DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forthright Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Barro MitoseEdward Jones national BDForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2026Jul 10, 2026
Stephen Quentin Glenn MehrSecure Investment Management, LLC independent RIAForthright Capital independent RIARIA to RIAJun 25, 2026Jul 20, 2026
Daniel G BinghamFbl Wealth Management, LLC BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2026Apr 14, 2026
Calvin Tracy LeonardThe Fiduciary Alliance independent RIAForthright Capital independent RIARIA to RIAOct 6, 2025Oct 15, 2025
Michael John CooleyRidgebrooke Capital Management LLC state registeredForthright Capital independent RIAOtherJun 13, 2025Jul 11, 2025
Richard Bert ReedSequent Planning, LLC independent RIAForthright Capital independent RIARIA to RIAJun 10, 2025Aug 20, 2025 (71 d)
David Russell HoffmanLifetime Financial, Inc. state registeredForthright Capital independent RIAOtherMar 27, 2025Apr 8, 2025
Brandon T RamosFirst Command Advisory Services BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2024Mar 11, 2025 (97 d)
Jeremy Andre GonzalezAlpha Global Investments unclassifiedForthright Capital independent RIAOtherOct 10, 2024Jul 25, 2023
Raymond YauFirst Command Advisory Services BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2024Aug 6, 2024
Ryan Andrew BerkowitzSecure Investment Management, LLC independent RIAForthright Capital independent RIARIA to RIAJul 5, 2024Apr 29, 2024
Quinten SmithMutual Of Omaha Investor Services, Inc. independent RIAForthright Capital independent RIARIA to RIAApr 29, 2024Apr 26, 2024
Edward Cranston HillIncrease Consultants LLC state registeredForthright Capital independent RIAOtherMar 26, 2024Mar 22, 2024
John Eric RowdenVerity Asset Management independent RIAForthright Capital independent RIARIA to RIAFeb 21, 2024Feb 26, 2024
Sherise Lanay SteeleCitizens Securities, Inc. BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2024Feb 23, 2024
Nick Christopher StockdaleLinden Thomas Advisory Services, LLC independent RIAForthright Capital independent RIARIA to RIAFeb 1, 2024Apr 15, 2025 (439 d)
Nathaniel Phillip CarswellTriad Financial Advisors, Inc. independent RIAForthright Capital independent RIARIA to RIADec 1, 2023Dec 1, 2023
Jose Alfredo PeralesUsaa Investment Services Company no RAUMForthright Capital independent RIAOtherNov 30, 2023Dec 21, 2023
Alan PamintuanPruco Securities, LLC BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2023Oct 2, 2023
Ivan HenriquezPark Avenue Securities LLC BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2023Oct 16, 2023 (46 d)
Constance Nathelma Craig-MasonMoney Concepts Advisory Service BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2023Sep 8, 2023
Derek OliphantEquitable Advisors, LLC national BDForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2023Aug 7, 2023
Benjamin KaplanFirst Command Advisory Services BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2023Jul 25, 2023
Tanner Aaric BartlowJ.P. Morgan Securities LLC wirehouseForthright Capital independent RIAWirehouse to independent RIAJul 5, 2023Sep 15, 2023 (72 d)
Nicholas PirsosMra Advisory Group independent RIAForthright Capital independent RIARIA to RIAJun 6, 2023Aug 17, 2023 (72 d)
Sabrina Z HayesOsaic Fs, Inc. BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2023Jun 21, 2023 (36 d)
Aaron Keith UlrichAe Wealth Management, LLC BD affiliatedForthright Capital independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2023Jul 25, 2023 (92 d)
Whittney D HarveyFisher Investments independent RIAForthright Capital no RAUMRIA to a newly registered adviserNov 7, 2022Feb 21, 2023 (106 d)
Christopher D KenneyGradient Advisors, LLC independent RIAForthright Capital independent RIARIA to RIAJan 26, 2022Aug 17, 2023 (568 d)
Gary Max GoeppingerAdvisory Services Network independent RIAForthright Capital independent RIARIA to RIADec 2, 2021Aug 31, 2023 (637 d)
Jay C LewisKestra Advisory Services, LLC otherForthright Capital independent RIAOtherOct 30, 2017Oct 26, 2024 (2553 d)
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31 moves match.