DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Curian Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Matthew Wise	Wfg Advisors, LP other	Curian Capital, LLC other	Other	Jan 20, 2016	Jan 20, 2016
David R Densmore	Amundi Pioneer Institutional Asset Management, Inc. other	Curian Capital, LLC other	Other	Sep 9, 2015	Feb 24, 2016 (168 d)
Justin Choi	UBS Financial Services Inc. wirehouse	Curian Capital, LLC other	Other	May 11, 2015	May 22, 2015
Joseph Furman Bishop	Waddell & Reed other	Curian Capital, LLC other	Other	Apr 27, 2015	May 6, 2015
Byron Keith Wilson	Salient Capital Advisors, LLC other	Curian Capital, LLC other	Other	Apr 15, 2015	Apr 30, 2015
Blake Gregory Barnes	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Curian Capital, LLC other	Other	Apr 6, 2015	Apr 16, 2015
Kayla Marie Benjamin	Edward Jones national BD	Curian Capital, LLC other	Other	Dec 5, 2014	Apr 7, 2015 (123 d)
Phillip Glover	Edward Jones national BD	Curian Capital, LLC other	Other	Oct 29, 2014	Jan 12, 2015 (75 d)
Shawn Joseph Barth	Robert W. Baird & Co. Incorporated other	Curian Capital, LLC other	Other	Oct 23, 2014	Nov 12, 2014
Travis Christian Edington	Estate & Financial Strategies, Inc. unclassified	Curian Capital, LLC other	Other	Sep 1, 2014	Sep 26, 2014
Courtney Folkerts	A & I Wealth Management other	Curian Capital, LLC other	Other	Aug 22, 2014	Aug 28, 2014
Devin Tyler Masoner	Edward Jones national BD	Curian Capital, LLC other	Other	Jun 12, 2014	Jan 14, 2016 (581 d)
Max Kohn Brown	Northwestern Mutual Investment Services,LLC other	Curian Capital, LLC other	Other	Jun 3, 2014	Aug 19, 2014 (77 d)
Timothy James Williams	Spc other	Curian Capital, LLC other	Other	Jan 27, 2014	Jan 14, 2016 (717 d)
Gary Allen Scott	LPL Financial LLC other	Curian Capital, LLC other	Other	Dec 2, 2013	Nov 5, 2015 (703 d)
Traci Lynn Sarmiento	Citigroup Global Markets Inc. other	Curian Capital, LLC other	Other	Nov 21, 2013	Dec 16, 2013
Jack William Moore	Wambolt & Associates, LLC other	Curian Capital, LLC other	Other	Nov 1, 2013	Nov 22, 2013
Michael Joseph Crespin	Equitable Advisors, LLC national BD	Curian Capital, LLC other	Other	Jul 8, 2013	Jul 1, 2013
Kurt Kevin Coalmer	Equitable Advisors, LLC national BD	Curian Capital, LLC other	Other	Apr 3, 2013	Apr 23, 2013
Hunter Tedford Mills	First Tennessee Advisory Services, Inc. other	Curian Capital, LLC other	Other	Feb 4, 2013	Jan 26, 2015 (721 d)
Kate Alexander Ferguson	Wells Fargo Advisors wirehouse	Curian Capital, LLC other	Other	Feb 1, 2013	Nov 4, 2013 (276 d)
Slava S Davidoff	Charles Schwab & Co., Inc. national BD	Curian Capital, LLC other	Other	Jan 23, 2013	May 30, 2013 (127 d)
Jonathan Patrick Shiffer	Rushmore Investment Advisors Inc other	Curian Capital, LLC other	Other	Nov 8, 2012	Nov 9, 2012
Raymond Steven Gettins	Oneamerica Securities, Inc. other	Curian Capital, LLC other	Other	Nov 1, 2012	Oct 30, 2012
Alexander Kane Assaf	New England Securities Corporation other	Curian Capital, LLC other	Other	Jul 17, 2012	Jul 20, 2012
Oksana Doncila	Charles Schwab & Co., Inc. national BD	Curian Capital, LLC other	Other	Jul 2, 2012	Jul 19, 2012
Gage Thomsen	Securities America Advisors, Inc. other	Curian Capital, LLC other	Other	Apr 23, 2012	Apr 2, 2013 (344 d)
Erin Nicole Diegel	Edward Jones national BD	Curian Capital, LLC other	Other	Jan 31, 2012	Oct 30, 2013 (638 d)
Kelly Lorraine Pickering	LPL Financial LLC other	Curian Capital, LLC other	Other	Dec 9, 2011	Jan 30, 2013 (418 d)
Stephanie Aaron Trentham	Ameriprise Financial Services, LLC national BD	Curian Capital, LLC other	Other	Sep 15, 2011	Aug 10, 2012 (330 d)
Richard Jeffery Anthony	Invesco Advisers, Inc. other	Curian Capital, LLC other	Other	Sep 9, 2011	Jan 17, 2012 (130 d)
Michael Meade Troyer	Morgan Stanley wirehouse	Curian Capital, LLC other	Other	Sep 7, 2011	Jan 13, 2012 (128 d)
Heidi Lynn King	Raymond James Financial Services Advisors, Inc other	Curian Capital, LLC other	Other	Aug 24, 2011	Apr 22, 2013 (607 d)
Matthew David Canter	Legacy Tax And Financial Planning, LLC unclassified	Curian Capital, LLC other	Other	Aug 19, 2011	Aug 19, 2011
Courtney Alexander John Chynces	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Curian Capital, LLC other	Other	Jun 7, 2011	Jan 15, 2013 (588 d)
Carl David Robinson	Envestnet Portfolio Solutions, Inc. other	Curian Capital, LLC other	Other	May 5, 2011	Jun 15, 2011 (41 d)
Jason Ian Abar	MML Investors Services, LLC other	Curian Capital, LLC other	Other	Feb 16, 2011	Mar 9, 2011
Mark Paul Schoenbeck	Assetmark, Inc. other	Curian Capital, LLC other	Other	Jan 6, 2011	Jan 13, 2011
Kevin Richard Mcintosh	Cetera Investment Services LLC other	Curian Capital, LLC other	Other	Nov 15, 2010	Jan 25, 2011 (71 d)
Todd Eugene Sult	Chase Investment Services Corp. other	Curian Capital, LLC other	Other	Oct 12, 2010	Feb 9, 2011 (120 d)
Robert Judd Lasater	Edward Jones national BD	Curian Capital, LLC other	Other	Sep 9, 2010	Jan 21, 2011 (134 d)
Charles Mark Kennedy	Edward Jones national BD	Curian Capital, LLC other	Other	Oct 7, 2009	Mar 17, 2011 (526 d)
Michael Aaron Jones	Old Mutual Capital other	Curian Capital, LLC other	Other	Jul 27, 2009	Aug 18, 2009
Benjamin Wesley Keith	Principal Securities, Inc. other	Curian Capital, LLC other	Other	Jun 18, 2009	Jan 27, 2011 (588 d)
Michael J Cole	Msi Financial Services, Inc. other	Curian Capital, LLC other	Other	Mar 6, 2009	Oct 11, 2010 (584 d)
Rodger Adam Hoofnagle	Nfp Advisor Services, LLC other	Curian Capital, LLC other	Other	Feb 17, 2009	Mar 2, 2009
Sara Anne Paulson	Russell Investments other	Curian Capital, LLC other	Other	Dec 3, 2008	Oct 14, 2010 (680 d)
William Lee Kieran	Icon Advisers, Inc. other	Curian Capital, LLC other	Other	Oct 24, 2008	Nov 6, 2008
Christopher Paydock	Icon Advisers, Inc. other	Curian Capital, LLC other	Other	Oct 20, 2008	Nov 12, 2008
Thomas Joseph Dohogne	Wells Fargo Investments, LLC unclassified	Curian Capital, LLC other	Other	Jul 1, 2008	Mar 1, 2013 (1704 d)
Eric Charles Keller	Thrivent Investment Management Inc. other	Curian Capital, LLC other	Other	Jan 22, 2008	Mar 12, 2013 (1876 d)
Joseph P. Lucia	Ameriprise Financial Services, LLC national BD	Curian Capital, LLC other	Other	Oct 18, 2007	Feb 20, 2013 (1952 d)
Bruce Edward Davis	MML Investors Services, LLC other	Curian Capital, LLC other	Other	Aug 20, 2007	Oct 26, 2007 (67 d)
Raymond Joseph Kelly	Blackrock Investment Management, LLC other	Curian Capital, LLC other	Other	Jun 5, 2007	Apr 4, 2013 (2130 d)
Daniel Eugene Wright	Avantax Advisory Services other	Curian Capital, LLC other	Other	Mar 29, 2006	Mar 28, 2006
Mark Paul Schoenbeck	Mutual Service Corporation unclassified	Curian Capital, LLC other	Other	Jun 10, 2005	Jun 17, 2005
Thomas D Farrell	Waddell & Reed other	Curian Capital, LLC other	Other	May 5, 2005	Jan 24, 2007 (629 d)
Jeffrey Michael Miner	Ameriprise Advisor Services, Inc. unclassified	Curian Capital, LLC other	Other	Oct 8, 2004	Mar 8, 2005 (151 d)
Rodger Adam Hoofnagle	Mutual Service Corporation unclassified	Curian Capital, LLC other	Other	Mar 16, 2004	Sep 6, 2005 (539 d)
Kim A Richardson	Sunamerica Securities, Inc. unclassified	Curian Capital, LLC other	Other	Mar 14, 2003	Jan 11, 2005 (669 d)

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63 moves match.