DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kingswood Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Augustine Leyva | LPL Financial LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 25, 2026 |
| John Troy Gilmore | Tlg Advisors, Inc. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Aug 28, 2026 |
| Frank Edward Zaccardo | LPL Financial LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 26, 2026 |
| John Francis Longman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | Aug 10, 2026 (83 d) |
| Michelle L Vartanian | Morgan Stanley wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2026 | Jun 24, 2026 (56 d) |
| Raffi Robert Vartanian | Morgan Stanley wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2026 | Jul 24, 2026 (86 d) |
| William Stuart Finnie | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | May 6, 2026 (33 d) |
| Chad Evan Polin | Truist Advisory Services, Inc. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 6, 2026 |
| Enrico Giovanni Cacciapuoti | First Heartland Consultants, Inc. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 26, 2026 |
| Christian Syng-Gi Park | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2026 | Jan 7, 2026 |
| Jefferson Trent Olney | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2025 | Jan 12, 2026 (41 d) |
| Vincent Stephen Lucchesi | Alden Investment Group independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Nov 25, 2025 |
| Matthew Land | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Jan 2, 2026 (42 d) |
| Kim Desio | Alden Investment Group independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Nov 28, 2025 |
| Grant Wheeler Goldberg | Dempsey Lord Smith, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Jan 29, 2026 (69 d) |
| Kyle Douglas Foster | Rulo Wealth Strategies LLC unclassified | Kingswood Wealth Advisors, LLC BD affiliated | Other | Oct 29, 2025 | Jun 17, 2025 |
| Mark Clayton Christenson | Raymond James Financial Services Advisors, Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 22, 2025 |
| Richard Hardy Dawkins | Raymond James Financial Services Advisors, Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 22, 2025 |
| John Francis Dolan | Alden Investment Group independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2025 | Oct 16, 2025 |
| Jeffrey Allen Falke | Wealthcare Advisory Partners LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 10, 2025 |
| Schuyler E Grey | D.A. Davidson & Co. independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2025 | Nov 7, 2025 (46 d) |
| Stacey Don Price | Edward Jones national BD | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 5, 2025 |
| Jason Aupperle Russell | LPL Financial LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Sep 19, 2025 (39 d) |
| Adnan Hamid Hussain | Cetera Investment Advisers LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 7, 2025 |
| Garland Allen Risner | Paradigm Wealth Services, Inc. other | Kingswood Wealth Advisors, LLC BD affiliated | Other | Jul 1, 2025 | Oct 1, 2024 |
| Christopher Haddad | Raymond James Financial Services Advisors, Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 11, 2025 |
| Alec Lane Goldberg | Cadaret Grant & Co Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 30, 2025 |
| John Edward Stanojev | Cadaret Grant & Co Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 30, 2025 |
| John Matsek | B. Riley Wealth Advisors, Inc. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Mar 24, 2025 |
| H Craig Rappaport | International Assets Investment Management, LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Mar 31, 2025 |
| John Currier Goodson | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Aug 15, 2024 |
| Christopher Allan Cooley | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jul 8, 2024 |
| Gregory Lewis Stephens | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jul 3, 2024 |
| Christopher Paige Scarborough | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Sep 30, 2024 |
| Keith Earl Spelmon | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jul 1, 2024 |
| Todd Joseph Meucci | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jul 17, 2024 |
| Jason Parker | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jul 3, 2024 |
| Seth Waltman | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jul 2, 2024 |
| Alexander Jones | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Jun 23, 2025 (82 d) |
| James Andrew Buckner | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Aug 8, 2024 |
| Ricardo Eduardo Harmsen | Blackridge Asset Management, LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Feb 28, 2025 |
| Scott Elliott Poore | Eudaimonia Advisors LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2025 | Mar 24, 2026 (376 d) |
| Jeffrey Layne Johnson | Wells Fargo Advisors wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2025 | Mar 10, 2025 |
| Seth Anthony Stewart | Stephens BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 14, 2025 |
| Jeannan Castleberry Brewer | Eudaimonia Advisors LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2025 | Jul 22, 2024 |
| James Anthony Parrish | Eudaimonia Advisors LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2025 | Jul 17, 2024 |
| Anna Elizabeth Schoor | Eudaimonia Advisors LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2025 | Dec 2, 2024 |
| Ramiro Herrera | LPL Financial LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Apr 29, 2025 (103 d) |
| Gregory A Lemon | Ameriprise Financial Services, LLC national BD | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Oct 30, 2024 (34 d) |
| Michael Hakerem | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Sep 3, 2024 |
| Richard Cavanagh Mcelroy | Eudaimonia Partners, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Oct 1, 2024 |
| Michael Barrows | M Stevens Wealth Advisors, LLC state registered | Kingswood Wealth Advisors, LLC independent RIA | Other | Jul 29, 2024 | Jul 12, 2018 |
| Dayna Lynn Birkley | Wells Fargo Advisors wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2024 | Jun 3, 2024 |
| Travis Michael King | Wells Fargo Advisors wirehouse | Kingswood Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2024 | May 31, 2024 |
| Gabriel Talley | Edelman Financial Engines independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2024 | May 10, 2024 |
| Andrew Schoenfeld | Edge Wealth Management, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2024 | Apr 29, 2024 |
| Christopher S Brown | Ameriprise Financial Services, LLC national BD | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 9, 2024 |
| Jacob Jeffery Pulver | Mywallst Advisory LLC no RAUM | Kingswood Wealth Advisors, LLC BD affiliated | Other | Apr 1, 2024 | Mar 18, 2024 |
| Stephen Todd Walker | Aegis Capital Corp. BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Feb 29, 2024 |
| Brian Michael Dixon | RBC Capital Markets, LLC national BD | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Jan 25, 2024 |
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147 moves match.