DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rfg Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Johnson | LPL Financial LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 1, 2026 |
| Phillip Ryan Shaw | Goldstone Financial Group, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 11, 2026 | Aug 14, 2026 |
| Samuel Clement | Oakworth Asset Management, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 11, 2026 | Sep 1, 2026 |
| Markell Bryant | Edward Jones national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2026 | Sep 8, 2026 |
| Brian Ward | B.O.S.S. Retirement Advisors, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 8, 2026 | Aug 7, 2026 |
| Brandon Philip Olson | B.O.S.S. Retirement Advisors, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 8, 2026 | Aug 7, 2026 |
| Cassidy Ann O'Brien | B.O.S.S. Retirement Advisors, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 8, 2026 | Aug 25, 2026 |
| Dylan Mark Wathen | B.O.S.S. Retirement Advisors, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 8, 2026 | Aug 20, 2026 |
| Jennifer Angell | Payne Capital Management, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Aug 28, 2026 | Aug 27, 2026 |
| Chad Ashton Kasper | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Aug 21, 2026 | Jul 31, 2026 |
| Michael James Gorsky | Brighton Securities Corp. independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jul 30, 2026 | Jul 20, 2026 |
| Brian Deen Lahue | Farther independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jul 20, 2026 | Jul 16, 2026 |
| Scott Martin Sensenig | Diazo, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jun 18, 2026 | Jun 17, 2026 |
| Jeffrey John Fortune | Strategic Advisers LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | Jul 14, 2026 |
| Brock J. Andersen | Capita Financial Network, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jun 3, 2026 | Jun 2, 2026 |
| Kimberly Marie Clenney | LPL Financial LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Apr 22, 2026 |
| Audrey Ivy Pierson | Cetera Investment Advisers LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 6, 2026 |
| Derek Michael Lavery | Equitable Advisors, LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 18, 2026 |
| Nicholas Galente | Equitable Advisors, LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 18, 2026 |
| Michael John Spero | Equitable Advisors, LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 18, 2026 |
| Sarah Ashley Babcock | Equitable Advisors, LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 18, 2026 |
| Ryan Griffin Ledden | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 27, 2026 |
| Nicholas Blake Morgan | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 27, 2026 |
| Autumn Mower | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 3, 2026 |
| Aubrey Damon Gibbs | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 3, 2026 |
| Ricky Allen Howard | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 27, 2026 |
| Gabriel Franklin Cook | Synovus Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Mar 2, 2026 |
| Paul Bernier | Equitable Advisors, LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2026 | Jan 16, 2026 |
| Donica D Masterson - Ruano | Onedigital institutional | Rfg Advisory, LLC independent RIA | Other | Jan 16, 2026 | Jul 20, 2026 (185 d) |
| Michael Jeffrey Damon | Lincoln Investment independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jan 8, 2026 | Jan 7, 2026 |
| Christopher L. Eklund | Lincoln Investment independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jan 8, 2026 | Jan 7, 2026 |
| David Kemmerer | Commonwealth Financial Network national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2025 | Dec 2, 2025 |
| Parrish Christian Simmons | LPL Financial LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Jan 5, 2026 (42 d) |
| John Thomas Taylor | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Heidi Marie Bird | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Mary C Huntley | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Joshua Lawrence Szyman | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| David J Fennell | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Nov 4, 2025 | Oct 7, 2025 |
| George Derek Berridge | Wells Fargo Advisors wirehouse | Rfg Advisory, LLC independent RIA | Wirehouse to independent RIA | Oct 29, 2025 | Nov 11, 2025 |
| Jonathan Clinton Campbell | Creative Planning Institutional Advisors, LLC institutional | Rfg Advisory, LLC independent RIA | Other | Oct 14, 2025 | Sep 8, 2025 |
| Jason Brady Dixon | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Oct 13, 2025 | Sep 12, 2025 |
| Mitchell Joseph Mulcahy | Florida Financial Advisors, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2025 | Jul 17, 2025 |
| Loran Scott Coffman | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jul 18, 2025 | Jun 30, 2025 |
| Lucas Kirk Wandell | Mattern Capital Management, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jul 15, 2025 | Sep 8, 2025 (55 d) |
| Elizabeth Connor | Cetera Investment Advisers LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Jul 7, 2025 |
| Hagop (Jacob) Sahak Tujian | Stonekimbro independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Jun 19, 2025 | Apr 13, 2026 (298 d) |
| Richard Giannotti | Global Wealth Management Investment Advisory, Inc. independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | May 12, 2025 | May 12, 2025 |
| Tyler M Brown | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | May 8, 2025 | Apr 14, 2025 |
| Kirk Licata | Longview Wealth Management independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | May 5, 2025 | May 8, 2025 |
| Michael D Hartman | T. Rowe Price Advisory Services, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | Oct 6, 2025 (159 d) |
| Richard Charles King | Wealth Management Group state registered | Rfg Advisory, LLC independent RIA | Other | Apr 8, 2025 | Feb 19, 2025 |
| Claudia Porter | Cambridge Investment Research Advisors, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Mar 14, 2025 |
| Patrick Gregory Strodtman | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Mar 10, 2025 | Feb 13, 2025 |
| John Paul Steele | Fisher Investments independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Feb 11, 2025 | Mar 3, 2025 |
| James Robert Horn | Edelman Financial Engines independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Feb 5, 2025 | Jan 10, 2025 |
| Christopher Jason Coats | Edward Jones national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2025 | Feb 6, 2025 |
| Jarrod Edward Biebel | Raymond James & Associates, Inc. national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Jan 24, 2025 |
| Angelica R Walter | Raymond James & Associates, Inc. national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Jan 23, 2025 |
| Brittany Gayle Cloud | Edward Jones national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Jan 6, 2025 |
| John Allen Wingo | Wingo Asset Management, LLC state registered | Rfg Advisory, LLC independent RIA | Other | Dec 31, 2024 | Nov 14, 2024 |
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216 moves match.