DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PROSIGHT CAPITAL asset manager | $1.0B | +67% | 1 | $1.0B | 0.0% | 1 | 2 | ||
| 3(38) INVESTMENT FIDUCIARIES institutional | $1.0B | 2 | $518M | 0.0% | 2 | ||||
| FORT SHERIDAN ADVISORS LLC independent RIA | $1.0B | +14% | 8 | $129M | 93% | 91% | 49 | 1 | 1 |
| B•••• C•••••• M••••••••• L•• asset manager | $1.0B | +3.9% | 0.0% | 1 | 2 | ||||
| W•••••• M••• • A••••••••• I•• independent RIA | $1.0B | +26% | 15 | $69.0M | 97% | 76% | 63 | 27 | |
| G•••• A•••• M••••••••• L•• independent RIA | $1.0B | +15% | 9 | $115M | 96% | 92% | 39 | 1 | |
| R••••••••• C•••••• other | $1.0B | +6.8% | 0.0% | 1 | 1 | ||||
| S••••••• I••••••••• C••••••• L•• independent RIA | $1.0B | +26% | 5 | $207M | 94% | 83% | 171 | 1 | |
| B•• P•••• A•••••••• L•• asset manager | $1.0B | +17% | 0.0% | 3 | 7 | ||||
| N•••••• C•••••• M••••••••• L•• asset manager | $1.0B | +18% | 0.0% | 1 | 1 | ||||
| E••••••• A•••• M••••••••• asset manager | $1.0B | +99% | 0.0% | 1 | 8 | ||||
| R••••• G••••• C•••••• L•• asset manager | $1.0B | -25% | 0.0% | 3 | 1 | ||||
| B••••• T••• A•••• M••••••••• L•• independent RIA | $1.0B | +1.9% | 3 | $344M | 90% | 100% | 15 | 1 | |
| T•••••• asset manager | $1.0B | -39% | 0.0% | 1 | 3 | ||||
| W•••• G••••••• • C••••••• L•• independent RIA | $1.0B | +26% | 9 | $115M | 95% | 99% | 56 | 1 | 3 |
| D•••••• A•••• M••••••••• L•• other | $1.0B | +37% | 0.0% | 1 | 1 | ||||
| B•• A•••• M••••••••• L•• mixed wealth | $1.0B | +13% | 10 | $103M | 46% | 68% | 57 | 4 | |
| N•••••••• W••••• M••••••••• L•• independent RIA | $1.0B | +19% | 20 | $51.6M | 93% | 64% | 104 | 12 | |
| W•••••• C••••• F•••••••• A••••••• L•• independent RIA | $1.0B | +41% | 16 | $64.4M | 99% | 74% | 50 | 2 | |
| A• F••••• L•• asset manager | $1.0B | 0.0% | 1 | ||||||
| I•• A•••••••• L•• independent RIA | $1.0B | +26% | 7 | $147M | 100% | 92% | 81 | 1 | |
| J••• M•••• • A••••••••• I•• independent RIA | $1.0B | +6.0% | 5 | $206M | 98% | 84% | 143 | 2 | |
| H••••• I••••••••• C••••••• L•• independent RIA | $1.0B | +9.3% | 4 | $257M | 89% | 99% | 44 | 1 | |
| T•• C•••• C••••••• L• asset manager | $1.0B | -2.9% | 0.0% | 2 | 9 | ||||
| J•••••••• • C••••••• I••• independent RIA | $1.0B | +14% | 6 | $171M | 86% | 89% | 95 | 3 | |
| G••• E•••• A•••••••• L•• independent RIA | $1.0B | +17% | 12 | $85.5M | 97% | 68% | 280 | 4 | |
| V••••••• A••••••• L•• institutional | $1.0B | +140% | 8 | $128M | 34% | 1 | |||
| C••••••• C•••••• M••••••••• I•• independent RIA | $1.0B | +15% | 3 | $342M | 75% | 88% | 96 | 1 | |
| A•••••• C•••••• M••••••••• L•• asset manager | $1.0B | 0.0% | 1 | 3 | |||||
| B••• A•• B•••• I••• independent RIA | $1.0B | +17% | 7 | $146M | 87% | 91% | 47 | 1 | |
| T••••• S••••• P••••••• M••••••••• L•• asset manager | $1.0B | +12% | 0.0% | 1 | 24 | ||||
| P••••••• F•••••••• A•••••••• I••• independent RIA | $1.0B | +29% | 8 | $128M | 97% | 85% | 64 | 1 | |
| A•••• O•••• W••••• M••••••••• L•• independent RIA | $1.0B | +13% | 9 | $114M | 97% | 89% | 53 | 4 | |
| S••••••••• G•••• L••• independent RIA | $1.0B | +4.5% | 1 | $1.0B | 72% | 100% | 225 | 1 | 1 |
| C•••••• I••••••••• C•••••• I•• independent RIA | $1.0B | +15% | 4 | $256M | 89% | 87% | 305 | 1 | |
| S•• M••• C•••••• L••••• asset manager | $1.0B | -14% | 0.0% | 1 | 10 | ||||
| P••••••••• W••• • W••••• I••• bank affiliated | $1.0B | +20% | 5 | $205M | 91% | 89% | 112 | 1 | |
| H•••• C•••••• P••••••• L•• asset manager | $1.0B | 0.0% | 1 | 12 | |||||
| R•••••• C••••••• L•• asset manager | $1.0B | +25% | 0.0% | 1 | |||||
| W•••••• F••• A•••••••• L•• asset manager | $1.0B | 1 | $1.0B | 0.0% | 1 | ||||
| C•••••••• I••••••••• A••••••• ••• L•• asset manager | $1.0B | 0.0% | 2 | 2 | |||||
| S••••••••• C••••••• L•• asset manager | $1.0B | +21% | 2 | $510M | 0.0% | 3 | |||
| N•••••••• C•••••• asset manager | $1.0B | -7.8% | 0.0% | 2 | 6 | ||||
| G•••••••• I••••••••• P•••••••• I••• independent RIA | $1.0B | +8.7% | 3 | $340M | 98% | 92% | 140 | 1 | |
| Z•••• A•••• M••••••••• L•• independent RIA | $1.0B | +14% | 4 | $255M | 58% | 96% | 140 | 1 | |
| A••••• G•••• P••••••• L•• asset manager | $1.0B | -5.9% | 0.0% | 6 | |||||
| W• P•••••••• L• asset manager | $1.0B | -12% | 0.0% | 1 | 9 | ||||
| N••••••• C•••••• A••••••• L• asset manager | $1.0B | +7.9% | 0.0% | 1 | 3 | ||||
| A•••• A••••••••• S••••••••• L•• independent RIA | $1.0B | +33% | 40 | $25.5M | 70% | 23% | 109 | 29 | |
| B••••••••• C•••••• G•••• independent RIA | $1.0B | +21% | 4 | $255M | 100% | 95% | 93 | 7 | |
| 3• S•••• C•••••• A••••••• L•• asset manager | $1.0B | -15% | 0.0% | 1 | 6 | ||||
| M••• W••••• independent RIA | $1.0B | +24% | 7 | $145M | 94% | 87% | 92 | 2 | 1 |
| M••••••••• G•• L•• asset manager | $1.0B | 0.0% | 1 | 3 | |||||
| E••• N•••••• R•••••••• L•• asset manager | $1.0B | -13% | 0.0% | 1 | 4 | ||||
| L•••••• • G•••••• P•••••• W••••• M••••••••• independent RIA | $1.0B | +9.6% | 6 | $169M | 95% | 95% | 80 | 2 | |
| S••••••• C•••••• M••••••••• L•• mixed wealth | $1.0B | +12% | 17 | $59.8M | 49% | 46% | 101 | 8 | |
| P•••••••• S••••••••• I•• N• independent RIA | $1.0B | +18% | 3 | $339M | 84% | 59% | 1,085 | 3 | |
| G•• C•••••• platform/SMA | $1.0B | +14% | 1 | $1.0B | 36% | 99% | 211 | 1 | |
| J• S••••••••• L•• independent RIA | $1.0B | +24% | 18 | $56.3M | 94% | 69% | 69 | 5 | |
| V•••• P••••••• L•• independent RIA | $1.0B | +23% | 16 | $63.4M | 86% | 97% | 23 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.