DFX Intelligence
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott James Greening | UBS Financial Services Inc. wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2021 | Feb 2, 2021 |
| Gregory Dean Strickland | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2021 | Jan 22, 2021 |
| Arun Rajaram | Concierge Money Managers unclassified | Thrivent Investment Management Inc. BD affiliated | Other | Dec 31, 2020 | Jun 28, 2022 (544 d) |
| Harold R Rilling | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 22, 2020 | Oct 4, 2022 (651 d) |
| Trinity S. Gray | Advice And Planning Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Feb 2, 2021 (81 d) |
| Janet Lea Renshaw | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 19, 2020 |
| Ryan Benton | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Dec 23, 2020 (43 d) |
| Karl Jensen | Gradient Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2020 | Nov 5, 2020 |
| Thomas Michael Ellwanger | Citizens Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2020 | Nov 17, 2020 |
| Diana Bagley | Lifetyme Financial Advisors, LLC state registered | Thrivent Investment Management Inc. BD affiliated | Other | Oct 2, 2020 | Nov 27, 2020 (56 d) |
| Anthony Jason Watson | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Oct 1, 2020 |
| Brent Joseph Robinson | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Sep 25, 2020 | Oct 22, 2020 |
| Cody Lee Holderbecker | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2020 | May 16, 2024 (1330 d) |
| Ryan Lee Sutherland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2020 | Sep 9, 2020 |
| Timothy D Hinton | First Citizens Investor Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Sep 30, 2020 (33 d) |
| Todd Robert Baker | State Farm Investment Management Corp. asset manager | Thrivent Investment Management Inc. BD affiliated | Other | Aug 6, 2020 | Aug 17, 2021 (376 d) |
| Rene Manuel Ramos | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Mar 6, 2023 (942 d) |
| Robert Charles Lord | Stonex Advisors Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Jul 31, 2020 |
| Michael R Landau | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Mar 8, 2023 (959 d) |
| Krystal Broussard | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2020 | Jul 10, 2020 |
| Tracey Leanne Love | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jun 23, 2022 (716 d) |
| Rodney Chu | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 29, 2020 |
| Mira Dragisic | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2020 | Jul 2, 2020 |
| Michael Joseph Buttery | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Sep 3, 2020 (85 d) |
| Michael N Turgeon | Mutual Of Omaha Investor Services, Inc. no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 9, 2020 | Jun 11, 2020 |
| Matthew Crowe | Ae Wealth Management, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2020 | Jul 1, 2020 |
| John Cecchino | Wbi Investments, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2020 | Apr 11, 2023 (1079 d) |
| Joshua John Maly | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2020 | May 12, 2020 |
| Broadus Richard Littlejohn | Covenant Investment Advisors, LLC unclassified | Thrivent Investment Management Inc. BD affiliated | Other | Mar 27, 2020 | Jun 16, 2020 (81 d) |
| Galen Mckay | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Mar 24, 2020 |
| Jackie Ray Petersen | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Aug 13, 2020 (160 d) |
| Tijuana Lynn Brown | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Jan 13, 2021 (316 d) |
| Benjamin Daniel Rones | Nepsis, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2020 | Mar 4, 2020 |
| Margaret Amelia Carter | Arete Wealth Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Feb 4, 2020 |
| Brian Hartl | Nicolet Wealth Management independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2020 | Jan 10, 2020 |
| Scott Siripalaka | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jan 9, 2020 | Mar 3, 2020 (54 d) |
| Tina Marie Preyer | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2020 | Jan 6, 2020 |
| Adrienne Elizabeth Rowles | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jan 8, 2020 |
| Rodney Brian Mott | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Feb 4, 2020 (40 d) |
| Theresa Marie Wenske | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Jan 10, 2020 |
| Andrew Benjamin Jones | Higher Consulting LLC unclassified | Thrivent Investment Management Inc. BD affiliated | Other | Dec 10, 2019 | Jan 25, 2021 (412 d) |
| Audra Leah Perkins | Nr Smith & Associates, P.S. other | Thrivent Investment Management Inc. BD affiliated | Other | Dec 6, 2019 | Jun 21, 2024 (1659 d) |
| Philip E Ardelean | Thrivent Asset Management, LLC asset manager | Thrivent Investment Management Inc. BD affiliated | Other | Dec 5, 2019 | Dec 5, 2019 |
| Michael John Martin | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Dec 20, 2019 |
| Kwabena Ibn Nunes Asiedu | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2019 | Mar 20, 2026 (2314 d) |
| Edward Matthew Lockett | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Dec 23, 2019 (53 d) |
| Ryan Anthony Trabant | Wealth Enhancement Advisory Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Nov 7, 2019 |
| Chad David Lee | Robert W. Baird & Co. Incorporated mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2019 | Nov 8, 2019 |
| David Wills Parker | Pinepoint Financial unclassified | Thrivent Investment Management Inc. BD affiliated | Other | Oct 14, 2019 | Jan 2, 2020 (80 d) |
| Susan Hunter Koski | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Oct 5, 2021 (726 d) |
| James Andrew Waggett | Td Private Client Wealth LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Aug 11, 2020 (312 d) |
| Christina D Cecchino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2019 | Apr 20, 2020 (214 d) |
| Lawrence Everett Thompson | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Dec 9, 2019 (84 d) |
| Ryan Gerardy | Principal Advised Services no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Aug 30, 2019 | Aug 30, 2019 |
| Lora Nickel | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Sep 5, 2019 |
| Kevin M Deangelis | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2019 | Aug 30, 2019 |
| Andrew Kavanaugh Osland | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Apr 15, 2020 (246 d) |
| Brian Peters | T. Rowe Price Advisory Services, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2019 | Aug 13, 2019 |
| Michael Edgar Weiser | Transamerica Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Nov 9, 2020 (458 d) |
| Stacy Lynn Nystrom | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2019 | Sep 19, 2019 (56 d) |
871 moves match.