| Donald William Kuerner | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Sep 16, 2011 | Nov 17, 2021 (3715 d) |
| Robert Randall Morrison | Edward Jones national BD | Hornor, Townsend & Kent, LLC other | Other | Sep 1, 2011 | Oct 13, 2011 (42 d) |
| John Raymond Boyce | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Aug 31, 2011 | Oct 18, 2011 (48 d) |
| Nathaniel Ralph Henein | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 23, 2011 | Feb 20, 2013 (547 d) |
| Marie Hewes Tracy | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 3, 2011 | Aug 3, 2011 |
| Anthony Mark Cicitta | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 3, 2011 | Jul 28, 2011 |
| Mark Arthur Sterley | Ameritas Advisory Services other | Hornor, Townsend & Kent, LLC other | Other | Jul 27, 2011 | Jul 22, 2011 |
| Eric S Birdsall | Hsbc Securities (USA) Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jul 25, 2011 | Mar 5, 2012 (224 d) |
| Cole Smithers Koeniger | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Jun 21, 2011 | Jul 1, 2011 |
| Peter Loomis Lovley | Sunset Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jun 8, 2011 | Jun 9, 2011 |
| Richard Hansford Dix | Esi Financial Advisors other | Hornor, Townsend & Kent, LLC other | Other | Jun 8, 2011 | Jun 13, 2011 |
| Jacalyn Murray | Brokersxpress LLC other | Hornor, Townsend & Kent, LLC other | Other | Jun 6, 2011 | Jan 3, 2013 (577 d) |
| Peter H Owh | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | May 31, 2011 | Jan 24, 2012 (238 d) |
| John Patrick Lynch | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Apr 27, 2011 | Apr 9, 2024 (4731 d) |
| Virendra Singh Tavathia | Ameritas Advisory Services other | Hornor, Townsend & Kent, LLC other | Other | Apr 5, 2011 | Feb 7, 2013 (674 d) |
| Lucas M Stuart | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Feb 17, 2011 | Feb 24, 2012 (372 d) |
| Robert Forest Held | LPL Financial LLC other | Hornor, Townsend & Kent, LLC other | Other | Feb 16, 2011 | May 11, 2011 (84 d) |
| Linden Everett Gould | Concourse Financial Group Advisors other | Hornor, Townsend & Kent, LLC other | Other | Feb 11, 2011 | Feb 18, 2011 |
| Denny Joel Mendez | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jan 10, 2011 | Feb 7, 2011 |
| Robert Marc Greco | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jan 6, 2011 | Jan 14, 2011 |
| Sarah Wigbels Welch | Suntrust Investment Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jan 3, 2011 | Jan 4, 2011 |
| Ralph Lamar Barden | Peachtree Planning Advisors, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Dec 31, 2010 | Dec 4, 2014 (1434 d) |
| Nicholas Francis White | Edward Jones national BD | Hornor, Townsend & Kent, LLC other | Other | Dec 2, 2010 | Dec 1, 2010 |
| Robert Grosch | Directed Services LLC other | Hornor, Townsend & Kent, LLC other | Other | Nov 30, 2010 | Nov 16, 2012 (717 d) |
| Sterling Grant Widmer | Oneamerica Securities, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 29, 2010 | Nov 30, 2010 |
| Parimal K Patel | Nationwide Securities, LLC no RAUM | Hornor, Townsend & Kent, LLC other | Other | Oct 12, 2010 | Nov 19, 2010 (38 d) |
| Peter M Lampert | Signator Financial Services, Inc. other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Oct 4, 2010 | Oct 24, 2024 (5134 d) |
| John Stephens Thoma | H. Beck, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 1, 2010 | Sep 1, 2010 |
| Raymond Charles Abraham | Wealth Management Consultants Inc unclassified | Hornor, Townsend & Kent, LLC other | Other | Sep 15, 2010 | Sep 23, 2002 |
| Timothy Bryan Menez | Wealth Management Consultants Inc unclassified | Hornor, Townsend & Kent, LLC other | Other | Sep 15, 2010 | Sep 19, 2002 |
| Geordie Marie Hrdlicka | Wealth Development Strategies Investment Advisory, Inc. state registered | Hornor, Townsend & Kent, LLC other | Other | Aug 30, 2010 | Apr 2, 2007 |
| Jared W Knudsen | Insphere Securities, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 19, 2010 | Sep 8, 2010 |
| Thomas James Frank | Raymond James Financial Services Advisors, Inc other | Hornor, Townsend & Kent, LLC other | Other | Aug 18, 2010 | Aug 18, 2010 |
| John Brandon Clarke | Insphere Securities, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 18, 2010 | Aug 30, 2010 |
| Timothy Ray Blackham | Insphere Securities, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 18, 2010 | Aug 19, 2010 |
| Winfield C Greenwood | Insphere Securities, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 18, 2010 | Aug 20, 2010 |
| Jeffrey Chad Johansen | Insphere Securities, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Aug 10, 2010 | Aug 18, 2010 |
| Lawrence Andrew Bernstein | Esi Financial Advisors other | Hornor, Townsend & Kent, LLC other | Other | Aug 6, 2010 | Aug 10, 2010 |
| Howard Ira Wein | Esi Financial Advisors other | Hornor, Townsend & Kent, LLC other | Other | Aug 6, 2010 | Aug 10, 2010 |
| Vincent Joseph Aimetti | Esi Financial Advisors other | Hornor, Townsend & Kent, LLC other | Other | Aug 6, 2010 | Aug 11, 2010 |
| Jason Carl Wein | Esi Financial Advisors other | Hornor, Townsend & Kent, LLC other | Other | Aug 6, 2010 | Aug 10, 2010 |
| Keith Karchmar | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jul 28, 2010 | Aug 2, 2010 |
| Dennis Ronald Gunn | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jul 27, 2010 | Feb 11, 2011 (199 d) |
| Mario Meola | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jul 23, 2010 | May 19, 2011 (300 d) |
| John Joseph Long | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jul 23, 2010 | Aug 30, 2010 (38 d) |
| Michael Conway Bree | Advisornet Wealth Partners other | Hornor, Townsend & Kent, LLC other | Other | Jul 14, 2010 | Dec 8, 2011 (512 d) |
| Richard Collins Clark | Advisornet Wealth Partners other | Hornor, Townsend & Kent, LLC other | Other | Jul 14, 2010 | Dec 8, 2011 (512 d) |
| John Allan Brinkerhoff | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jul 8, 2010 | Jul 6, 2010 |
| Thomas Joseph Barbaccia | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Jun 2, 2010 | Apr 1, 2011 (303 d) |
| Jonathan David Robson | Osaic Fa, Inc. other | Hornor, Townsend & Kent, LLC other | Other | May 27, 2010 | Jun 2, 2010 |
| Evan Nathan Robinson | Osaic Fa, Inc. other | Hornor, Townsend & Kent, LLC other | Other | May 27, 2010 | Jun 2, 2010 |
| William J. Hunt | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | May 20, 2010 | May 21, 2010 |
| Dean Lawerence Kiser | Mwa Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | May 14, 2010 | Jun 9, 2011 (391 d) |
| David Matthew O Connell | LPL Financial LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | May 5, 2010 | Mar 19, 2021 (3971 d) |
| Gregory Charles Stoumbelis | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 28, 2010 | Apr 22, 2010 |
| Jay Agarwal | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 28, 2010 | May 8, 2010 |
| Janice Marie Faris | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 28, 2010 | Apr 22, 2010 |
| Thomas Joseph Fogerty | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 27, 2010 | Apr 22, 2010 |
| Jordan Joseph Layer | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 27, 2010 | Apr 23, 2010 |
| Robert Charles Greulich | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 27, 2010 | Apr 22, 2010 |