DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at E*Trade Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anatasia N Ellison | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 5, 2023 | Jul 11, 2023 (36 d) |
| Naysan Vahdat | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 27, 2023 | May 9, 2023 |
| Maria Fernanda Mujica | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 20, 2023 | May 11, 2023 |
| David M Hohmann | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2023 | May 15, 2023 (34 d) |
| Dave M. Malhotra | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 19, 2022 | Dec 21, 2022 |
| Samuel J Myers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 6, 2022 | Oct 26, 2022 |
| Geoffrey Kiyoshi Foster | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Dec 8, 2022 (65 d) |
| Ronaveer Mitra | MML Investors Services, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Jan 27, 2023 (115 d) |
| Jared Ryan Messer | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Oct 10, 2022 (40 d) |
| Cheryl N Lorenzo | Citigroup Global Markets Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2022 | Sep 15, 2022 |
| Dax K Westlund | Empower Advisory Group, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2022 | Sep 16, 2022 |
| Brian T Ryder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 5, 2022 | Jul 29, 2022 |
| Dillon Rawson | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Aug 19, 2022 |
| Spencer T Pett | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2022 | Jul 25, 2022 |
| Christian L Mcmains | Florida Financial Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Jul 20, 2023 (353 d) |
| Abraham M Meza | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Sep 13, 2022 (53 d) |
| Matthew Neil Morris | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 18, 2022 |
| Mazeyar Wofford | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 18, 2022 | Aug 4, 2022 |
| Ryan John Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 18, 2022 | Jul 19, 2022 |
| Tristan S Hughes | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Aug 5, 2022 |
| Connor Berkery | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 9, 2022 | Jul 21, 2022 |
| Richard T Burns | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2022 | Jul 18, 2022 |
| Armando Vega | Empower Advisory Group, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Aug 18, 2022 (43 d) |
| David Beau Boren | Principal Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jul 19, 2022 |
| Bryce A Edminister | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jul 19, 2022 |
| Christopher Derstine | Fifth Third Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 21, 2022 |
| Stephen Sliwa | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Aug 3, 2022 (40 d) |
| Derar Suleiman Damra | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 15, 2022 | Dec 20, 2022 (188 d) |
| John Thomas Ferrier | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Nov 15, 2022 (155 d) |
| Louis Wilcox | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 10, 2022 | Jul 29, 2022 (49 d) |
| Ryan F Kiernan | Northwestern Mutual Investment Services,LLC no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Jun 9, 2022 | Nov 30, 2022 (174 d) |
| James Bermingham | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 | Jun 14, 2022 |
| Austin M Johnson | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | Jun 9, 2022 |
| Barbara Silva | Ameriprise Financial Services, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | Aug 1, 2022 (84 d) |
| Yug Milinic | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 8, 2022 | Jul 19, 2022 (72 d) |
| Matthew P Moore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 4, 2022 | Jan 17, 2023 (258 d) |
| Kameron Zan Muzic-Ali | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 3, 2022 | May 18, 2022 |
| Dragana Petrovic | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 3, 2022 | May 26, 2022 |
| James M Fox | Fifth Third Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Jun 22, 2022 (51 d) |
| Christopher S Spear | Raymond James Financial Services Advisors, Inc BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Aug 15, 2022 (109 d) |
| Michael Chen | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Apr 27, 2022 |
| Victoria M Ferrusca | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Jul 11, 2022 (82 d) |
| Isaac Jess Huether | Svb Investment Services Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 20, 2022 |
| Abraham Alvin Martinez Flores | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 18, 2022 | Apr 29, 2022 |
| Matthew M Sikorski | B Riley Wealth Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Jun 3, 2022 (51 d) |
| Matthew Eddington | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | May 9, 2022 |
| Christian David Montero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 10, 2022 | Apr 22, 2022 |
| Tim Steven Hoag | Cetera Investment Advisers LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Mar 31, 2022 |
| Matthew J. Mayberry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 31, 2022 | Apr 8, 2022 |
| Kevin Lewis | John Hancock Investment Management LLC asset manager | E*Trade Capital Management, LLC independent RIA | Other | Mar 24, 2022 | Apr 26, 2022 (33 d) |
| Brietta K Pringle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 21, 2022 | May 25, 2023 (430 d) |
| Dedry Jerrod Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 16, 2022 | May 19, 2022 (64 d) |
| Ricardo Antonio Ruballo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 15, 2022 | Mar 21, 2022 |
| Jeffrey Jensen | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Apr 25, 2022 (48 d) |
| Luis Diego Mora | Advice And Planning Services BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Apr 22, 2022 (51 d) |
| Roger W Gluck | T. Rowe Price Advisory Services, Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 28, 2022 | May 5, 2022 (66 d) |
| Taylor M Gay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 25, 2022 | Feb 23, 2022 |
| Rafael Yenokyan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 24, 2022 | Mar 2, 2022 |
| Zachary Noah Coburn | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 15, 2022 | Feb 24, 2022 |
| Dominic Schultz Boggio | RBC Capital Markets, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2022 | Mar 9, 2022 |
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865 moves match.