DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global View Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy John HorstUniversal Wealth Management LLC state registeredGlobal View Capital Management LLC independent RIAOtherAug 4, 2026Jul 7, 2026
John Douglas CoxMwa Financial Services, Inc. BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2026Jul 30, 2026
Peter StrandtLPL Enterprise, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2026Jul 14, 2026
Chase L DoblerMML Investors Services, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2026Apr 27, 2026
Steven Parker DurdinLincoln Investment independent RIAGlobal View Capital Management LLC independent RIARIA to RIASep 25, 2025Jul 3, 2025
Nicholas Andrew TrevinoStrategic Advisers LLC national BDGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2025Oct 2, 2025 (136 d)
David YawThe Institute independent RIAGlobal View Capital Management LLC independent RIARIA to RIAApr 22, 2025Mar 21, 2025
Alan Tin-Lo ChuAcrylic Financial, Inc. independent RIAGlobal View Capital Management LLC independent RIARIA to RIAApr 21, 2025Apr 28, 2025
Kevyn Kazuo YonesakiAcrylic Financial, Inc. independent RIAGlobal View Capital Management LLC independent RIARIA to RIAApr 1, 2025Mar 28, 2025
Jamie Michael JohnsonTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2025Mar 12, 2025
Michael A ScardavilleTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2024Dec 9, 2024 (38 d)
Donald W CooleyTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2024Oct 4, 2024
Dante CrosaTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2024Mar 28, 2025 (214 d)
Terry John HastingsColorado Financial Service Corporation otherGlobal View Capital Management LLC independent RIAOtherJun 17, 2024Feb 12, 2025 (240 d)
Lea Rosel BushAsset Allocation Strategies, LLC independent RIAGlobal View Capital Management LLC independent RIARIA to RIAMay 30, 2024Sep 13, 2024 (106 d)
Jonathan M. RieschFidelity Personal And Workplace Advisors BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2024Jun 3, 2024 (69 d)
Lawrence EdwardsTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2024Mar 14, 2024
Mike T GreinerAmerican Elite Advisory state registeredGlobal View Capital Management LLC independent RIAOtherNov 29, 2023Dec 14, 2023
Edward James ThiessenOneamerica Securities, Inc. BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2023Sep 25, 2023
Andre L. ParkerTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2023Apr 5, 2024 (204 d)
Waldemar Alfredo Marques OrtizMutual Of Omaha Investor Services, Inc. independent RIAGlobal View Capital Management LLC independent RIARIA to RIASep 7, 2023Jun 2, 2026 (999 d)
Mark Ronald DittmannCambridge Investment Research Advisors, Inc. BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2023Apr 26, 2023
Gregory G NelsonBrookstone Capital Management LLC independent RIAGlobal View Capital Management LLC independent RIARIA to RIAFeb 15, 2023Feb 16, 2023
Richard Jefferson WeihingEfficient Plan, LLC unclassifiedGlobal View Capital Management LLC independent RIAOtherDec 31, 2022Jan 9, 2023
Warren Dee BarrettHorter Investment Management, LLC independent RIAGlobal View Capital Management LLC independent RIARIA to RIAAug 24, 2022Oct 24, 2022 (61 d)
John Fredrik PetersHorter Investment Management, LLC independent RIAGlobal View Capital Management LLC independent RIARIA to RIAMar 29, 2022Mar 28, 2024 (730 d)
James Patrick GreggIntouch Advisors, LLC unclassifiedGlobal View Capital Management LLC independent RIAOtherDec 31, 2021Feb 25, 2021
Joe Percy Medrano5280 Capital state registeredGlobal View Capital Management LLC independent RIAOtherDec 8, 2021Jan 6, 2026 (1490 d)
Ryan Nicholas ShubinLegacy Private Client Group, Inc. otherGlobal View Capital Management LLC independent RIAOtherOct 20, 2021Sep 23, 2021
Philip Benjamin ComerLogic Wealth Management, LLC independent RIAGlobal View Capital Management LLC independent RIARIA to RIADec 1, 2020Jul 10, 2025 (1682 d)
Lisa Eileen DregneValmark Advisers, Inc. mixed wealthGlobal View Capital Management LLC independent RIARIA to RIAFeb 27, 2019Nov 4, 2020 (616 d)
Michael Patrick FeeneyEle Advisory Services, Inc independent RIAGlobal View Capital Management LLC independent RIARIA to RIADec 31, 2018Nov 18, 2020 (688 d)
Alma Dan FrandsenTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2018Dec 21, 2020 (733 d)
David Michael TonaszuckLPL Financial LLC independent RIAGlobal View Capital Management LLC independent RIARIA to RIASep 20, 2018Apr 23, 2026 (2772 d)
Clayton Jon OlsonTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2018Aug 9, 2018
Gina Marie WaiteTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2018Aug 9, 2018
Tracy Lee ReiersonPrincipal Securities, Inc. BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2018Jun 28, 2018
Amy W YostOneamerica Securities, Inc. otherGlobal View Capital Management LLC otherOtherJan 9, 2018Feb 23, 2018 (45 d)
Jeffrey Dale BrownInfinity Wealth Management unclassifiedGlobal View Capital Management LLC otherOtherNov 29, 2017Jan 5, 2018 (37 d)
Jeffrey Lane ButlerJeffrey L. Butler unclassifiedGlobal View Capital Management LLC independent RIAOtherAug 7, 2017May 10, 2018 (276 d)
David Andrew HesselMutual Of Omaha Investor Services, Inc. no RAUMGlobal View Capital Management LLC otherOtherJun 21, 2017Jul 20, 2017
Nolan SainiAmeriprise Financial Services, LLC national BDGlobal View Capital Management LLC otherOtherApr 13, 2017Jul 31, 2017 (109 d)
Barry S. ArnoldThrivent Investment Management Inc. otherGlobal View Capital Management LLC otherOtherJan 27, 2017Feb 20, 2017
Robert Hayato OdaTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC otherOtherFeb 20, 2016Nov 16, 2016 (270 d)
Larry Richard ForbesAsset & Retirement Protectors LLC unclassifiedGlobal View Capital Management LLC otherOtherDec 31, 2015Dec 15, 2015
Rudy Lee GarciaHbw Advisory Services LLC otherGlobal View Capital Management LLC otherOtherSep 8, 2015Sep 16, 2015
Christopher WackerPark Avenue Securities LLC otherGlobal View Capital Management LLC otherOtherMay 29, 2015Dec 22, 2017 (938 d)
James Alexander SayasPrincipal Securities, Inc. otherGlobal View Capital Management LLC otherOtherDec 31, 2014Jan 8, 2015
Kelly Ann ShanahanTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC independent RIAOtherOct 6, 2014Jan 5, 2024 (3378 d)
Robert Jackson TaylorTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC otherOtherJun 17, 2014Jul 18, 2014 (31 d)
Steven Paul SorensenTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC otherOtherDec 31, 2013Jan 7, 2014
Jeremy Bell CondieTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC otherOtherDec 31, 2013Feb 10, 2014 (41 d)
Garth HasselTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC otherOtherDec 31, 2013Feb 10, 2014 (41 d)
Dilys Yi-Chin ChangTransamerica Financial Advisors, LLC otherGlobal View Capital Management LLC otherOtherOct 3, 2013Sep 30, 2015 (727 d)
Dina Louise FlissThe Strategic Financial Alliance otherGlobal View Capital Management LLC no RAUMOtherJun 12, 2013Dec 8, 2011
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55 moves match.