DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PASADENA PRIVATE WEALTH, LLC independent RIA | $1.6B | +28% | 19 | $85.3M | 71% | 88% | 23 | 6 | 6 |
| THE NEMES RUSH GROUP, LLC independent RIA | $1.6B | +18% | 9 | $180M | 89% | 92% | 84 | 1 | |
| BLOOM ADVISORS independent RIA | $1.6B | +15% | 12 | $135M | 100% | 79% | 97 | 2 | |
| I•• A•••••••• I••• mixed wealth | $1.6B | +5.1% | 28 | $57.8M | 48% | 46% | 64 | 26 | |
| I••••••••• C•••••• L•••••• independent RIA | $1.6B | +53% | 100% | 14% | 1 | ||||
| F••••• C•••••• A•••••••• L•• independent RIA | $1.6B | +33% | 71 | $22.8M | 94% | 69% | 30 | 40 | |
| E•••••• N•••• A••••••• I••• other | $1.6B | -6.8% | 0.0% | 1 | |||||
| C••••••• H••• C•••••• M••••••••• L••• asset manager | $1.6B | +15% | 0.0% | 1 | 4 | ||||
| S••••• C••••••• L•• asset manager | $1.6B | +13% | 5 | $323M | 0.0% | 2 | 15 | ||
| U••••• I••••••••• M••••••••• L•• asset manager | $1.6B | -4.2% | 0.0% | 1 | 3 | ||||
| H••••• C•••••• M••••••••• L•• asset manager | $1.6B | -0.8% | 0.0% | 3 | 7 | ||||
| S••••• C•••••• L•• independent RIA | $1.6B | +11% | 8 | $202M | 95% | 100% | 1 | 2 | |
| T••••••• C•••••• A•••••••• L••••• asset manager | $1.6B | +35% | 0.6% | 100% | 1 | 2 | |||
| S••• C•••••• M••••••••• L•• asset manager | $1.6B | +56% | 0.0% | 1 | 4 | ||||
| A••••••• S••••• C•••••• M••••••••• L•• asset manager | $1.6B | +1.3% | 1 | $1.6B | 0.0% | 3 | 5 | ||
| L•••• C•••••• P••••••• ••••••••• L•• asset manager | $1.6B | +114% | 0.0% | 2 | 25 | ||||
| G••••• S•••••••• N•••••• O••• independent RIA | $1.6B | +11% | 4 | $402M | 73% | 99% | 29 | 3 | |
| M••••••• I••••••••• N•••••• I••• BD affiliated | $1.6B | +20% | 125 | $12.9M | 97% | 55% | 23 | 125 | |
| T•• G•••••• G••••• I••• independent RIA | $1.6B | +65% | 6 | $268M | 98% | 97% | 44 | 1 | |
| N•• C•••••• M••••••••• I••• mixed wealth | $1.6B | +7.6% | 7 | $230M | 22% | 72% | 56 | 5 | |
| A••••••• C•••••• G•••• L•• asset manager | $1.6B | +26% | 0.0% | 4 | 19 | ||||
| F• C•••••• M••••••••• L•• asset manager | $1.6B | -14% | 0.0% | 1 | 7 | ||||
| B••••••• S••••• P•••••••• L••• asset manager | $1.6B | -0.0% | 0.0% | 1 | 1 | ||||
| R•••••• C•••••• P•••••••• L•• asset manager | $1.6B | +98% | 0.0% | 2 | 12 | ||||
| B•••••• F•••••••• G•••• L•• independent RIA | $1.6B | +14% | 11 | $146M | 95% | 82% | 108 | 5 | |
| S•••••••• C•••••• M••••••••• L•• other | $1.6B | +55% | 0.0% | 3 | 3 | ||||
| F•••••••• P•••• I••• independent RIA | $1.6B | +30% | 13 | $123M | 99% | 68% | 70 | 1 | |
| T•••••• W••••• M••••••••• independent RIA | $1.6B | +27% | 13 | $123M | 83% | 85% | 62 | 3 | |
| C••••••• I••••••••• asset manager | $1.6B | -12% | 0.0% | 4 | 7 | ||||
| L••••• G••••• S••••••••• L•• platform/SMA | $1.6B | +22% | 97% | 100% | 1 | ||||
| N••••• A••••••• S•••••••• L•• independent RIA | $1.6B | +19% | 15 | $107M | 100% | 51% | 323 | 5 | |
| F••••••••• R••••••• • I••••••••• •••• K•••• C••• L•••••• other | $1.6B | -11% | 0.7% | 100% | 1 | 1 | |||
| C•• A•••••••• L•• independent RIA | $1.6B | +27% | 36 | $44.5M | 94% | 81% | 36 | 33 | |
| B••• W••••• A•••••••• I••• independent RIA | $1.6B | +22% | 25 | $64.0M | 86% | 65% | 88 | 33 | |
| A••• C•••••• M••••••••• L•• independent RIA | $1.6B | -11% | 13 | $123M | 63% | 64% | 92 | 3 | |
| A••••••• A••••••••• A••••••• S••••••• other | $1.6B | +9.3% | 5 | $320M | 0.0% | 7 | |||
| T•••••••• P••••••• F•••••••• L•• mixed wealth | $1.6B | +33% | 7 | $228M | 23% | 94% | 33 | 1 | |
| B••• O•• A••••••••• C••••• A••••••• I• L•• asset manager | $1.6B | 0.0% | 9 | ||||||
| A•••• S••••• G•••• S• L•• asset manager | $1.6B | +51% | 0.0% | 2 | 35 | ||||
| M••••• F••• W••••• M••••••••• L•• independent RIA | $1.6B | -27% | 18 | $88.6M | 98% | 65% | 117 | 13 | |
| M•••• W••••• M••••••••• independent RIA | $1.6B | 14 | $114M | 89% | 77% | 93 | 6 | ||
| L••• V••• C•••••• asset manager | $1.6B | +26% | 0.0% | 1 | 8 | ||||
| S••••••• D••• P•••••••• L•• asset manager | $1.6B | +27% | 0.0% | 2 | 22 | ||||
| C••••••••• P•••••••• R••••• C••• independent RIA | $1.6B | +23% | 66 | $24.1M | 99% | 44% | 94 | 48 | |
| T••••••••• T•••• W••••• M••••••••• I••• independent RIA | $1.6B | +11% | 9 | $177M | 99% | 98% | 46 | 1 | |
| R•••••• F•••••••• A•••••••• L•• independent RIA | $1.6B | +15% | 7 | $227M | 97% | 86% | 140 | 1 | |
| S••••••• P••••••• asset manager | $1.6B | -20% | 0.0% | 1 | 8 | ||||
| C•••••• I•• A•••••••• L•• independent RIA | $1.6B | +19% | 17 | $93.3M | 92% | 79% | 69 | 17 | |
| S•••• C•••• independent RIA | $1.6B | +28% | 3 | $529M | 92% | 98% | 28 | 1 | |
| D••• R••• E••••• P••••••• L• asset manager | $1.6B | -25% | 0.0% | 2 | 22 | ||||
| C••••••••• A••••••• S••••••• I•• independent RIA | $1.6B | +24% | 10 | $159M | 100% | 61% | 355 | 2 | |
| M••••••• • S••••••• W••••• A•••••••• I••• mixed wealth | $1.6B | +59% | 10 | $159M | 22% | 44% | 79 | 2 | |
| P•••••••• C•••••• M••••••••• L• asset manager | $1.6B | +210% | 0.0% | 1 | 3 | ||||
| L••• H••• C•••••• M••••••••• L•• other | $1.6B | +1.8% | 0.0% | 1 | 2 | ||||
| D••••••• A•••• M••••••••• L•• other | $1.6B | +239% | 3 | $528M | 13% | 100% | 2 | 1 | 1 |
| L••••• P•••• C•••••• asset manager | $1.6B | +4.6% | 0.0% | 2 | 4 | ||||
| H•••••••• C•••••• U••• L•• asset manager | $1.6B | -2.9% | 0.0% | 8 | 6 | ||||
| K•••• C•••••• P••••••• independent RIA | $1.6B | +18% | 4 | $395M | 82% | 94% | 112 | 1 | |
| S••••••••• P•••••• E••••• asset manager | $1.6B | +22% | 0.0% | 1 | 11 | ||||
| C•••••••• C•••••• A••••••• L•• mixed wealth | $1.6B | +61% | 19 | $83.2M | 28% | 96% | 7 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.