DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PARALLAX VOLATILITY ADVISERS, L.P. asset manager | $6.0B | -33% | 0.0% | 4 | 1 | ||||
| THIRD LAKE PARTNERS, LLC other | $6.0B | +78% | 0.0% | 1 | 46 | ||||
| MEADOW CAPITAL MANAGEMENT LLC asset manager | $6.0B | +20% | 0.0% | 3 | 15 | ||||
| D•••• A•••• M••••••••• •••••••• L•• other | $6.0B | -18% | 0.0% | 1 | |||||
| F••••••• G••••• • P•••• I••• other | $6.0B | +26% | 8.8% | 100% | 1 | ||||
| I•••••• E••••• P••••••• asset manager | $6.0B | +3.7% | 0.0% | 2 | 32 | ||||
| S•••••• E••••• P••••••• asset manager | $5.9B | +0.7% | 0.0% | 2 | 32 | ||||
| R••••• A•••• M••••••••• asset manager | $5.9B | +45% | 1 | $5.9B | 4.3% | 12% | 266 | 1 | |
| W•••••••• P•••••••• L•• independent RIA | $5.9B | +25% | 26 | $228M | 91% | 94% | 55 | 2 | |
| G••••••• A•••• M••••••••• L•••••• asset manager | $5.9B | -37% | 0.0% | 1 | |||||
| R••••••• C•••••• M••••••••• I•• other | $5.9B | -3.3% | 9 | $659M | 1.9% | 100% | 1 | 2 | |
| I•••• F••• A•••••••• I••• independent RIA | $5.9B | +11% | 17 | $349M | 88% | 83% | 123 | 1 | |
| C•••••• A•••• M••••••••• L•• asset manager | $5.9B | -14% | 0.0% | 1 | 2 | ||||
| R••••••• M••••••••• S••••••• L•• other | $5.9B | +11% | 0.0% | 1 | 5 | ||||
| 1••• I••••••••• L•• asset manager | $5.9B | +1.9% | 0.1% | 100% | 1 | 5 | |||
| C• I••••••••• M••••••••• L•• institutional | $5.9B | +3.9% | 0.0% | 2 | |||||
| L•• C•••••• M••••••••• L••• asset manager | $5.9B | +8.4% | 0.0% | 6 | 17 | ||||
| T• R••• P•••• A••••••• S•••••••• I••• BD affiliated | $5.9B | +53% | 500 | $11.8M | 100% | 0.0% | 27 | 2 | |
| D•••••••• R••• • Z••••• I••• institutional | $5.9B | +7.4% | 0.1% | 100% | 1 | 1 | |||
| G•• M••••••••• I••••••••• M••••••••• L•• asset manager | $5.9B | +29% | 0.0% | 7 | 8 | ||||
| T•••••••• N•••• A•••••• asset manager | $5.9B | -24% | 0.0% | 2 | 19 | ||||
| A•••••• C•••••• M••••••••• L• asset manager | $5.9B | -6.0% | 0.0% | 1 | 1 | ||||
| H• V••• C•••••• M••••••••• L•• asset manager | $5.9B | -22% | 0.0% | 1 | 19 | ||||
| P••••••• independent RIA | $5.9B | +657% | 40 | $147M | 98% | 100% | 7 | ||
| A••••••• A••••• I••••••••• M••••••••• L•• institutional | $5.9B | +20% | 1 | $5.9B | 0.1% | 100% | 1 | 1 | 1 |
| C•••••• A•••• M••••••••• ••••••••• P••• L••• other | $5.9B | +9.6% | 0.0% | 1 | |||||
| C•••••• A•••• M••••••••• L•••••• other | $5.9B | +9.6% | 0.0% | 1 | 3 | ||||
| C•••••• A•••• M••••••••• ••• L•••••• other | $5.9B | +9.6% | 0.0% | 1 | |||||
| N• P••••••• L•• asset manager | $5.9B | +5.7% | 0.0% | 1 | 1 | ||||
| M••••••••• A••••••• other | $5.9B | +8.2% | 12 | $488M | 0.1% | 100% | 5 | ||
| K• G••••• A•••••• L•• asset manager | $5.8B | +183% | 0.0% | 1 | |||||
| A•••• I••••••••• M••••••••• L•••••• other | $5.8B | +2379% | 0.0% | 1 | 1 | ||||
| E•••••• F••••••••• L•• D•• E•••••• A•••• M••••••••• independent RIA | $5.8B | 4 | $1.5B | 99% | 99% | 243 | 1 | ||
| T••••••••• I••••••••• L•• asset manager | $5.8B | -5.3% | 0.0% | 1 | 5 | ||||
| S•• C•••••• A•••••••• L••• asset manager | $5.8B | -5.3% | 0.0% | 3 | 16 | ||||
| L•• E••••• P•••••••• L•• asset manager | $5.8B | +11% | 0.0% | 2 | 30 | ||||
| T•• L•••••• P••••••••• L• asset manager | $5.8B | +78% | 0.0% | 2 | 2 | ||||
| G• W••••• M••••••••• R••• L•• independent RIA | $5.8B | +171% | 35 | $167M | 100% | 100% | 7 | 6 | |
| S•••• I••••••••• A•••••••• L•• asset manager | $5.8B | +34% | 0.0% | 1 | 7 | ||||
| A•••• I••••••••• U• I••• asset manager | $5.8B | +4.1% | 0.0% | 1 | 8 | ||||
| S••••• G•••• A•••• M••••••••• L•• asset manager | $5.8B | +61% | 0.0% | 4 | 9 | ||||
| M•••• A•••• G••••• I••••••••• •••• L•• asset manager | $5.8B | +32% | 0.0% | 2 | 19 | ||||
| M••••••••• C•••••• M••••••••• L•• asset manager | $5.8B | +41% | 0.0% | 1 | 1 | ||||
| M•••••••• A••••••• mixed wealth | $5.8B | +22% | 27 | $215M | 23% | 85% | 34 | 8 | 2 |
| S•• F•••••••• A••••••• independent RIA | $5.8B | +19% | 33 | $176M | 65% | 89% | 55 | 6 | |
| P••••••• R•••• asset manager | $5.8B | +7.0% | 0.0% | 3 | 16 | ||||
| F•••••••• F•••• M••••••••• L•• asset manager | $5.8B | +83% | 0.0% | 5 | 6 | ||||
| A•••• A••••••••• M••••••••• institutional | $5.8B | +23% | 1 | $5.8B | 0.0% | 2 | 7 | ||
| S•••••••• G•••• P•••••• D••• L•• asset manager | $5.8B | +6041% | 0.0% | 2 | 1 | ||||
| T•••• C•••••• L•• asset manager | $5.8B | +52% | 0.0% | 1 | 3 | ||||
| C•••••••• I••••••••• M••••••• asset manager | $5.8B | +9.9% | 0.0% | 4 | 2 | ||||
| T••••••••• W••••• independent RIA | $5.8B | +21% | 22 | $262M | 90% | 100% | 53 | 3 | |
| A••••••••• F•••••••• ••••••• L•• other | $5.8B | 0.0% | 1 | ||||||
| B••••••• C•••••• M••••••••• L•• other | $5.8B | +11% | 10 | $576M | 6.7% | 77% | 13 | 3 | |
| O••• C•••••• M••••••••• L••• asset manager | $5.7B | 1 | $5.7B | 0.0% | 6 | ||||
| S••••••• C••••••• L•• asset manager | $5.7B | +5.9% | 0.0% | 2 | 29 | ||||
| L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated | $5.7B | +32% | 159 | $36.1M | 90% | 51% | 86 | 71 | |
| O•••• I••••••••• S••••••••• L•• other | $5.7B | +4.8% | 0.0% | 1 | |||||
| B••••• C•••••• M••••••••• I••• independent RIA | $5.7B | +15% | 23 | $249M | 66% | 95% | 32 | 4 | 1 |
| D••••• I••••••••• I••• other | $5.7B | +39% | 4.2% | 100% | 7 | 9 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.