DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| STAGE HARBOR FINANCIAL independent RIA | $1.1B | +13% | 7 | $157M | 100% | 95% | 50 | 1 | |
| ASSET CONSULTING GROUP, LLC institutional | $1.1B | +45% | 19 | $57.7M | 45% | 100% | 1 | ||
| FINANCIAL CONSULATE independent RIA | $1.1B | +18% | 13 | $84.3M | 99% | 78% | 65 | 14 | |
| N•••• O•• C•••••• M••••••••• L•• independent RIA | $1.1B | +26% | 5 | $219M | 68% | 97% | 39 | 1 | 1 |
| P••••••• I•••••••• L•• asset manager | $1.1B | +11% | 0.0% | 1 | 14 | ||||
| N•• H••••• C•••••• asset manager | $1.1B | +9.6% | 0.0% | 1 | 11 | ||||
| T••••••• C•••••• M••••••••• I••• mixed wealth | $1.1B | +6.8% | 7 | $156M | 26% | 82% | 22 | 1 | |
| P•• A••••••• S•••••••• L•• independent RIA | $1.1B | +21% | 46 | $23.8M | 99% | 30% | 106 | 25 | |
| T••••• W••••• M••••••••• L•• independent RIA | $1.1B | 7 | $156M | 82% | 90% | 52 | 3 | ||
| M••••••• asset manager | $1.1B | +209% | 0.0% | 3 | 4 | ||||
| H••• C•••••• P•••••••• L••• platform/SMA | $1.1B | +8.5% | 1 | $1.1B | 89% | 98% | 125 | 1 | 1 |
| C• C•••••• M••••••••• I•• institutional | $1.1B | -11% | 0.0% | 4 | |||||
| L•• platform/SMA | $1.1B | +23% | 1 | $1.1B | 93% | 91% | 300 | 3 | |
| T•• J••••• G•••• C•••••• M••••••••• independent RIA | $1.1B | +15% | 9 | $121M | 97% | 85% | 91 | 1 | |
| S••••• P••• I••••••••• L•• asset manager | $1.1B | +35% | 5 | $218M | 0.0% | 1 | 32 | ||
| H••••• C•••••• M••••••••• independent RIA | $1.1B | +6.7% | 7 | $156M | 69% | 100% | 2 | 1 | |
| T•• L•••• P••••••• L• asset manager | $1.1B | +45% | 0.0% | 1 | 1 | ||||
| M•••• Q••••••••• M••••••••• L•• asset manager | $1.1B | 0.0% | 1 | 1 | |||||
| F•••••••• C••••••• independent RIA | $1.1B | +22% | 4 | $272M | 97% | 58% | 630 | 1 | |
| W••••• G•••• independent RIA | $1.1B | +10% | 6 | $181M | 98% | 95% | 54 | 1 | |
| D•••• F•••••••• S••••••• independent RIA | $1.1B | +19% | 6 | $181M | 98% | 94% | 55 | 1 | |
| M•• R•••• C•••••• asset manager | $1.1B | +11% | 0.0% | 1 | 6 | ||||
| T•••• asset manager | $1.1B | -12% | 0.0% | 2 | 2 | ||||
| R••• V••••••• M••••••••• L•• asset manager | $1.1B | +77% | 0.0% | 1 | 28 | ||||
| C••••••••• C•••••• P••••••• asset manager | $1.1B | +767% | 0.0% | 1 | 8 | ||||
| I••••••••• I••••••••• C••••••••• L•• independent RIA | $1.1B | +40% | 10 | $108M | 70% | 96% | 25 | 2 | |
| C• I••••••••• A•••••••• L•• asset manager | $1.1B | +23% | 0.2% | 100% | 2 | ||||
| 5•• V••••••• asset manager | $1.1B | -14% | 0.0% | 3 | 12 | ||||
| L••••••••• W••••• A••••••• independent RIA | $1.1B | +19% | 9 | $120M | 87% | 40% | 233 | 6 | |
| K••• W••••• M••••••••• G••••• L•• independent RIA | $1.1B | +16% | 9 | $120M | 97% | 84% | 79 | 3 | |
| U••••• asset manager | $1.1B | 0.0% | 1 | 6 | |||||
| B••••••• W••••• M••••••••• L••• platform/SMA | $1.1B | +27% | 100% | 100% | 2 | ||||
| M•••••• G•••• A•••• M••••••••• I••• independent RIA | $1.1B | +8.7% | 7 | $155M | 96% | 83% | 679 | 1 | |
| A••••• W••••• M••••••••• L•• independent RIA | $1.1B | +41% | 9 | $120M | 58% | 80% | 64 | 1 | |
| F•• C•••••• M••••••••• L•• independent RIA | $1.1B | +22% | 3 | $361M | 78% | 98% | 89 | 1 | |
| N••• C••••••••• BD affiliated | $1.1B | +33% | 76 | $14.2M | 95% | 46% | 40 | 25 | |
| B•• W••••• A•••••••• I••• mixed wealth | $1.1B | +26% | 7 | $155M | 39% | 77% | 78 | 1 | |
| S•••••••• F•••••••• G••••• I••• independent RIA | $1.1B | +23% | 23 | $47.1M | 98% | 72% | 56 | 25 | |
| R••••••• C• I•• other | $1.1B | +15% | 4 | $271M | 16% | 95% | 13 | 2 | |
| T•••• independent RIA | $1.1B | -3.2% | 9 | $120M | 100% | 37% | 4,637 | 1 | |
| A••• P•••••••• L•• asset manager | $1.1B | +11% | 0.0% | 6 | 22 | ||||
| C••••• W••••• A••••••• L•• independent RIA | $1.1B | +24% | 9 | $120M | 55% | 86% | 40 | 2 | |
| C•• C•••••• I• M••••••••• L•• asset manager | $1.1B | -4.5% | 0.0% | 1 | |||||
| M••••••• C•••••• asset manager | $1.1B | +12% | 0.0% | 1 | 4 | ||||
| T•••••••• C••••••••• L•• independent RIA | $1.1B | +17% | 4 | $270M | 99% | 95% | 103 | 1 | |
| S• H••••• I••••••••• L•• asset manager | $1.1B | +2.4% | 0.0% | 1 | 15 | ||||
| F• C•••••• M••••••••• L•• asset manager | $1.1B | +2.9% | 0.0% | 1 | 4 | ||||
| S••••• A•••• M••••••••• L•• independent RIA | $1.1B | +15% | 6 | $180M | 91% | 89% | 86 | 2 | |
| G•••••••• A•••••••• L•• independent RIA | $1.1B | +14% | 12 | $89.9M | 99% | 76% | 89 | 1 | |
| P••••••• R••••••••• A••••••• institutional | $1.1B | +32% | 3 | $360M | 1.1% | 22% | 7 | 1 | |
| S•••••• H••• C•••••• M••••••••• asset manager | $1.1B | +15% | 2 | $539M | 0.0% | 1 | 3 | ||
| C•••••••• W••••• A••••••• independent RIA | $1.1B | +20% | 9 | $120M | 98% | 95% | 38 | 1 | |
| G•••••••• A•••• M••••••••• L•• asset manager | $1.1B | +9.9% | 0.0% | 2 | 1 | ||||
| H•••••• W••••• M••••••••• independent RIA | $1.1B | +14% | 6 | $180M | 96% | 81% | 213 | 2 | |
| C••••••••• T•••• M••••••••• S••••••• L•• other | $1.1B | -7.0% | 0.0% | 1 | |||||
| B••••••• W••••• A•••••••• L•• independent RIA | $1.1B | 5 | $215M | 100% | 100% | 2 | |||
| S••••••• I••••••••• A••••••• L••• independent RIA | $1.1B | +12% | 7 | $154M | 99% | 95% | 62 | 2 | |
| B••••••• I••••••••• M••••••••• L•• asset manager | $1.1B | +11% | 0.0% | 1 | 6 | ||||
| F•••••• C••••••• L•• independent RIA | $1.1B | +10% | 7 | $154M | 71% | 100% | 1 | ||
| A•• W•••••• L•• independent RIA | $1.1B | +6.3% | 17 | $63.2M | 81% | 52% | 52 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.