DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allworth Financial, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Holloschutz | United Capital Financial Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2026 | Sep 16, 2026 |
| Jason Christopher Llewellyn | Holistic Financial Partners, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2026 | Aug 20, 2026 |
| Nicole Amy Nelson | RBC Capital Markets, LLC national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 24, 2026 |
| Margaret Arrowood Remeika | American Financial Advisors, LLC. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2026 | Jun 22, 2026 |
| Benton Stockert | Keen Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2026 | Jul 23, 2026 |
| Arthur Stein | Arthur Stein Financial, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 1, 2026 |
| Paul Robert Cusumano | Arthur Stein Financial, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 1, 2026 |
| Zachary Brandon Smythe | Arthur Stein Financial, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 1, 2026 |
| Ras Emerson Smith | Mma Securities LLC no RAUM | Allworth Financial, L.P. BD affiliated | Other | May 22, 2026 | Aug 5, 2026 (75 d) |
| Mayra Olarte | Ameriprise Financial Services, LLC national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 28, 2026 |
| Edward S Pegram | RBC Capital Markets, LLC national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Jun 8, 2026 (38 d) |
| Karissa Michelle Peterson | Ameriprise Financial Services, LLC national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 3, 2026 |
| David Weiss | Prospera Financial Services, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Mar 6, 2026 |
| Stephanie Clark Sharp | Transamerica Retirement Advisors, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Jul 15, 2026 (153 d) |
| Ricky Lee Grunden | Grunden Financial Advisory, Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2026 | Jan 15, 2026 |
| David Ashley Ragan | Grunden Financial Advisory, Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2026 | Jan 15, 2026 |
| Susannah Marie Thomas | Grunden Financial Advisory, Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2026 | Jan 15, 2026 |
| Robert William Thomas | Grunden Financial Advisory, Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2026 | Jan 15, 2026 |
| Robert Palmer | Avidian Wealth Solutions independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | Jan 29, 2026 |
| Simon John Heslop | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Gavin Michael Morrissey | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Greg Gohr | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Meagan H Swanson Rogers | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Elisabeth Lynn Boaz | Three Bell Capital LLC mixed wealth | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2025 | Dec 11, 2025 |
| Jing Chen | Empower Advisory Group, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 30, 2025 |
| Luis M Raposo | Shorepoint Capital Partners LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | Nov 13, 2025 |
| Timothy George Vanech | Shorepoint Capital Partners LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | Nov 13, 2025 |
| Christopher Roger Stuart | Shorepoint Capital Partners LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | Nov 13, 2025 |
| Laura Lincoln Gustafson | Shorepoint Capital Partners LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | Nov 13, 2025 |
| Ashley R Lareau | Shorepoint Capital Partners LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | Nov 13, 2025 |
| Ronald Robert Brock | Innovative Portfolios LLC asset manager | Allworth Financial, L.P. BD affiliated | Other | Oct 13, 2025 | May 30, 2025 |
| Christian Harris | Edward Jones national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Oct 3, 2025 |
| James P Mcmahon | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 12, 2025 |
| Debra Kay Mcculley | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Edward Allen Humphreys | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Audrey Bruch | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Lisa Michelle Reddick | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Nathan Harshman | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Katherine Harper | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Samantha Pezzute | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Emily Begeman | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Matthew John Robert Potter | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Thomas Kaiser | Sheaff Brock Investment Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | May 30, 2025 |
| Grantham Akerly | Cfo4life independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 26, 2025 |
| Kiana Mason | Nisa Investment Advisors, LLC institutional | Allworth Financial, L.P. BD affiliated | Other | Jun 27, 2025 | Apr 10, 2026 (287 d) |
| Mark Salzinger | Salzinger Sheaff Brock, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | May 30, 2025 |
| Tiffany Vanhook | Salzinger Sheaff Brock, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 9, 2025 |
| Jared Tyson Lee | Innovative Portfolios LLC asset manager | Allworth Financial, L.P. BD affiliated | Other | Jun 16, 2025 | May 30, 2025 |
| Carter Street | J.P. Morgan Securities LLC wirehouse | Allworth Financial, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2025 | Jul 7, 2025 |
| Charles Jacob Wedemeyer | Mercer Global Advisors Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 16, 2025 |
| Tyler Collier | Raymond James Financial Services Advisors, Inc BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 11, 2025 |
| Sean Tyler Ryan | Goldman Sachs Wealth Services, L.P. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 6, 2025 |
| Kayla Sue-Helene Samuel | Goldman Sachs Wealth Services, L.P. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | May 12, 2025 |
| Christina Ann Jordan | Innovative Portfolios LLC asset manager | Allworth Financial, L.P. BD affiliated | Other | May 16, 2025 | May 30, 2025 |
| Thomas Gonzales | Fifth Third Securities, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Apr 4, 2025 |
| Robert Collins Ryan | Ryan Wealth Management independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Dec 6, 2024 |
| Kevin Spafford | Ryan Wealth Management independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Dec 9, 2024 |
| Justin Tyler Burrow | Ryan Wealth Management independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Dec 16, 2024 |
| Cheyenne Gene Walker | Aw Securities no RAUM | Allworth Financial, L.P. independent RIA | Other | Mar 28, 2025 | Feb 1, 2019 |
| Daniel William Rausch | Aw Securities no RAUM | Allworth Financial, L.P. independent RIA | Other | Mar 28, 2025 | Dec 12, 2019 |
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252 moves match.