DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KEEL POINT, LLC independent RIA | $4.1B | +15% | 48 | $84.9M | 80% | 94% | 33 | 10 | 3 |
| MONEY CONCEPTS ADVISORY SERVICE BD affiliated | $4.1B | +22% | 395 | $10.3M | 98% | 25% | 43 | 26 | |
| THOROUGHBRED FINANCIAL SERVICES, LLC independent RIA | $4.0B | +18% | 34 | $119M | 68% | 68% | 74 | 4 | |
| C•••••• A••••••• BD affiliated | $4.0B | +26% | 118 | $33.8M | 100% | 54% | 82 | 41 | |
| V••• F•••••••• A•••••••• I••• BD affiliated | $3.9B | +41% | 747 | $5.2M | 100% | 41% | 22 | 304 | |
| B•• P•••••••• I••• BD affiliated | $3.8B | +90% | 230 | $16.7M | 96% | 36% | 49 | 136 | |
| H••• S••••••••• •••• I••• BD affiliated | $3.8B | +19% | 376 | $10.2M | 96% | 42% | 32 | 59 | 8 |
| K•••••••• W••••• A•••••••• L•• BD affiliated | $3.8B | +54% | 123 | $30.9M | 97% | 57% | 92 | 44 | |
| A••••• F•••••••• P•••••••• I••• independent RIA | $3.7B | +75% | 189 | $19.8M | 97% | 57% | 87 | 112 | |
| E•••• A•••• M••••••••• asset manager | $3.7B | +35% | 0.0% | 1 | |||||
| T••••••• S••••••• A••••••• BD affiliated | $3.7B | +192% | 102 | $36.0M | 54% | 66% | 55 | 21 | |
| F•••• I••••••••• S••••••• BD affiliated | $3.7B | +23% | 162 | $22.7M | 58% | 64% | 19 | 51 | |
| P••••••••• W••••• A••••••• independent RIA | $3.6B | +26% | 18 | $202M | 58% | 90% | 159 | 6 | |
| A••••• M••••••• L•• other | $3.6B | +181% | 0.0% | 29 | |||||
| C••••• C••••• M••••••••• L•• asset manager | $3.5B | -2.8% | 0.0% | 6 | 8 | ||||
| S•••• R•••• • C••• I••• independent RIA | $3.5B | +15% | 45 | $76.8M | 95% | 16% | 182 | 1 | |
| A••••• W••••• M••••••••• independent RIA | $3.4B | +22% | 204 | $16.9M | 85% | 45% | 33 | 179 | |
| M•••• • C••••• I•• BD affiliated | $3.4B | +24% | 82 | $41.9M | 92% | 71% | 60 | 31 | |
| A••••• I••••••••• M••••••••• L••• asset manager | $3.3B | +4.2% | 0.0% | 29 | |||||
| M• H••••••• S••••••••• I••• BD affiliated | $3.2B | -21% | 179 | $17.9M | 95% | 38% | 24 | 106 | |
| O• I••••••••• M••••••••• C• BD affiliated | $3.2B | +33% | 208 | $15.2M | 94% | 42% | 45 | 127 | |
| S•••••••• S••••••••• BD affiliated | $3.1B | +23% | 159 | $19.8M | 91% | 0.0% | 68 | 418 | |
| V•• E•• A••••••• R••••• A••••••• C•••• asset manager | $3.1B | +37% | 0.0% | 1 | 7 | ||||
| C••••••• F•••••••• D••••••• I••• BD affiliated | $2.9B | +19% | 162 | $18.2M | 98% | 29% | 65 | 105 | |
| R•••• I••••••••• A••••••• L•• BD affiliated | $2.9B | +18% | 120 | $24.0M | 95% | 42% | 69 | 78 | |
| T•••••• P•••••••• L••• asset manager | $2.9B | +8.9% | 0.0% | 1 | |||||
| R••••••••• I••••••••• independent RIA | $2.8B | +21% | 17 | $164M | 94% | 89% | 70 | 3 | 1 |
| E•• F•••••••• A••••••• independent RIA | $2.8B | +31% | 505 | $5.5M | 95% | 46% | 24 | 258 | |
| R•••• C•••••• L•• asset manager | $2.8B | -11% | 0.1% | 100% | 8 | 37 | |||
| A•••• W••••• A•••••••• L•• BD affiliated | $2.7B | -13% | 144 | $19.1M | 93% | 80% | 37 | 27 | |
| T•• P• M••••••••• C•••••• L•• asset manager | $2.7B | +250% | 20 | $135M | 0.0% | 6 | 2 | ||
| I•• W••••• M••••••••• I••• BD affiliated | $2.7B | +18% | 68 | $39.1M | 96% | 36% | 193 | 40 | |
| S•••••• S••••••••• BD affiliated | $2.6B | +6.1% | 63 | $41.9M | 98% | 19% | 98 | 19 | |
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | $2.6B | +25% | 408 | $6.4M | 99% | 39% | 19 | 112 | |
| P•••••• S••••••••• L•• mixed wealth | $2.6B | +16% | 58 | $45.2M | 26% | 67% | 24 | 9 | |
| I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated | $2.6B | +16% | 121 | $21.2M | 97% | 62% | 49 | 96 | |
| C••••••••• S••••••••• L•• BD affiliated | $2.5B | +20% | 127 | $20.0M | 89% | 28% | 97 | 126 | |
| B••••••••• I•••••• F••• M••••••••• L•••••• asset manager | $2.5B | +11% | 0.0% | 6 | 3 | ||||
| H•••••• S••••••••• I••• BD affiliated | $2.5B | +11% | 166 | $15.1M | 90% | 63% | 20 | 19 | |
| B•••••• L••• A••••••• S•••••••• I••• BD affiliated | $2.5B | +28% | 534 | $4.7M | 99% | 4.0% | 27 | 137 | |
| S••••• O•• S••••••••• I••• BD affiliated | $2.4B | +21% | 117 | $20.9M | 98% | 40% | 74 | 86 | |
| E•• A••••••• BD affiliated | $2.4B | +5.8% | 52 | $46.2M | 97% | 26 | |||
| C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated | $2.4B | +24% | 103 | $23.2M | 96% | 58% | 60 | 40 | |
| S•••• M•••• • C•• BD affiliated | $2.4B | +18% | 45 | $52.7M | 92% | 68% | 91 | 10 | |
| A••••• C•••••• C••••• A••••••• L•• asset manager | $2.4B | +63% | 0.0% | 29 | |||||
| A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliated | $2.3B | +17% | 64 | $36.4M | 100% | 6 | |||
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealth | $2.3B | +20% | 47 | $49.0M | 35% | 90% | 7 | 2 | |
| A•••• • A••••••• G••••• P••••••• independent RIA | $2.3B | +36% | 131 | $17.6M | 92% | 46% | 51 | 18 | 1 |
| T•• A•••••••• I••• BD affiliated | $2.3B | +18% | 302 | $7.6M | 94% | 26% | 17 | 121 | |
| W••••••• C•••••• independent RIA | $2.3B | +34% | 53 | $42.7M | 90% | 81% | 49 | 14 | |
| A••••••• A•••• M••••••••• I••• mixed wealth | $2.2B | +13% | 126 | $17.5M | 32% | 45% | 11 | 9 | 1 |
| J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliated | $2.2B | +11% | 64 | $34.3M | 100% | 19% | 556 | 8 | |
| B••• A•••• M••••••••• L•••••• other | $2.2B | -29% | 0.0% | 1 | |||||
| C•••••• S••••••••• M••••••••• I••• independent RIA | $2.2B | +19% | 96 | $22.5M | 64% | 60% | 33 | 38 | |
| H••••••• F•••• asset manager | $2.2B | +19% | 58 | $37.1M | 0.0% | 1 | |||
| V••••••••• A••••••• S••••••• BD affiliated | $2.1B | +30% | 166 | $12.7M | 96% | 46% | 37 | 44 | |
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | $2.1B | +22% | 1,119 | $1.9M | 98% | 20% | 38 | 261 | |
| N••• F•••••• I••••••••• S•••••••• L•• BD affiliated | $2.1B | +23% | 161 | $13.0M | 100% | 20% | 46 | 79 | |
| Q••••••• P•••••• W••••• M••••••••• L•• independent RIA | $2.1B | +16% | 12 | $175M | 99% | 93% | 73 | 1 | |
| F•••• H•••••••• C••••••••• I••• BD affiliated | $2.1B | +18% | 99 | $21.1M | 90% | 29% | 64 | 72 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.