DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Francesca Hope Streb	Strategic Advisers LLC national BD	Usaa Financial Planning Services no RAUM	Other	Sep 26, 2017	Dec 20, 2017 (85 d)
Renae Shannon Kobler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Usaa Financial Planning Services no RAUM	Other	Sep 26, 2017	Oct 18, 2017
Kevin Lee Whittington	Morgan Stanley wirehouse	Usaa Financial Planning Services no RAUM	Other	Sep 25, 2017	Oct 12, 2017
Elizabeth Lorson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Usaa Financial Planning Services no RAUM	Other	Sep 20, 2017	Nov 29, 2017 (70 d)
David L Semonian	E*Trade Capital Management, LLC other	Usaa Financial Planning Services no RAUM	Other	Aug 24, 2017	Sep 29, 2017 (36 d)
William David Alford	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Aug 9, 2017	Sep 29, 2017 (51 d)
Michael Evan Farmer	Charles Schwab & Co., Inc. national BD	Usaa Financial Planning Services no RAUM	Other	May 16, 2017	Jun 12, 2017
Rance Edwards	Ameriprise Financial Services, LLC national BD	Usaa Financial Planning Services no RAUM	Other	May 5, 2017	Jul 6, 2017 (62 d)
Dean Joseph Huwe	Ameriprise Financial Services, LLC national BD	Usaa Financial Planning Services no RAUM	Other	May 3, 2017	Jun 6, 2017 (34 d)
Samir Ahmed	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Apr 26, 2017	Jun 19, 2017 (54 d)
Eric Andrew Stjernstrom	Charles Schwab & Co., Inc. national BD	Usaa Financial Planning Services no RAUM	Other	Apr 5, 2017	Aug 25, 2017 (142 d)
Whittney D Harvey	Capital Analysts other	Usaa Financial Planning Services no RAUM	Other	Mar 22, 2017	Oct 26, 2017 (218 d)
William Joseph Kohlmann	Schwab Wealth Advisory, Inc. other	Usaa Financial Planning Services no RAUM	Other	Mar 10, 2017	Sep 25, 2017 (199 d)
Raymond Ramos	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Mar 9, 2017	Apr 27, 2017 (49 d)
John Patrick Flynn	Equitable Advisors, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Mar 1, 2017	May 19, 2017 (79 d)
Isaiah Lavarr Williams	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Jan 31, 2017	Mar 3, 2017 (31 d)
Juan Chavez	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Jan 31, 2017	Feb 9, 2017
Jonathan Charles Goss	Hantz Financial Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Jan 9, 2017	Mar 10, 2017 (60 d)
Allen Duwann Pitts	Signator Investors, Inc. other	Usaa Financial Planning Services no RAUM	Other	Jan 4, 2017	Jan 11, 2017
Carlos Cabrera	Morgan Stanley wirehouse	Usaa Financial Planning Services no RAUM	Other	Dec 12, 2016	Jun 12, 2017 (182 d)
Bryson Carl Fisher	Equitable Advisors, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Nov 30, 2016	Dec 20, 2016
Catherine Anne Lopez	Comerica Securities other	Usaa Financial Planning Services no RAUM	Other	Nov 28, 2016	Jan 4, 2017 (37 d)
Nancy Lynne Reagan	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Nov 23, 2016	Jan 4, 2017 (42 d)
Nicholas Fanning	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Nov 17, 2016	Dec 12, 2016
Bendigo Paul Agnew	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Usaa Financial Planning Services no RAUM	Other	Nov 15, 2016	Dec 22, 2016 (37 d)
John Joseph Anderson	Wells Fargo Advisors wirehouse	Usaa Financial Planning Services no RAUM	Other	Nov 8, 2016	May 16, 2017 (189 d)
Anthony Hincy	T. Rowe Price Advisory Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Other	Sep 29, 2016	Oct 18, 2016
Philip Krebsbach	Securian Financial Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Sep 13, 2016	Feb 10, 2017 (150 d)
Christopher Allen Byrd	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Jul 26, 2016	Sep 8, 2016 (44 d)
Sergei Alexandrovich Zweibach	Securian Financial Services, Inc. other	Usaa Financial Planning Services no RAUM	Other	Jul 7, 2016	Aug 25, 2016 (49 d)
Patrick Salazar	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Jun 28, 2016	Sep 2, 2016 (66 d)
Carla Cristine Ulrichherring	Wells Fargo Advisors wirehouse	Usaa Financial Planning Services no RAUM	Other	Jun 21, 2016	Jan 27, 2017 (220 d)
Matthew Jason Szabad	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Usaa Financial Planning Services no RAUM	Other	Jun 13, 2016	Jul 15, 2016 (32 d)
Jessica Linnet Romero	Ameriprise Financial Services, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Jun 9, 2016	Jul 22, 2016 (43 d)
Marcus Tyrone Stell	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Jun 8, 2016	Jul 14, 2016 (36 d)
Justin Hahl	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Jun 2, 2016	Jun 24, 2016
Raul M Blanco	Eagle Strategies LLC other	Usaa Financial Planning Services no RAUM	Other	May 27, 2016	Jun 23, 2016
Charles Joseph Klausmeier	T. Rowe Price Advisory Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Other	Apr 25, 2016	May 13, 2016
Malia Tracy Tanaka	T. Rowe Price Advisory Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Other	Apr 19, 2016	May 20, 2016 (31 d)
Brittney Hopkins	Ameriprise Financial Services, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Mar 29, 2016	Jan 9, 2017 (286 d)
Rob Lewis	Ameriprise Financial Services, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Mar 9, 2016	May 9, 2017 (426 d)
Bobbi J Langan	Valic Financial Advisors, Inc. other	Usaa Financial Planning Services no RAUM	Other	Feb 25, 2016	Mar 29, 2016 (33 d)
Samuel Clayton Emmerson	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Feb 23, 2016	Apr 1, 2016 (38 d)
Brett Anthony Lemke	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Feb 23, 2016	Mar 24, 2016
Michael Richard Mravetz	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Feb 17, 2016	Mar 25, 2016 (37 d)
Colin Arthur Howard	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Feb 3, 2016	Jul 14, 2016 (162 d)
Daniel Scott Craig	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Jan 29, 2016	Apr 11, 2016 (73 d)
William M Marsh	Waddell & Reed other	Usaa Financial Planning Services no RAUM	Other	Jan 27, 2016	Mar 29, 2016 (62 d)
Abby Nicole Smith	Edward Jones national BD	Usaa Financial Planning Services no RAUM	Other	Jan 8, 2016	Mar 29, 2016 (81 d)
Richard J Dempsey	Cambridge Investment Research Advisors, Inc. other	Usaa Financial Planning Services no RAUM	Other	Dec 31, 2015	Aug 21, 2017 (599 d)
Tiffany Burrows Leroy	Ameriprise Financial Services, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Dec 9, 2015	Jan 15, 2016 (37 d)
Taylar B Owen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Usaa Financial Planning Services no RAUM	Other	Dec 9, 2015	Apr 7, 2016 (120 d)
David Martinez	Advice And Planning Services other	Usaa Financial Planning Services no RAUM	Other	Nov 25, 2015	Feb 4, 2016 (71 d)
Christian Calderon	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Nov 5, 2015	Dec 23, 2015 (48 d)
Kwadwo Opoku Adutwum	J.P. Morgan Securities LLC wirehouse	Usaa Financial Planning Services no RAUM	Other	Nov 5, 2015	Jan 8, 2016 (64 d)
Michael Justin Salemy	Cedar Capital, LLC no RAUM	Usaa Financial Planning Services no RAUM	Other	Oct 30, 2015	Jul 20, 2017 (629 d)
George Vargas	Strategic Advisers LLC national BD	Usaa Financial Planning Services no RAUM	Other	Oct 23, 2015	Nov 19, 2015
Brian Christopher Genninger	Morgan Stanley wirehouse	Usaa Financial Planning Services no RAUM	Other	Oct 13, 2015	Nov 23, 2015 (41 d)
Mary Elizabeth Stork	Schwab Wealth Advisory, Inc. other	Usaa Financial Planning Services no RAUM	Other	Sep 24, 2015	Oct 30, 2015 (36 d)
Martha Murphy Lord	RBC Capital Markets, LLC national BD	Usaa Financial Planning Services no RAUM	Other	Sep 24, 2015	Oct 20, 2015

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587 moves match.