| Nathan David White | M Holdings Securities, Inc. other | Onedigital other | Other | Nov 18, 2015 | Dec 11, 2015 |
| Frank Edward Zugaro | LPL Financial LLC other | Onedigital institutional | Other | Oct 23, 2015 | Mar 20, 2025 (3436 d) |
| Mark Le Strange Beaton | Securian Financial Services, Inc. other | Onedigital other | Other | Aug 11, 2015 | Aug 21, 2015 |
| John W. Davis | The Mutual Fund Store unclassified | Onedigital other | Other | Aug 5, 2015 | Nov 20, 2015 (107 d) |
| Mark Thomas Stritt | Principal Securities, Inc. other | Onedigital other | Other | Aug 4, 2015 | Aug 7, 2015 |
| Carey Bret Morrison | Tower Wealth Managers other | Onedigital other | Other | Jul 13, 2015 | Aug 31, 2015 (49 d) |
| Jorge Ivan Pereira | Suntrust Investment Services, Inc. other | Onedigital other | Other | Jul 2, 2015 | Aug 3, 2015 (32 d) |
| Laura Ann Tessmer | Telemus Capital, LLC other | Onedigital other | Other | Jun 19, 2015 | Aug 7, 2015 (49 d) |
| Scott Brandon Dooley | Investment Management Consultants, Ltd. other | Onedigital other | Other | Apr 13, 2015 | Jan 2, 2015 |
| Jonathan Colby Winslow | Independent Financial Partners other | Onedigital other | Other | Apr 2, 2015 | Jan 5, 2015 |
| Keith Anthony Guertin | J P Turner & Company Capital Management, LLC other | Onedigital other | Other | Mar 12, 2015 | May 8, 2015 (57 d) |
| Preston J Englund | Waddell & Reed other | Onedigital other | Other | Jan 23, 2015 | Jan 28, 2015 |
| Ruth Rivera | Wealthspire Retirement Advisory other | Onedigital other | Other | Jan 13, 2015 | Jan 29, 2015 |
| Scott Brandon Dooley | Global Retirement Partners LLC other | Onedigital other | Other | Jan 9, 2015 | Jan 2, 2015 |
| James Dean Mcdonald | Financial Advocates Advisory Services no RAUM | Onedigital other | Other | Dec 31, 2014 | Dec 22, 2014 |
| Steven Donald Woodley | Financial Advocates Advisory Services no RAUM | Onedigital other | Other | Dec 31, 2014 | Dec 22, 2014 |
| Matthew James Gulseth | Financial Advocates Advisory Services no RAUM | Onedigital other | Other | Dec 31, 2014 | Dec 22, 2014 |
| Brook Carter Cox | Strategic Advisers LLC national BD | Onedigital institutional | Other | Dec 31, 2014 | Nov 12, 2024 (3604 d) |
| Daniel Robert Stewart | Financial Advocates Advisory Services no RAUM | Onedigital other | Other | Dec 31, 2014 | Dec 22, 2014 |
| Joshua Lin Wolberg | Financial Advocates Advisory Services no RAUM | Onedigital other | Other | Dec 31, 2014 | Dec 22, 2014 |
| Daniel John Murphy | Financial Advocates Advisory Services no RAUM | Onedigital other | Other | Dec 31, 2014 | Dec 22, 2014 |
| Richard Aaron Webdell | Questar Asset Management, Inc. other | Onedigital other | Other | Dec 19, 2014 | Dec 22, 2014 |
| Krystle Ann Kaufman | United Capital Financial Advisors other | Onedigital other | Other | Dec 17, 2014 | Dec 19, 2014 |
| Jasonn Donald Potter | Independent Financial Partners other | Onedigital other | Other | Dec 12, 2014 | Feb 11, 2019 (1522 d) |
| Timothy D Jansen | Waddell & Reed other | Onedigital other | Other | Jun 23, 2014 | Jun 27, 2014 |
| Michael A Walenz | LPL Financial LLC other | Onedigital other | Other | May 27, 2014 | Mar 27, 2014 |
| Joshua J Yost | LPL Financial LLC other | Onedigital other | Other | May 27, 2014 | Mar 27, 2014 |
| Leslie Jean Schroeder | LPL Financial LLC other | Onedigital other | Other | May 27, 2014 | Mar 27, 2014 |
| Joseph John Debello | Securian Financial Services, Inc. other | Onedigital other | Other | May 22, 2014 | Mar 30, 2018 (1408 d) |
| Jeffrey Howard Nessel | Oppenheimer & Co. Inc. other | Onedigital other | Other | May 19, 2014 | May 9, 2014 |
| Michael Hayes Gouldin | Comprehensive Capital Management, Inc. other | Onedigital institutional | Other | Feb 7, 2014 | Dec 8, 2021 (2861 d) |
| Kenna Jo Marie Graham | Edward Jones national BD | Onedigital institutional | Other | Oct 3, 2013 | May 30, 2024 (3892 d) |
| Blade James Zych | Securian Financial Services, Inc. other | Onedigital institutional | Other | Jul 1, 2013 | Feb 18, 2021 (2789 d) |
| Bryan William Volk | Charles Schwab & Co., Inc. national BD | Onedigital institutional | Other | Dec 31, 2012 | Aug 30, 2024 (4260 d) |
| Carol Jean Weems | Woodbury Financial Services, Inc. other | Onedigital other | Other | Oct 3, 2012 | Oct 1, 2012 |
| Sean David Patton | Cambridge Investment Research Advisors, Inc. other | Onedigital institutional | Other | Dec 31, 2011 | May 27, 2021 (3435 d) |
| Thomas Fred Zamiara | Cambridge Investment Research Advisors, Inc. other | Onedigital institutional | Other | Aug 8, 2011 | Apr 15, 2021 (3538 d) |
| Thomas Richard Wright | Nrp Advisors, Inc. unclassified | Onedigital other | Other | Dec 1, 2010 | Oct 13, 2010 |
| Vincent Lee Morris | Nrp Advisors, Inc. unclassified | Onedigital other | Other | Dec 1, 2010 | Oct 13, 2010 |
| Robert Erick Bjorseth | Nrp Advisors, Inc. unclassified | Onedigital other | Other | Dec 1, 2010 | Oct 13, 2010 |
| Tristan Wayne Talley | Nrp Advisors, Inc. unclassified | Onedigital other | Other | Dec 1, 2010 | Oct 14, 2010 |
| John Fisken Kapek | Nrp Advisors, Inc. unclassified | Onedigital other | Other | Dec 1, 2010 | Nov 16, 2010 |
| John Donald Waters | Commonwealth Financial Network national BD | Onedigital institutional | Other | Oct 1, 2010 | Apr 16, 2025 (5311 d) |
| Mark Edward Howe | Ameritime, LLC state registered | Onedigital other | Other | Jan 21, 2010 | Jun 4, 2012 (865 d) |
| Andrew Burnham Cannon | Fifth Third Securities, Inc. other | Onedigital institutional | Other | Feb 20, 2009 | Dec 5, 2025 (6132 d) |
| Ann Barclay Fuss | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Onedigital institutional | Other | Apr 2, 2008 | Oct 16, 2025 (6406 d) |
| Matthew James Rozzi | Flagstar Securities, Inc. other | Onedigital institutional | Other | Jul 31, 2006 | Aug 13, 2025 (6953 d) |
| James Lewis Battmer | Morgan Stanley Dw Inc. unclassified | Onedigital other | Other | Feb 1, 2005 | Jun 9, 2010 (1954 d) |
| Jennifer Lynn Kruger | Ameriprise Financial Services, LLC national BD | Onedigital institutional | Other | Aug 5, 2003 | Oct 20, 2020 (6286 d) |