DFX Intelligence
Advisor moves
Arrivals at Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,289 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Chandler Shively | Charles Schwab & Co., Inc. national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Feb 12, 2021 (196 d) |
| Tai Tan Nguyen | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Aug 5, 2020 |
| Jason S. Javers | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 31, 2020 |
| Joseph Michael Aramini | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Apr 1, 2021 (267 d) |
| Daniel L Mills | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Aug 25, 2020 (55 d) |
| Brian Ray Gieseke | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Oct 13, 2020 (104 d) |
| Angelica Maria Bedoya Rosenstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2020 | Sep 14, 2021 (453 d) |
| Thomas Marco Avitabile | Hsbc Securities (USA) Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jul 20, 2020 (45 d) |
| James Douglas Ramsey | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | Jun 1, 2020 |
| Brittni Rehg Oxendine | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | May 18, 2020 |
| Joseph R Brancaleone | Ic Advisory Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | May 15, 2020 |
| Jared Goldstine | Cistron Investment Advisors LLC unclassified | Park Avenue Securities LLC BD affiliated | Other | May 5, 2020 | Jan 13, 2021 (253 d) |
| Friend Michael Williams | Td Ameritrade, Inc. no RAUM | Park Avenue Securities LLC BD affiliated | Other | Apr 28, 2020 | Dec 3, 2020 (219 d) |
| Friend Michael Williams | Td Ameritrade Investment Management, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2020 | Dec 3, 2020 (219 d) |
| Jamar Carr | J.P. Morgan Securities LLC wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2020 | Apr 30, 2020 |
| Clayton Albert Cornhall | Trilogy Capital, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2020 | Apr 27, 2020 |
| William Lavan Graves | Freedom Investment Management, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2020 | Apr 22, 2021 (372 d) |
| Adam Benjamin Gordon | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Apr 15, 2020 | Apr 1, 2020 |
| Charles P Floeckher | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Jun 2, 2020 (74 d) |
| David Brandon Cottrell | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Apr 7, 2020 |
| Nemanja Miljkovic | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Jun 18, 2021 (466 d) |
| Aaron Bruce Olson | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Aug 24, 2020 (171 d) |
| Stephen M Plackis | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Mar 18, 2020 |
| Emily Ann Villavicencio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2020 | May 13, 2020 (72 d) |
| Jon Andrew Frederickson | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Aug 30, 2021 (551 d) |
| Anthony Michael Bucceri | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 7, 2020 |
| Marshall David Butler | Egp Wealth Management, LLC state registered | Park Avenue Securities LLC BD affiliated | Other | Feb 19, 2020 | Mar 2, 2020 |
| Mark Magnusen | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Mar 10, 2020 |
| Angela D Mansfield | World Investment Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Apr 1, 2020 (50 d) |
| Nathan Fritz-Joseph | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Sep 2, 2020 (209 d) |
| Thomas Alex Broadbent | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Apr 14, 2021 (439 d) |
| Kathryn Kelley Hughes | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Feb 27, 2020 |
| Wing Chung Yip | Hsbc Securities (USA) Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2020 | Jun 3, 2021 (504 d) |
| Garret Benson | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | Feb 14, 2020 (36 d) |
| Alessandra Grassi | Life Planning Alliance, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2019 | Mar 8, 2021 (448 d) |
| Julio Guemes | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Jun 23, 2020 (193 d) |
| Joseph Eliot Carter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 10, 2019 | Jun 15, 2020 (188 d) |
| Jonathan J Berube | UBS Financial Services Inc. wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2019 | Jan 16, 2020 (42 d) |
| Andre Rodolfo Josiah | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | May 21, 2020 (169 d) |
| Dominik Yates | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Dec 3, 2019 | Jan 16, 2020 (44 d) |
| John Ryan Kelley | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | May 6, 2020 (167 d) |
| Russell Kent Auyeung | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Feb 4, 2020 (81 d) |
| Michael Steven Huskey | Securian Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Jan 2, 2020 (50 d) |
| Sheldon Frantz | Stratos Wealth Partners, Ltd independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2019 | May 19, 2021 (573 d) |
| Drew M Sweetman | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Nov 4, 2019 |
| Christopher Mcroberts Smith | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 28, 2019 |
| Patrick E Moore | Prime Capital Financial other | Park Avenue Securities LLC BD affiliated | Other | Oct 9, 2019 | Oct 7, 2019 |
| Richard John Gunderud | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 8, 2019 |
| Jonathan Daniel Wakin | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Dec 3, 2019 (62 d) |
| Ostomy Matthew | H. Beck, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Dec 16, 2020 (456 d) |
| Jacqueline Fiata | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2019 | Sep 27, 2019 |
| Dominick E Granati | Citigroup Global Markets Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Nov 22, 2019 (70 d) |
| Chad Jonathan Rusten | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Sep 10, 2019 |
| Shannon Burgess | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2019 | Oct 1, 2019 |
| George Allen Yackey Jr | Scf Investment Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Jan 3, 2023 (1231 d) |
| Joseph Angelo Giordano | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 16, 2019 |
| Michael P Oberholzer | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2019 | Jul 18, 2019 |
| Graham Thomas Roy | Esi Financial Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Sep 23, 2019 (67 d) |
| Michael Slyby | Transamerica Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Aug 7, 2019 (43 d) |
| Demetrio Joselito Munoz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2019 | Sep 30, 2020 (464 d) |