DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TAULA CAPITAL MANAGEMENT (US) LLC asset manager | $211B | +32% | 0.0% | 4 | |||||
| TAULA CAPITAL MANAGEMENT (JERSEY) LP asset manager | $211B | +32% | 0.0% | 1 | |||||
| TAULA CAPITAL MANAGEMENT (DIFC) LTD asset manager | $211B | 0.0% | 2 | ||||||
| N••••••• T•••• G••••• I••••••••• L•• asset manager | $208B | +10% | 0.0% | 1 | |||||
| F•••••••• I••••••••• C••••••••• institutional | $207B | +3.8% | 242 | $856M | 1.9% | 5.8% | 27 | 3 | |
| G•••• C•••••• P••••••• asset manager | $207B | +94% | 0.0% | 9 | 1 | ||||
| A•••• I••••••••• L•••••• asset manager | $207B | +17% | 0.0% | 2 | 1 | ||||
| T••••• P•••• I••••••••• M••••••••• I••• asset manager | $204B | -1.4% | 0.0% | 7 | |||||
| O•••• S••••• I••••••••• A•••••••• L•• asset manager | $204B | +20% | 136 | $1.5B | 0.0% | 2 | |||
| D•• I••••••••• M••••••••• A•••••••• I••• other | $200B | +3.4% | 0.0% | 100% | 6 | ||||
| H•••••••• A•••••••• L•• BD affiliated | $199B | +52% | 1,044 | $190M | 90% | 88% | 60 | 133 | |
| S•••••• N••••••• • C••••••• I••••••••• national BD | $198B | +15% | 3,351 | $58.9M | 90% | 77% | 69 | 518 | |
| E•••••• A••••••• G••••• L•• BD affiliated | $195B | +23% | 1,958 | $99.8M | 85% | 23% | 150 | 1,235 | |
| M•••••••• I••••••••• asset manager | $195B | +20% | 0.0% | 8 | 2 | ||||
| G•••••••• F•••••••• A•••••••• L•• institutional | $195B | +7.9% | 123 | $1.6B | 0.5% | 30% | 32 | 37 | |
| H••••••••• P•••••••• L•• asset manager | $191B | +10% | 0.0% | 2 | 311 | ||||
| I•••••• A•••• M••••••••• L••• asset manager | $188B | +68% | 0.0% | 2 | 5 | ||||
| M•••••••• I••••••••• M••••••••• G••••• L•••••• other | $187B | +0.0% | 0.0% | 2 | |||||
| N••••• F••• A•••••••• L•• asset manager | $186B | +15% | 2 | $93B | 0.0% | 6 | |||
| W•••••• A•••• M••••••••• C•••••• asset manager | $185B | -38% | 1 | $185B | 4.4% | 9.3% | 30,418 | 2 | |
| C••••••••• I••••••••• L•• mixed wealth | $185B | +2.2% | 41 | $4.5B | 26% | 2.7% | 2,999 | 9 | 4 |
| A•••••• P••••••• L•••••• P••••••••• asset manager | $184B | +13% | 0.0% | 100% | 17 | 10 | |||
| B••••••••• I•••• A••••••• L••••• institutional | $184B | +18% | 0.0% | 5 | 6 | ||||
| O•••••• C•••••• M••••••••• L••• asset manager | $183B | +7.2% | 1 | $183B | 0.0% | 18 | 284 | ||
| T•••• B•••• asset manager | $183B | +20% | 0.0% | 7 | 151 | ||||
| F•••• P••••••• W•••••• L•• independent RIA | $182B | +90% | 1,044 | $174M | 86% | 91% | 58 | 113 | 26 |
| R•• G••••• A•••• M••••••••• ••• L•••••• asset manager | $178B | +29% | 0.1% | 1 | |||||
| G• A••••••• L•• asset manager | $178B | +15% | 0.0% | 9 | 42 | ||||
| S••••••• M••••• D• A•••• M••••••••• C••••••• L•••••• other | $178B | -0.6% | 0.0% | 1 | |||||
| A•••••• A•••• M••••••••• other | $177B | +51% | 0.0% | 1 | 47 | ||||
| M•••••• I••••••••• G••••• L•• asset manager | $176B | +25% | 0.0% | 7 | 17 | ||||
| H•• I••••••••• P•••••••• L•• asset manager | $176B | +13% | 0.0% | 20 | 253 | ||||
| M••••• S•••••• I••••••••• M••••••••• L•••••• asset manager | $175B | +5.6% | 0.0% | 3 | 3 | ||||
| T•• G••••• A•••••••• L•• asset manager | $174B | +18% | 2 | $87B | 0.0% | 21 | |||
| B•••••••• C•••••• M••••••••• I••• asset manager | $173B | +28% | 3 | $58B | 1.1% | 100% | 7 | 8 | |
| I•••••• I••••••••• other | $171B | +22% | 3.2% | 100% | 4 | ||||
| J••••••• A•••• M••••••••• •••• P••••••• L•••••• asset manager | $170B | +34% | 0.0% | 2 | |||||
| G••••• R••••••••• P••••••• L•• institutional | $170B | +18% | 488 | $348M | 6.2% | 65% | 36 | 194 | |
| F••••••• T•••••••• F••• A••••••• L•• asset manager | $167B | -2.3% | 0.0% | 1 | |||||
| E•••••••• I••••••••• M••••••••• G••••• L•• asset manager | $167B | +2.8% | 0.0% | 1 | |||||
| C•••••• independent RIA | $165B | +15% | 659 | $251M | 95% | 98% | 39 | 37 | |
| A•••••••• A•••• M••••••••• L• asset manager | $165B | +12% | 0.0% | 6 | 3 | ||||
| G•• P••••••• asset manager | $164B | +7.1% | 0.8% | 0.0% | 4 | 6 | |||
| K••••••• A•••• M••••••••• L•••••• other | $163B | +20% | 0.0% | 100% | 2 | ||||
| C••• G••••• A•••• M••••••••• asset manager | $163B | +15% | 5 | $33B | 2.8% | 100% | 1,581 | 19 | |
| C••••• P••••••• L•• independent RIA | $162B | +32% | 737 | $219M | 71% | 94% | 34 | 67 | 10 |
| N• A••••••••• A••••••• L•• other | $160B | +19% | 110 | $1.5B | 0.3% | 100% | 0 | 13 | 159 |
| S•••••••• A•••• M••••••••• S• S•••• asset manager | $160B | +45% | 0.0% | 2 | |||||
| M••••• S•••••• L•• other | $160B | +5.2% | 7 | $23B | 1.9% | 100% | 4 | 4 | 16 |
| E••••••••• C•••••• M••••••••• L• asset manager | $159B | +33% | 2 | $80B | 0.0% | 16 | 6 | ||
| P••••• • R•••• other | $158B | +4.8% | 12 | $13B | 1.1% | 100% | 7 | 2 | 3 |
| H••• G••••• A•••• M••••••••• •••• I••• asset manager | $157B | +20% | 0.0% | 2 | |||||
| O••••••••• institutional | $155B | +9.0% | 388 | $401M | 9.9% | 81% | 33 | 174 | |
| B••••• M••••••••• A•• R••••••• asset manager | $155B | +21% | 1 | $155B | 0.0% | 4 | 22 | ||
| C••••••• S••••• asset manager | $155B | +20% | 0.0% | 12 | 6 | ||||
| I•• I•••••••• P•• L•• asset manager | $153B | +1.1% | 0.0% | 2 | 10 | ||||
| N•••• L•• institutional | $153B | +11% | 1 | $153B | 2.2% | 100% | 26 | ||
| B••••••••• A•••• M••••••••• P•• C•••••• L• asset manager | $152B | +23% | 0.0% | 37 | 135 | ||||
| A••••• G••••• L•• independent RIA | $152B | +37% | 27 | $5.6B | 65% | 96% | 1,149 | 9 | |
| H••••••• F•••• asset manager | $152B | +10% | 48 | $3.2B | 0.0% | 1 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.