DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonex Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Meagan Christina Calvert | UBS Financial Services Inc. wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2026 | Aug 4, 2026 |
| Connor John Bain | Advice And Planning Services BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 27, 2026 |
| Franklin Christophers | Bolton Global Asset Management BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 27, 2026 |
| Gustavo Enrique Alfonso | Bolton Global Asset Management mixed wealth | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Nov 13, 2025 |
| Sugeidy V Mederos | Bolton Global Asset Management mixed wealth | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Nov 17, 2025 |
| Daniel Mancia Nunes | Btg Pactual Asset Management US , LLC asset manager | Stonex Advisors Inc. BD affiliated | Other | Sep 25, 2025 | Jan 22, 2026 (119 d) |
| Carmen Elaine Mitchell | Edward Jones national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Feb 13, 2026 (155 d) |
| Juan Falcon | LPL Enterprise, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Jul 30, 2025 |
| Michael Murray | LPL Enterprise, LLC no RAUM | Stonex Advisors Inc. BD affiliated | Other | Mar 26, 2025 | Mar 31, 2025 |
| Timothy Brian Walls | Concourse Financial Group Advisors BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Sep 10, 2025 (201 d) |
| Eric Perich | Concourse Financial Group Advisors BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Jun 16, 2025 (115 d) |
| Vincent S Capone | Morgan Stanley wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2024 | Apr 9, 2025 (252 d) |
| Reed A Parrish | LPL Financial LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | May 30, 2024 |
| Jacob Hampton Adams | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Jun 12, 2024 |
| David Crawford Champion | Csenge Advisory Group, LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2024 | May 10, 2024 |
| Jessica Costa | UBS Financial Services Inc. wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2024 | Feb 29, 2024 |
| Carole Weeks Duffey | Osaic Institutions, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 26, 2024 |
| Oscar David Rubiano | Bci Securities, Inc. mixed wealth | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2024 | Sep 25, 2024 (224 d) |
| Clay P Cook | Osaic Institutions, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| James Abraham Satterfield | Cetera Investment Advisers LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 19, 2023 |
| Kathryn Rooney Vera | Bulltick Wealth Management, LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2023 | May 26, 2023 (46 d) |
| James Brian Gauld | Valic Financial Advisors, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Dec 1, 2022 (48 d) |
| Nicholas Joseph Fajack | Cetera Investment Advisers LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 30, 2022 |
| Amir Lauber | Triad Advisors, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2022 | Apr 12, 2023 (273 d) |
| Michael Thomas Lytle | Highland Associates Inc other | Stonex Advisors Inc. BD affiliated | Other | May 10, 2022 | May 10, 2022 |
| Tyler Hayden Lankford | LPL Financial LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2022 | May 13, 2022 |
| Taylor Walker Kean | Northwestern Mutual Investment Services,LLC no RAUM | Stonex Advisors Inc. BD affiliated | Other | Jan 4, 2022 | Jan 10, 2022 |
| David Kevin Giegel | Mutual Of Omaha Investor Services, Inc. no RAUM | Stonex Advisors Inc. BD affiliated | Other | Nov 18, 2021 | Nov 8, 2021 |
| Tracy Hope Harlow | Cetera Investment Advisers LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Sep 21, 2021 |
| Patrick W Evans | Pruco Securities, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 3, 2021 |
| Robert Anthony Martinelli | Lion Street Advisors, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | Aug 26, 2021 (169 d) |
| Zachary Seabolt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2021 | Jun 4, 2021 (142 d) |
| Allison Brown Nielsen | Wells Fargo Advisors wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2020 | Oct 28, 2020 |
| Michael Steven Ames | Fifth Third Securities, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2020 | Aug 3, 2020 |
| Jeffery Ames Riley | Principal Securities, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2020 | Jun 18, 2020 |
| Priscilla Vultaggio | Millennial Advisers, LLC. independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2020 | Nov 4, 2021 (514 d) |
| Kenneth Cleo Johnson | Woodbury Financial Services, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Apr 15, 2020 |
| Antonio Juliano De Souza E Silva | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2020 | Apr 10, 2020 (35 d) |
| Donald James Travo | Capital Wealth Strategies LLC unclassified | Stonex Advisors Inc. BD affiliated | Other | Dec 31, 2019 | Mar 9, 2020 (69 d) |
| William Lance Hocutt | Raymond James Financial Services Advisors, Inc BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 4, 2019 |
| Edgar A Wright | Morgan Stanley wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2019 | Oct 10, 2019 |
| Anthony Richard Daprile | Nationwide Securities, LLC no RAUM | Stonex Advisors Inc. BD affiliated | Other | Oct 8, 2019 | Oct 1, 2019 |
| Sten Jacoby Morgan | MML Investors Services, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Dustin Perkins | MML Investors Services, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Oct 1, 2019 |
| Deborah Lopez Eagen | Ameriprise Financial Services, LLC national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Sep 23, 2019 |
| Stanford Hastings Roberts | Ameriprise Financial Services, LLC national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 23, 2019 |
| Christopher Louis Licata | Sb Advisory, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 27, 2019 |
| Bradley S Lay | Raymond James & Associates, Inc. national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 11, 2019 |
| Andrew John Greene | Wells Fargo Advisors wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 8, 2019 | Jun 28, 2019 |
| Mayo M Woodward | Pruco Securities, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | May 28, 2019 |
| Henry Redd | Morgan Stanley wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 19, 2019 | Feb 12, 2021 (724 d) |
| Audie Gean Rea | Stifel, Nicolaus & Company, Incorporated national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 14, 2018 |
| Sandra Summerlin Downing | LPL Financial LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2018 | Nov 19, 2018 |
| Jordan M Halloran | LPL Financial LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2018 | Aug 31, 2018 |
| Joseph Tyler Bared | LPL Financial LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2018 | Sep 6, 2018 |
| Denise L Herring | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stonex Advisors Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2018 | Sep 5, 2018 |
| Janet Colleen Galloway | Synergy Investment Group, LLC other | Stonex Advisors Inc. BD affiliated | Other | Aug 30, 2018 | Aug 16, 2018 |
| Charles Michael Jones | Raymond James & Associates, Inc. national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Aug 3, 2018 |
| Mystie Denae Mcglone | Raymond James & Associates, Inc. national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Aug 3, 2018 |
| Kenneth Michael Peavy | LPL Financial LLC independent RIA | Stonex Advisors Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2018 | Aug 10, 2018 (35 d) |
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100 moves match.