DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wfg Advisors, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kerry Mark RigdonMcpherson & Mayberry Personal Wealth Management unclassifiedWfg Advisors, LP otherOtherSep 29, 2017Aug 4, 2015
George James CoulesPrincipal Securities, Inc. otherWfg Advisors, LP otherOtherJan 20, 2017May 8, 2017 (108 d)
Brian James HaysPolaris Wealth Advisory Group otherWfg Advisors, LP otherOtherNov 14, 2016Nov 11, 2016
George Einar RayOppenheimer & Co. Inc. otherWfg Advisors, LP otherOtherMay 31, 2016Aug 15, 2016 (76 d)
Kyle Rodney MartinS Harris Financial Group, LLC independent RIAWfg Advisors, LP otherOtherMay 2, 2016Apr 22, 2016
Brian Matthew BeanLatitude Advisors, LLC otherWfg Advisors, LP otherOtherApr 25, 2016Apr 1, 2016
Sunny Kishor PatelUsaa Financial Planning Services no RAUMWfg Advisors, LP otherOtherApr 6, 2016Apr 11, 2016
Christopher Dale ClarkNfp Advisor Services, LLC otherWfg Advisors, LP otherOtherFeb 26, 2016Jun 28, 2016 (123 d)
Shawn Christopher RigginsPark Avenue Securities LLC otherWfg Advisors, LP otherOtherJul 22, 2015Jul 20, 2015
Larry Glen BrunellJ.P. Morgan Securities LLC wirehouseWfg Advisors, LP otherOtherJun 12, 2015May 29, 2015
Stephen Nye BouslogLPL Financial LLC otherWfg Advisors, LP otherOtherApr 1, 2015Mar 24, 2015
Ryan Anthony SmithLPL Financial LLC otherWfg Advisors, LP otherOtherJan 12, 2015Jan 5, 2015
Robert Elwee SimptonSecurities America Advisors, Inc. otherWfg Advisors, LP otherOtherDec 12, 2014Jan 22, 2015 (41 d)
Pablo J OlivaMsi Financial Services, Inc. otherWfg Advisors, LP otherOtherNov 6, 2014Oct 31, 2014
Damon Marshall ZahlmannIndependent Financial Group, LLC otherWfg Advisors, LP otherOtherOct 31, 2014Nov 18, 2014
David Ryan DroppoAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherOct 23, 2014Oct 17, 2014
Jeffrey Eric DoedenFmsi Advisers otherWfg Advisors, LP otherOtherOct 22, 2014Oct 21, 2014
Richard Coolidge FordTfr Advisors Llp otherWfg Advisors, LP otherOtherJun 13, 2014Jun 20, 2014
Sanjiv Tarunkumar ShuklaRaymond James Financial Services Advisors, Inc otherWfg Advisors, LP otherOtherJun 2, 2014Jun 18, 2014
John David WiedmaierValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherApr 3, 2014Mar 31, 2014
Theresa Ann FanningWells Fargo Advisors wirehouseWfg Advisors, LP otherOtherMar 17, 2014Mar 19, 2014
Robert Philip SchlangenFortitude Advisory Group L.L.C. otherWfg Advisors, LP otherOtherFeb 28, 2014Aug 22, 2014 (175 d)
Thomas David KowalczykSignator Investors, Inc. otherWfg Advisors, LP otherOtherFeb 18, 2014Mar 31, 2014 (41 d)
Mark Kevin KingLatitude Advisors, LLC otherWfg Advisors, LP otherOtherFeb 6, 2014Jan 14, 2014
Jeffrey S KinardArvest Wealth Management otherWfg Advisors, LP otherOtherFeb 5, 2014Sep 30, 2014 (237 d)
Teresa N PalmerUBS Financial Services Inc. wirehouseWfg Advisors, LP otherOtherJan 29, 2014Feb 12, 2014
Jarrod Charles NunnUBS Financial Services Inc. wirehouseWfg Advisors, LP otherOtherJan 29, 2014Jan 17, 2014
Shanth DavidMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWfg Advisors, LP otherOtherJan 2, 2014Jan 8, 2014
Jon Michael FletcherAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherSep 4, 2013Aug 30, 2013
Todd J ReuberValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherMay 9, 2013May 3, 2013
Nicholas Joiseph DestefanoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWfg Advisors, LP otherOtherApr 1, 2013Apr 12, 2013
Paul Michael SchaeferQuestar Asset Management, Inc. otherWfg Advisors, LP otherOtherFeb 28, 2013Mar 1, 2013
Mark Jackson MyersHorter Investment Management, LLC otherWfg Advisors, LP otherOtherFeb 27, 2013Mar 6, 2013
Michael Dominic LovecchioEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherDec 5, 2012Dec 19, 2012
Andrew Theophile MarrachCommonwealth Financial Network national BDWfg Advisors, LP otherOtherNov 2, 2012Nov 5, 2012
Ryan Matthew FlurieAvantax Advisory Services otherWfg Advisors, LP otherOtherOct 29, 2012Oct 25, 2012
Philip Benson AtheyAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherOct 25, 2012Oct 8, 2012
Jeffrey Lee CurtisNfp Advisor Services, LLC otherWfg Advisors, LP otherOtherOct 2, 2012Sep 14, 2012
Michael A Rodriguez1st Global Advisors Inc otherWfg Advisors, LP otherOtherOct 1, 2012Jan 28, 2013 (119 d)
Jeffrey Dalton ReddickBerthel Fisher & Company Financial Services, Inc. otherWfg Advisors, LP otherOtherSep 11, 2012Sep 10, 2012
Daryl T SeatonEagle Strategies LLC otherWfg Advisors, LP otherOtherAug 16, 2012Aug 20, 2012
Ky Lance FiserAmeriprise Financial Services, LLC national BDWfg Advisors, LP otherOtherJul 20, 2012Jul 19, 2012
Jill Irja ThomasHuckin Financial Group, Inc. unclassifiedWfg Advisors, LP otherOtherJul 6, 2012Jun 8, 2012
Aaron Jussi ThomasHuckin Financial Group, Inc. unclassifiedWfg Advisors, LP otherOtherJul 6, 2012Jun 8, 2012
Wesley Greg AlstonNfp Advisor Services, LLC otherWfg Advisors, LP otherOtherJun 4, 2012May 31, 2012
Adriel Bonet1st Global Advisors Inc otherWfg Advisors, LP otherOtherApr 17, 2012Apr 16, 2012
Amelia D O'DellMorgan Keegan & Company, LLC otherWfg Advisors, LP otherOtherApr 16, 2012Nov 8, 2012 (206 d)
Katherine Kay Louise MotzkusStifel, Nicolaus & Company, Incorporated national BDWfg Advisors, LP otherOtherApr 16, 2012Oct 25, 2012 (192 d)
Stephanie Denee StewartLPL Financial LLC otherWfg Advisors, LP otherOtherFeb 27, 2012Feb 21, 2012
Joshua Ryan DunhamFortitude Advisory Group L.L.C. otherWfg Advisors, LP otherOtherFeb 17, 2012Apr 29, 2009
John C FarrisEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherJan 30, 2012Jan 13, 2012
Parichart Crystal ArredondoEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherJan 27, 2012Jan 13, 2012
Raegan Ashley SaylorEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherJan 27, 2012Jan 13, 2012
Vatsal AssarEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherJan 27, 2012Jan 13, 2012
Philip Andrew StrunkEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherJan 26, 2012Jan 13, 2012
Karthik MuralirajEquitable Advisors, LLC national BDWfg Advisors, LP otherOtherJan 26, 2012Jan 13, 2012
Agoston Stephen HorvathUBS Financial Services Inc. wirehouseWfg Advisors, LP otherOtherJan 25, 2012Jan 26, 2012
Brian Patrick KinneyMorgan Stanley wirehouseWfg Advisors, LP otherOtherDec 21, 2011Dec 16, 2011
Bonnie Lee BoydMorgan Stanley wirehouseWfg Advisors, LP otherOtherDec 21, 2011Dec 20, 2011
Jeremy Robert Bain McclymondsWells Fargo Advisors wirehouseWfg Advisors, LP otherOtherOct 10, 2011Oct 10, 2011
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183 moves match.