DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oppenheimer & Co. Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sophie Nhi Sulimowicz | Charles Schwab & Co., Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2026 | Jul 22, 2026 |
| Timothy David Oster | Missionsquare Retirement BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Sep 14, 2026 (53 d) |
| Joel Berry | Truist Advisory Services, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jul 1, 2026 |
| Pablo Vicente Pico | J.P. Morgan Securities LLC wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2026 | Jul 15, 2026 |
| Diana Diaz | Ameriprise Financial Services, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 29, 2026 |
| Justin Robert Wright | RBC Capital Markets, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | May 26, 2026 |
| Huston Lorenzo | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Jun 9, 2026 |
| Kristoffer Manaloto Sun | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 9, 2026 |
| Hollis Lynn Herman | LPL Financial LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Karen Dalmau | Edward Jones national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 5, 2026 |
| Bradley S Pottorf | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | May 21, 2026 |
| Brett Hyman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2026 | May 12, 2026 |
| Ron L Guidi | Rockefeller Capital Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 2, 2026 |
| Charlie Edward Santos | Edward Jones national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 18, 2026 (38 d) |
| Motaz Ashri | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Jun 22, 2026 (75 d) |
| Leonard James Scandariato | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 11, 2026 |
| Diana Sol | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2026 | Mar 24, 2026 |
| Albert Christopher Nassar | Heller Private Wealth state registered | Oppenheimer & Co. Inc. BD affiliated | Other | Mar 23, 2026 | Jun 8, 2026 (77 d) |
| Justin Ramey | UBS Financial Services Inc. wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2026 | Mar 10, 2026 |
| Arlette Pol | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2026 | Mar 11, 2026 |
| Daniel L. Erben | Td Private Client Wealth LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Apr 14, 2026 (41 d) |
| Michael Tartaglia | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2026 | Mar 13, 2026 |
| Charlotte Rose Macgregor Sigg | Keenan Financial independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2026 | Apr 23, 2026 (59 d) |
| Dane Broadie | Allstate Financial Advisors, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 11, 2026 |
| Rickey D Bellew | LPL Enterprise, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 12, 2026 |
| Brian John Delany | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jun 18, 2026 (153 d) |
| Justin Tao | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2026 | Mar 6, 2026 (50 d) |
| Jonathan Michael Susser | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Sep 14, 2026 (243 d) |
| Cort Leo Wagenberg | Zacks Investment Management, Inc. mixed wealth | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2026 | Jan 21, 2026 |
| Ryan Anthony Watts | MML Investors Services, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 6, 2026 |
| Brianna Melanie Lastra | Equitable Advisors, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 12, 2026 |
| Maurice Gordon Stuffmann | Oppenheimer Asset Management BD affiliated | Oppenheimer & Co. Inc. other | Other | Dec 31, 2025 | Feb 1, 2011 |
| David Hunter Robb | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 3, 2025 |
| Mackenzie Christine Howe | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 19, 2025 |
| Philip David Blaxton | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2025 | Nov 17, 2025 |
| Laura Michelle Treanor | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 10, 2025 |
| Alex Kavazis | Park Avenue Securities LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Jan 21, 2026 (82 d) |
| Tyler Prescott Parham | Cetera Investment Advisers LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 16, 2025 |
| Matthew Gregory Beery | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2025 | Oct 3, 2025 |
| Donald Carl Rasweiler | Benjamin F. Edwards & Company, Incorporated BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Joseph Alexander Waris | Charles Schwab & Co., Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | May 4, 2026 (230 d) |
| Aida Iris Velazquez | Insigneo Advisory Services, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 15, 2025 |
| Ali Zafar | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2025 | Aug 25, 2025 |
| Daniel R Krall | MML Investors Services, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Oct 22, 2025 (68 d) |
| George Joseph Fiederlein | B. Riley Wealth Advisors, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Jul 21, 2025 |
| Timothy James Wong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2025 | Jun 22, 2026 (319 d) |
| Michael James Merrigan | Focus Partners Wealth, LLC independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Nov 13, 2025 (99 d) |
| Savannah Crowther | Equitable Advisors, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Aug 22, 2025 |
| David Richard Wright | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2025 | Aug 1, 2025 |
| Robert Tolstykh | Mariner BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Aug 11, 2026 (383 d) |
| Alisa Mindy Harris | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2025 | Nov 6, 2025 (112 d) |
| Catherine Gale Cain | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2025 | Jun 26, 2025 |
| Antonio Russo | Equitable Advisors, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Mar 18, 2026 (268 d) |
| Ryan Arthur Deuel | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2025 | Dec 9, 2025 (174 d) |
| Brian Michael Dennis | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2025 | Jun 18, 2025 |
| Mary E Mckenna | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2025 | Jun 23, 2025 |
| Maxwell Addison Luck | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2025 | Jun 11, 2025 |
| Margaret Ann Slattery | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2025 | Mar 18, 2026 (287 d) |
| Kenneth Warren Glick | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | May 22, 2025 |
| Alejandro Lara Dominguez | Morgan Stanley wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2025 | May 2, 2025 |
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1,230 moves match.