Thomas Stampf | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Oct 2, 2023 (32 d) |
| Neal Rubin | RBC Rochdale, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Aug 1, 2023 |
| John Anthony Geraghty | RBC Rochdale, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Aug 1, 2023 |
| Jill Schmieding | UBS Financial Services Inc. wirehouse | Wealth Enhancement Advisory Services, LLC independent RIA | Wirehouse to independent RIA | Aug 23, 2023 | Apr 24, 2024 (245 d) |
| Benjamin Daggett | Wells Fargo Advisors wirehouse | Wealth Enhancement Advisory Services, LLC independent RIA | Wirehouse to independent RIA | Aug 15, 2023 | Aug 29, 2023 |
| Noelle C Kacerek | Chicory Wealth independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Aug 11, 2023 | Jan 22, 2024 (164 d) |