DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at U.S. Bancorp Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tarissa Sharene Cardoso | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2026 | Sep 8, 2026 |
| Brian Scott Felton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2026 | Aug 31, 2026 |
| Marsella Burboa | Strategic Advisers LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 10, 2026 |
| Russell Lewis Hansen | Key Investment Services LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 10, 2026 |
| Michael Joseph Spedale | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Sep 1, 2026 |
| Sergey Tigranovich Poghosyan | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 14, 2026 |
| Jesse Taylor | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 21, 2026 |
| Reed Mells | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Samuel G Moscatelli | Northwestern Mutual Investment Services,LLC no RAUM | U.S. Bancorp Advisors, LLC BD affiliated | Other | Jul 30, 2026 | Sep 8, 2026 (40 d) |
| Adam Lundy | Huntington Financial Advisors BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 14, 2026 |
| Jeffrey Fay | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jun 26, 2026 |
| Natalia Bruno | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 1, 2026 |
| Sarah Schermerhorn | RBC Capital Markets, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 20, 2026 |
| Elizabeth Ruth Mccaffrey | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jul 24, 2026 |
| J Tyler Sidney Keith | T. Rowe Price Associates, Inc. asset manager | U.S. Bancorp Advisors, LLC BD affiliated | Other | Jun 26, 2026 | Jun 25, 2026 |
| Fernando Jose Rosales | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Jul 1, 2026 |
| Niki Hondropoulos | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 29, 2026 |
| Gregory Louis Mccrea | Savvy independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2026 | Jul 21, 2026 |
| Matti Birge Gordon | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Aug 18, 2026 (63 d) |
| Nyisha Patrice Bell | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 1, 2026 |
| Christian R Moore | Key Investment Services LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 1, 2026 |
| Christopher Jon Rosenau | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2026 | Jun 16, 2026 |
| Romeo Mortera | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 24, 2026 |
| Heather Joye Noe | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | Jun 18, 2026 |
| Corey Jackson Barker | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | May 27, 2026 |
| Kim Huong Sliger | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | Jun 3, 2026 |
| Joseph Matthew Suarez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2026 | Jun 1, 2026 |
| Tyler Mathew Demge | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2026 | May 21, 2026 |
| Sigita Baker | Svb Wealth independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2026 | Sep 3, 2026 (111 d) |
| Raymond Khechumyan | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Aug 19, 2026 (96 d) |
| Brian Christopher Migdal | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 22, 2026 (69 d) |
| Derek Sabo | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2026 | Jul 1, 2026 (49 d) |
| Devon Russell Rogers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Jul 27, 2026 (77 d) |
| Ricky Nguyen | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 12, 2026 |
| Kevin Thomas Hopperton | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 20, 2026 |
| Diego Diaz | Edward Jones national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 21, 2026 |
| Cameron Blake Mcmanus | Key Investment Services LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 7, 2026 |
| Scott Allen Labuhn | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Sep 24, 2025 |
| Christopher Martin Cognetta | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Sep 22, 2025 |
| Matthew Joachim Dufresne | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Oct 30, 2025 |
| Burnis Joseph Chitwood | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 21, 2025 |
| Jacob Baptiste Thro | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 30, 2026 |
| Kathleen Amanda Peters | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Aug 4, 2023 |
| Brooke Noele Forsberg | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 18, 2026 |
| Teresa Lynn Hall | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Feb 12, 2025 |
| Brandon James Remer | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 15, 2024 |
| Monica Douglas | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Dec 16, 2025 |
| James Wayne Carey | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 15, 2024 |
| Robert Christopher Holt | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 17, 2026 |
| Katie Louise Latour | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2026 | May 8, 2026 (32 d) |
| Patricia Ann Brondyke | Advice And Planning Services BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 22, 2026 |
| Maryam Kayvani | LPL Enterprise, LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Jul 8, 2026 (98 d) |
| Mary Therese Ryan | Umb Financial Services, Inc. independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2026 | Apr 1, 2026 |
| Raymond Kyle Lovelace | Advisory Alpha, LLC independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | Mar 31, 2026 |
| Daniel Bennett Goldman Levine | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2026 | Mar 25, 2026 |
| Maria Christina Bridgeford | RBC Capital Markets, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 5, 2026 |
| Tyler James Morin | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2026 | Feb 20, 2026 |
| Amy Spiker | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Mar 17, 2025 |
| Cara Marie Russell Zambella | Pnc Wealth Management BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Feb 18, 2026 (47 d) |
| Tai Git Wong | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Feb 23, 2026 (62 d) |
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446 moves match.