DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| STEELPEAK WEALTH, LLC independent RIA | $4.1B | +21% | 41 | $101M | 89% | 88% | 56 | 15 | 4 |
| FOUNDERS FINANCIAL SECURITIES, LLC independent RIA | $4.1B | +25% | 117 | $35.3M | 89% | 58% | 82 | 69 | |
| NORTHWEST ASSET MANAGEMENT independent RIA | $4.1B | +15% | 62 | $66.6M | 98% | 77% | 44 | 69 | |
| D•••••••• W••••• M••••••••• L•• independent RIA | $4.1B | +63% | 77 | $53.4M | 95% | 55% | 61 | 7 | |
| T••••••••• F•••••••• S•••••••• L•• independent RIA | $4.0B | +18% | 34 | $119M | 68% | 68% | 74 | 4 | |
| C••••••• C•••••• M••••••••• I••• independent RIA | $4.0B | +12% | 8 | $502M | 62% | 66% | 379 | 7 | |
| K••••• I••••••••• M••••••••• independent RIA | $4.0B | +11% | 7 | $573M | 70% | 85% | 236 | 1 | |
| A••••• C•••••• M••••••••• L•• independent RIA | $4.0B | +2.3% | 5 | $798M | 86% | 76% | 214 | 1 | |
| C•••••• A••••••• BD affiliated | $4.0B | +26% | 118 | $33.8M | 100% | 54% | 82 | 41 | |
| W••••••••• C•••••• M••••••••• L•• independent RIA | $3.9B | +30% | 34 | $116M | 95% | 68% | 166 | 24 | |
| C•••••• I••••••••• M••••••••• L•• independent RIA | $3.9B | +11% | 11 | $355M | 90% | 82% | 190 | 1 | |
| K•••••••• W••••• A•••••••• L•• BD affiliated | $3.8B | +54% | 123 | $30.9M | 97% | 57% | 92 | 44 | |
| S•• G•••••• I••••••••• M••••••••• independent RIA | $3.8B | +22% | 29 | $131M | 93% | 64% | 223 | 6 | |
| F•• W••••• P•••••••• I••• independent RIA | $3.8B | +22% | 23 | $164M | 97% | 81% | 66 | 1 | |
| B••••••• F•••••••• P••••••• independent RIA | $3.8B | +11% | 16 | $235M | 76% | 52% | 119 | 4 | |
| H•••••• C•••••• M••••••••• L•• independent RIA | $3.7B | +13% | 11 | $340M | 87% | 59% | 115 | 1 | 6 |
| A••••• F•••••••• P•••••••• I••• independent RIA | $3.7B | +75% | 189 | $19.8M | 97% | 57% | 87 | 112 | |
| T••••••• S••••••• A••••••• BD affiliated | $3.7B | +192% | 103 | $35.7M | 54% | 66% | 54 | 21 | |
| F•••• I••••••••• S••••••• BD affiliated | $3.7B | +23% | 162 | $22.7M | 58% | 64% | 19 | 51 | |
| 3•• O•• P•••••••• M••••••• L•••••• independent RIA | $3.6B | +13% | 1 | $3.6B | 92% | 52% | 1,820 | 3 | 2 |
| S•• W••••• A•••••••• L•• independent RIA | $3.6B | +47% | 44 | $81.7M | 94% | 84% | 36 | 11 | 1 |
| R••••••••• P••••••• O• A•••••• independent RIA | $3.6B | -9.7% | 33 | $109M | 99% | 56% | 170 | 12 | |
| T•• B••••• C•••••• independent RIA | $3.6B | +14% | 37 | $97.0M | 84% | 86% | 51 | 15 | |
| C•••••• C••••••• L•• independent RIA | $3.6B | +16% | 14 | $256M | 68% | 74% | 150 | 5 | |
| A••••• W••••• P••••••• independent RIA | $3.6B | +9.4% | 50 | $71.6M | 89% | 89% | 31 | 32 | 1 |
| S••••• C•••••• M••••••••• I••• independent RIA | $3.5B | +17% | 15 | $236M | 75% | 85% | 101 | 3 | |
| O•••••••• F•••••••• S••••••• L•• independent RIA | $3.5B | +98% | 83 | $42.6M | 85% | 63% | 62 | 36 | |
| V•••••••• W••••• A•••••••• L•• independent RIA | $3.5B | +24% | 48 | $73.7M | 97% | 74% | 87 | 9 | |
| A•••••• R••••••• C•••••• independent RIA | $3.5B | +16% | 87 | $40.1M | 96% | 56% | 134 | 53 | |
| K••••••• C•••••• M••••••••• L•• independent RIA | $3.5B | 16 | $217M | 65% | 80% | 47 | 1 | 1 | |
| M••••• W••••• independent RIA | $3.5B | +17% | 31 | $112M | 92% | 86% | 39 | 1 | 1 |
| D•••••••• C•••••• M••••••••• L•• independent RIA | $3.5B | +12% | 46 | $75.3M | 84% | 86% | 38 | 4 | |
| M•••• • C••••• I•• BD affiliated | $3.4B | +24% | 82 | $41.9M | 92% | 71% | 60 | 31 | |
| F••••••• H••••• A•••••••• L•• independent RIA | $3.4B | +14% | 60 | $57.0M | 99% | 75% | 121 | 37 | |
| L•••••• I••••••••• M••••••••• I••• independent RIA | $3.4B | +15% | 25 | $136M | 70% | 80% | 114 | 8 | |
| N•••• S••• A•••• M••••••••• I•• independent RIA | $3.4B | +8.8% | 13 | $258M | 92% | 85% | 265 | 1 | |
| S•••••••• L•• independent RIA | $3.4B | +11% | 27 | $124M | 94% | 87% | 48 | 3 | |
| S•••••••• D•••• W••••• M••••••••• A•••••••• L• independent RIA | $3.3B | +14% | 22 | $150M | 57% | 66% | 30 | 2 | |
| G••••••• P••••••• I••• independent RIA | $3.3B | +12% | 6 | $549M | 62% | 66% | 449 | 3 | |
| I•••••• W•••••• L•• independent RIA | $3.3B | +47% | 18 | $183M | 85% | 89% | 40 | 3 | 2 |
| N•••••••• I••••••••• M••••••••• I•• independent RIA | $3.3B | +11% | 9 | $364M | 96% | 90% | 181 | 2 | |
| P•• A••••••• independent RIA | $3.3B | +5.8% | 82 | $39.8M | 97% | 51% | 92 | 132 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $3.2B | +56% | 30 | $108M | 85% | 82% | 55 | 6 | |
| V•••• C•••••• P•••••••• I••• independent RIA | $3.2B | +18% | 23 | $140M | 93% | 74% | 28 | 1 | |
| L•• W•••••• L•• independent RIA | $3.2B | +21% | 16 | $200M | 100% | 82% | 107 | 3 | |
| G••••• A••••••• S•••••••• L•• independent RIA | $3.2B | +20% | 50 | $63.6M | 74% | 80% | 47 | 8 | |
| C••••• A••••••• G••••• L•• independent RIA | $3.2B | +10.0% | 76 | $41.7M | 98% | 65% | 94 | 37 | |
| A••••••••• W••••• P••••••• independent RIA | $3.1B | +35% | 58 | $54.3M | 99% | 72% | 60 | 38 | |
| W••••••• W••••• independent RIA | $3.1B | +19% | 28 | $111M | 95% | 85% | 86 | 19 | |
| G•• I••••••••• A••••••• I•• independent RIA | $3.1B | +13% | 28 | $109M | 98% | 90% | 44 | 1 | 1 |
| C•••••••• A••••••• C••• independent RIA | $3.0B | +14% | 17 | $179M | 83% | 82% | 146 | 5 | |
| P•••••••• • A••••••• I•• independent RIA | $3.0B | -8.4% | 14 | $217M | 54% | 84% | 64 | 1 | |
| G•••••• I••••••••• independent RIA | $3.0B | +7.5% | 12 | $252M | 75% | 68% | 255 | 1 | |
| V•••• C••••••• I••• independent RIA | $3.0B | +16% | 90 | $33.3M | 97% | 72% | 69 | 41 | |
| B••••••••• F•••••••• A••••••• independent RIA | $3.0B | +20% | 13 | $230M | 99% | 70% | 406 | 1 | |
| S••• W••••• A••••••• independent RIA | $3.0B | +17% | 17 | $174M | 100% | 87% | 57 | 2 | 1 |
| A•••• D••••••••• L•• independent RIA | $2.9B | +12% | 11 | $267M | 100% | 84% | 181 | 3 | |
| C•• I••••••••• A••••••• independent RIA | $2.9B | +8.7% | 18 | $160M | 82% | 71% | 173 | 1 | |
| R•• W••••• B•••••••• I••• independent RIA | $2.9B | +31% | 54 | $53.4M | 62% | 75% | 35 | 24 | |
| R••••••• W••••• M••••••••• L•• independent RIA | $2.9B | +31% | 45 | $63.8M | 97% | 86% | 20 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.