DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lion Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Martin Webb Koonce | Csenge Advisory Group, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2026 | May 8, 2025 |
| Sean Abbas Haider | LPL Financial LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Oct 22, 2025 (40 d) |
| Colin Coyle Steinberg | Arax Advisory Partners independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2025 | Aug 6, 2025 (37 d) |
| Robert Samuel Berz | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 20, 2025 |
| Xiao Chen | Transamerica Financial Advisors, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 5, 2025 |
| Andrew Schiro | Vere Asset Management, Inc. other | Lion Street Advisors, LLC BD affiliated | Other | Feb 4, 2025 | Dec 5, 2024 |
| Anthony Smith | Lodestar Private Asset Management LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2024 | Aug 13, 2025 (254 d) |
| Lovlean K Purewal | Morgan Stanley wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2024 | Oct 17, 2024 |
| Douglas Robert Lederer | Ae Wealth Management, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2024 | Aug 5, 2025 (293 d) |
| William Yex | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Oct 7, 2024 |
| Jerald J Halverson | J.P. Morgan Securities LLC wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2024 | Aug 14, 2024 |
| Will Heaton Hendricks | J.P. Morgan Securities LLC wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2024 | Aug 13, 2024 |
| John Williams | J.P. Morgan Securities LLC wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2024 | Aug 14, 2024 |
| Scott Lieb | J.P. Morgan Securities LLC wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2024 | Aug 20, 2024 |
| Sean Alexander Kram | J.P. Morgan Securities LLC wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2024 | Aug 13, 2024 |
| Lindsay Bliek | D.A. Davidson & Co. independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2024 | Sep 10, 2025 (435 d) |
| Donald Caldwell Hughes | MML Investors Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 24, 2024 |
| Austin Elias David | LPL Financial LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 18, 2024 |
| Cyler Clifton | MML Investors Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Oct 16, 2024 (286 d) |
| Michael Mervin Murry | LPL Financial LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Jan 24, 2024 (48 d) |
| Philip C Lopez | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Claude Jacob Smith | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Stephen James Javaras | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 26, 2023 |
| Bruce Magnum Hull | Pruco Securities, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jun 30, 2023 |
| Theodore Scott Alexander | Pruco Securities, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Jun 30, 2023 |
| Todd Michael Schober | LPL Financial LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Aug 1, 2023 |
| David Richard Cox | Onedigital institutional | Lion Street Advisors, LLC BD affiliated | Other | May 8, 2023 | Jun 8, 2023 (31 d) |
| Clay Paul Howell | MML Investors Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 21, 2023 |
| Jeffrey Sean Yoder | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Apr 4, 2023 |
| Jack Thomas Bell | Financial Forum, Inc. independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2023 | Jan 26, 2023 |
| Anthony Richard Pampel | True Life Financial Planning, LLC unclassified | Lion Street Advisors, LLC BD affiliated | Other | Dec 31, 2022 | Aug 25, 2022 |
| John W Hanson | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Jan 17, 2023 (56 d) |
| Travis D Washington | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2022 | Nov 21, 2022 |
| Joseph Earl Rhodes | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Sep 23, 2022 |
| Robert Rowland Blount | Transamerica Financial Advisors, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Sep 20, 2022 (41 d) |
| Jessica Marie Plath | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2022 | Jul 1, 2022 |
| Austin Douglas Dean | Guide Advisors, Inc. no RAUM | Lion Street Advisors, LLC BD affiliated | Other | May 17, 2022 | May 16, 2022 |
| Jordan Smith | John Hancock Personal Financial Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | Feb 27, 2023 (298 d) |
| Gabriel M Epstein | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Mar 24, 2022 |
| Kevin Mark Forbush | Iht Wealth Management LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Mar 17, 2022 |
| Stuart Lee Youngentob | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Mohsen Khodaverdi | First Advisors National, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2022 | Jun 28, 2022 (123 d) |
| Michael R Cowart | Concourse Financial Group Advisors BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 7, 2022 |
| John Mcquade Cole | John Hancock Investment Management LLC asset manager | Lion Street Advisors, LLC BD affiliated | Other | Jan 3, 2022 | Jan 25, 2022 |
| John Maxwell Fricker | Pruco Securities, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Jan 26, 2022 (34 d) |
| Stephen Lee Enoch | Securities America Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Nov 20, 2023 (698 d) |
| Laura Elizabeth English | Southern Wealth Management Llp independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2021 | Oct 29, 2021 (32 d) |
| Julian Saldana | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Sep 28, 2021 |
| John D Lane | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | May 7, 2021 |
| Miguel A Delgado | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2021 | May 7, 2021 |
| Erol Aaron Woods | Centaurus Financial, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Jan 3, 2022 (262 d) |
| Sean Andrew Kelly | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Apr 9, 2021 |
| Gregory James Vance | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2021 | Jul 29, 2021 (105 d) |
| Sean Lyons | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2021 | Apr 21, 2022 (374 d) |
| Christopher Paul Blahut | Pruco Securities, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | Feb 4, 2021 |
| Joshua Paul Friedlander | MML Investors Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2021 | Jan 22, 2021 |
| Andrew R Macdougall | Keenan Financial independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2021 | Jan 12, 2021 |
| David Wayne Verhille | LPL Financial LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2020 | Aug 28, 2020 |
| Frank Hirsch | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Sep 23, 2020 |
| Bruce Allen Popper | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2020 | Aug 11, 2020 |
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176 moves match.