| Todd Andrew Gestrich | Navy Federal Asset Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 18, 2013 | Mar 21, 2013 |
| Susan Mary Breyer | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Mar 12, 2013 | Mar 28, 2013 |
| Steven David Pierce | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | Feb 12, 2013 | Jul 17, 2013 (155 d) |
| Christian Michael Barnett | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Feb 12, 2013 | Mar 6, 2013 |
| John Robert Gehlhaart | Gehlhaart Financial Management, LLC unclassified | Cuna Brokerage Services, Inc. other | Other | Feb 8, 2013 | Jan 3, 2014 (329 d) |
| Jeremy P Appleton | Three Lakes Securities, LLC unclassified | Cuna Brokerage Services, Inc. other | Other | Feb 5, 2013 | Feb 8, 2013 |
| John Allen Whiteknight | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Jan 4, 2013 | Aug 16, 2013 (224 d) |
| Farhad Sediqi | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Dec 7, 2012 | Dec 19, 2012 |
| Jason William Persinger | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Nov 29, 2012 | Dec 13, 2012 |
| Anthony Arnold Hernandez | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Nov 27, 2012 | Dec 7, 2012 |
| Todd Robert Faulkner | Usaa Financial Planning Services no RAUM | Cuna Brokerage Services, Inc. other | Other | Nov 1, 2012 | Jun 3, 2015 (944 d) |
| Brian Wallace Schilling | Bfc Planning, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 25, 2012 | Jan 25, 2013 (92 d) |
| Gregory Edward Smyth | Cetera Investment Services LLC other | Cuna Brokerage Services, Inc. other | Other | Oct 11, 2012 | Mar 22, 2014 (527 d) |
| Ralph S Munroe | Bb&T Investment Services, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Oct 9, 2012 | Jun 25, 2013 (259 d) |
| Margaret Leora King | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Oct 2, 2012 | Oct 4, 2012 |
| Michael Ray Smith | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Aug 31, 2012 | Sep 18, 2012 |
| Philip H. Moore | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Aug 15, 2012 | Aug 21, 2012 |
| Michael Ronald Hindman | MML Investors Services, LLC other | Cuna Brokerage Services, Inc. other | Other | Jul 27, 2012 | Aug 6, 2012 |
| Christopher Joseph Breault | Bancwest Investment Services, Inc. (Bwis) other | Cuna Brokerage Services, Inc. other | Other | Jul 26, 2012 | Jul 31, 2012 |
| Mark Richard Olson | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jul 19, 2012 | Jul 30, 2012 |
| Natalie L Johnson | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Jul 13, 2012 | Apr 9, 2014 (635 d) |
| Kenneth I Weinstein | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. mixed wealth | Other | Jul 12, 2012 | Apr 24, 2018 (2112 d) |
| Colm F Bailey | Wfg Advisors, LP other | Cuna Brokerage Services, Inc. other | Other | Jul 10, 2012 | Jul 26, 2012 |
| Richard Douglas Chiarenza | Charles Schwab & Co., Inc. national BD | Cuna Brokerage Services, Inc. other | Other | Jul 2, 2012 | Jul 23, 2012 |
| Edward Eric Grondahl | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | May 23, 2012 | Jul 3, 2012 (41 d) |
| Ralph Henry Kapalczynski | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | May 7, 2012 | May 22, 2012 |
| Michael Robert Osgood | Cetera Investment Services LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 25, 2012 | Feb 26, 2013 (307 d) |
| George S Pantazis | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 7, 2012 | Mar 27, 2012 |
| Catherine Marie Clark | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 6, 2012 | Sep 16, 2013 (559 d) |
| Eric Blake Evers | Money Concepts Advisory Service other | Cuna Brokerage Services, Inc. other | Other | Feb 10, 2012 | Feb 27, 2012 |
| Steven Mueller | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Feb 8, 2012 | Feb 24, 2012 |
| Levarn Clay | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Feb 2, 2012 | Feb 14, 2012 |
| Kevin P Pachucki | Robert W. Baird & Co. Incorporated other | Cuna Brokerage Services, Inc. other | Other | Jan 9, 2012 | May 3, 2014 (845 d) |
| Hang Thanh Nguyen | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Jan 5, 2012 | Feb 7, 2012 (33 d) |
| Paul James Rubacka | Northwestern Mutual Investment Services,LLC other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2011 | Apr 26, 2013 (482 d) |
| Thomas Anthony Sconzo | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | Dec 1, 2011 | Dec 8, 2011 |
| Jeffrey Alan Bettermann | J. W. Cole Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Nov 21, 2011 | Feb 21, 2012 (92 d) |
| Blake Jared Nelson | Oneamerica Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 5, 2011 | Oct 13, 2011 |
| Jeri Rae Hansmann | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | Sep 8, 2011 | Feb 1, 2012 (146 d) |
| Jonah Kaufman | Strategic Advisers LLC national BD | Cuna Brokerage Services, Inc. other | Other | Sep 8, 2011 | Nov 2, 2011 (55 d) |
| Steven Daniel Spivey | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Aug 4, 2011 | Aug 11, 2011 |
| Alan John Davis | Securian Financial Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jul 19, 2011 | Aug 12, 2011 |
| Jeffrey John Petronack | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Jun 30, 2011 | Jun 23, 2015 (1454 d) |
| Nicholas Kearney Hamilton | Raymond James Financial Services Advisors, Inc other | Cuna Brokerage Services, Inc. other | Other | Jun 21, 2011 | Jun 23, 2011 |
| Louis Edward Paolillo | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Jun 6, 2011 | Jun 10, 2011 |
| James Ronald Welch | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 3, 2011 | Feb 14, 2013 (622 d) |
| Lary Wayne Feldkamp | Capital Financial Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 1, 2011 | Jun 14, 2011 |
| Terri Nichole Normington | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | May 31, 2011 | Jun 3, 2011 |
| Lisa Marie Blevens | Transamerica Financial Advisors, LLC other | Cuna Brokerage Services, Inc. other | Other | May 17, 2011 | Feb 17, 2012 (276 d) |
| Bradley D Schwab | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | May 16, 2011 | May 17, 2011 |
| Troy Allen Engelke | Usaa Financial Planning Services no RAUM | Cuna Brokerage Services, Inc. other | Other | Mar 29, 2011 | May 13, 2015 (1506 d) |
| Stephen Wallace Kowitski | Lord, Abbett & Co. LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 4, 2011 | May 2, 2011 (59 d) |
| Ellen E Coppinger | Quality Financial Concepts independent RIA | Cuna Brokerage Services, Inc. other | Other | Mar 3, 2011 | Mar 11, 2011 |
| Eileen Ann Restrepo | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 2, 2011 | Nov 20, 2015 (1724 d) |
| John Michael Fiore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Jan 11, 2011 | Feb 13, 2013 (764 d) |
| Bethel L Coleman | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Dec 17, 2010 | Jan 6, 2011 |
| Barry Gale Brundage | Comerica Securities other | Cuna Brokerage Services, Inc. BD affiliated | Other | Dec 6, 2010 | Nov 6, 2020 (3623 d) |
| Jason Andrew Netrosio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Dec 6, 2010 | Dec 16, 2010 |
| Ryan Edward Rosenow | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Nov 29, 2010 | Dec 8, 2010 |
| David W Conard | Chase Investment Services Corp. other | Cuna Brokerage Services, Inc. other | Other | Nov 19, 2010 | Jan 24, 2011 (66 d) |