Arrivals at Osaic Institutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

808 moves

Advisor	From	To	Type	Left	Registered
Jeffrey James Core	Fifth Third Securities, Inc. other	Osaic Institutions, Inc. other	Other	Feb 6, 2017	Apr 6, 2017 (59 d)
Andrew Brian Noto	Ameriprise Financial Services, LLC national BD	Osaic Institutions, Inc. other	Other	Feb 2, 2017	Feb 1, 2017
Yeghishe Ayvazyan	First Brokerage America, L.L.C. unclassified	Osaic Institutions, Inc. other	Other	Jan 27, 2017	Jan 19, 2017
Fermin Alberto Mesina	First Brokerage America, L.L.C. unclassified	Osaic Institutions, Inc. other	Other	Jan 27, 2017	Jan 19, 2017
Daniel Mark Sutton	First Brokerage America, L.L.C. unclassified	Osaic Institutions, Inc. other	Other	Jan 26, 2017	Jan 20, 2017
Graham Kirby Wright	First Brokerage America, L.L.C. unclassified	Osaic Institutions, Inc. other	Other	Jan 26, 2017	Jan 19, 2017
Frederick Arvey Savel	First Brokerage America, L.L.C. unclassified	Osaic Institutions, Inc. other	Other	Jan 25, 2017	Jan 18, 2017
Kevin Barry Manghan	Key Investment Services LLC other	Osaic Institutions, Inc. other	Other	Jan 25, 2017	Jan 20, 2017
Melinda D Swartzbaugh	First Brokerage America, L.L.C. unclassified	Osaic Institutions, Inc. other	Other	Jan 25, 2017	Jan 19, 2017
Cathleen Louise Beatrice	Raymond James Financial Services Advisors, Inc other	Osaic Institutions, Inc. other	Other	Jan 13, 2017	Jan 3, 2017
Amy C Grieves	Morgan Stanley wirehouse	Osaic Institutions, Inc. other	Other	Jan 6, 2017	Jan 3, 2017
Andrew Albert Fahner	Pnc Wealth Management other	Osaic Institutions, Inc. other	Other	Jan 4, 2017	Jan 9, 2017
Susan Marran	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Dec 13, 2016	Dec 19, 2016
Jessica H Mcnamee	Northwestern Mutual Investment Services,LLC no RAUM	Osaic Institutions, Inc. other	Other	Dec 9, 2016	Dec 1, 2016
John Edward Murphy	Cetera Advisor Networks LLC other	Osaic Institutions, Inc. other	Other	Dec 7, 2016	Dec 7, 2016
Michael Sean Moran	Cetera Advisor Networks LLC other	Osaic Institutions, Inc. other	Other	Dec 7, 2016	Dec 7, 2016
Dean John Prozzoly	Allegheny Investments other	Osaic Institutions, Inc. other	Other	Dec 2, 2016	Dec 5, 2016
Sean Michael Knowles	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Dec 1, 2016	Aug 11, 2023 (2444 d)
Sheri Turek	Fifth Third Securities, Inc. other	Osaic Institutions, Inc. other	Other	Nov 7, 2016	Nov 29, 2016
Brent Merle Weisenborn	Bks Investment Services, Inc. unclassified	Osaic Institutions, Inc. other	Other	Nov 2, 2016	Jan 11, 2018 (435 d)
John Merendino	Capital One Advisors, LLC other	Osaic Institutions, Inc. other	Other	Nov 1, 2016	Jan 23, 2017 (83 d)
Lauren Pinell Escribano	Morgan Stanley wirehouse	Osaic Institutions, Inc. other	Other	Oct 29, 2016	Nov 7, 2016
Gabriel Hall	Key Investment Services LLC other	Osaic Institutions, Inc. other	Other	Oct 19, 2016	Oct 20, 2016
James Murray Elliott	Commonwealth Financial Network national BD	Osaic Institutions, Inc. other	Other	Oct 13, 2016	Oct 20, 2016
Sheila Kay Freeman	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Oct 10, 2016	Oct 31, 2016
James Howard Ponder	Ameriprise Financial Services, LLC national BD	Osaic Institutions, Inc. other	Other	Oct 3, 2016	Oct 3, 2016
David Lawrence Coulter	Spc other	Osaic Institutions, Inc. other	Other	Oct 3, 2016	Oct 11, 2016
Doreen Lea Weber	Investment Centers Of America, Inc. other	Osaic Institutions, Inc. BD affiliated	Other	Sep 26, 2016	Sep 18, 2018 (722 d)
Yogesh Malik	Citizens Securities, Inc. other	Osaic Institutions, Inc. other	Other	Sep 19, 2016	Oct 18, 2016
James Patrick Flynn	Santander Securities other	Osaic Institutions, Inc. other	Other	Sep 9, 2016	Oct 31, 2016 (52 d)
William Paul Comer	Bb&T Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Sep 8, 2016	Sep 12, 2016
Maximo Gregorio Centeno	Capital One Advisors, LLC other	Osaic Institutions, Inc. other	Other	Aug 2, 2016	Aug 5, 2016
Albert William Bergmann	M&T Securities, Inc. unclassified	Osaic Institutions, Inc. other	Other	Jul 27, 2016	Sep 20, 2016 (55 d)
Michael Tartarini	Pruco Securities, LLC other	Osaic Institutions, Inc. other	Other	Jul 25, 2016	Aug 22, 2016
David Jerred Cohn	Raymond James Financial Services Advisors, Inc other	Osaic Institutions, Inc. other	Other	Jul 18, 2016	Jul 13, 2016
Thomas Kim	Santander Securities other	Osaic Institutions, Inc. other	Other	Jul 7, 2016	Aug 17, 2016 (41 d)
Alvaro Mauricio Jiron	J.P. Morgan Securities LLC wirehouse	Osaic Institutions, Inc. other	Other	Jul 6, 2016	Jul 11, 2016
James Collin Mckenna	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Jun 3, 2016	May 16, 2016
Patrick Wiiliam Woodhouse	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Jun 1, 2016	Jun 7, 2016
Tyson Thane Schmidt	Thrivent Investment Management Inc. other	Osaic Institutions, Inc. other	Other	May 27, 2016	May 31, 2016
Jessica Floyd Hill	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	May 26, 2016	Oct 3, 2016 (130 d)
Dennis John Keyser	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Apr 22, 2016	Mar 28, 2016
Jason Miles Apruzzese	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Apr 22, 2016	Apr 25, 2016
Mark Charles Sanchioni	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Apr 19, 2016	May 10, 2016
Frank Thomas Marzella	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Apr 15, 2016	May 26, 2016 (41 d)
Douglas Warren Mcpherson	J.P. Morgan Securities LLC wirehouse	Osaic Institutions, Inc. other	Other	Apr 14, 2016	May 17, 2016 (33 d)
Anto Armani Shakelian	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Mar 4, 2016	Mar 30, 2017 (391 d)
Lori Jane Galbraith	Waddell & Reed other	Osaic Institutions, Inc. other	Other	Feb 29, 2016	Mar 1, 2016
Brian J Webb	MML Investors Services, LLC other	Osaic Institutions, Inc. other	Other	Feb 24, 2016	Mar 3, 2016
Raju T Punnoose	J.P. Morgan Securities LLC wirehouse	Osaic Institutions, Inc. other	Other	Feb 9, 2016	Feb 16, 2016
Umar Farooq Ali	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	Jan 29, 2016	Feb 17, 2016
George Kostas Stambouloglou	Santander Securities other	Osaic Institutions, Inc. other	Other	Jan 11, 2016	Jan 8, 2016
Charles Caesar Claver	Advice And Planning Services other	Osaic Institutions, Inc. BD affiliated	Other	Jan 4, 2016	Jan 5, 2026 (3654 d)
Sandra Kay Korbel	Alerus Investment Advisors Corporation other	Osaic Institutions, Inc. BD affiliated	Other	Dec 31, 2015	Jun 15, 2020 (1628 d)
Kevin James Senechalle	Money Concepts Advisory Service other	Osaic Institutions, Inc. other	Other	Dec 31, 2015	Jan 11, 2016
Justin Rodrigues	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Dec 28, 2015	Jan 14, 2016
James Vincent Grace	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Dec 21, 2015	Dec 1, 2015
Christopher Lee Curtis	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Dec 18, 2015	Dec 1, 2015
Chad L. Lino	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Dec 3, 2015	Nov 17, 2015
Thomas W Huddleston	Cuso Financial Services, L.P. other	Osaic Institutions, Inc. other	Other	Dec 1, 2015	Jan 11, 2016 (41 d)

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