DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PACIFIC WAY CAPITAL MANAGEMENT, LLC asset manager | $34B | 0.0% | 2 | 9 | |||||
| ALLWORTH FINANCIAL, L.P. BD affiliated | $34B | +34% | 319 | $105M | 96% | 78% | 90 | 36 | |
| SONA ASSET MANAGEMENT (US) LLC asset manager | $33B | +48% | 0.0% | 1 | 5 | ||||
| BNY MELLON ADVISORS, INC. independent RIA | $33B | +40% | 14 | $2.4B | 94% | 25% | 8,898 | 5 | |
| ECP asset manager | $33B | +47% | 0.0% | 6 | 53 | ||||
| D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. asset manager | $33B | +59% | 0.0% | 2 | 17 | ||||
| REDDING RIDGE ASSET MANAGEMENT LLC asset manager | $33B | +75% | 0.0% | 6 | 83 | ||||
| THE PUTNAM ADVISORY COMPANY, LLC asset manager | $33B | -37% | 0.6% | 100% | 1 | ||||
| BRIGADE CAPITAL MANAGEMENT, LP asset manager | $33B | +11% | 0.0% | 2 | 64 | ||||
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY asset manager | $33B | +3.6% | 1,280 | $25.7M | 0.0% | 1 | |||
| FIRST SENTIER INVESTORS (HONG KONG) LIMITED asset manager | $33B | +37% | 0.0% | 1 | |||||
| 26NORTH other | $33B | +25% | 0.0% | 2 | 38 | ||||
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED asset manager | $33B | +11% | 0.0% | 1 | |||||
| MORRISON US, LLC other | $33B | +8.9% | 0.0% | 7 | 1 | ||||
| ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC asset manager | $32B | +20% | 0.0% | 15 | 5 | ||||
| ADP STRATEGIC PLAN SERVICES, LLC institutional | $32B | +62% | 0.0% | 2 | |||||
| JAIN GLOBAL LLC asset manager | $32B | +67% | 0.0% | 3 | 2 | ||||
| SVB ASSET MANAGEMENT other | $32B | -2.0% | 8 | $4.0B | 0.0% | 8 | |||
| SEQUOIA FINANCIAL GROUP, L.L.C. independent RIA | $32B | +40% | 260 | $124M | 93% | 83% | 43 | 39 | 17 |
| RESEARCH AFFILIATES asset manager | $32B | +5.8% | 0.0% | 1 | |||||
| HARDING LOEVNER LP other | $32B | -7.0% | 9.6% | 95% | 1 | ||||
| EAGLE STRATEGIES LLC BD affiliated | $32B | +26% | 2,482 | $12.9M | 98% | 45% | 53 | 892 | |
| FIRST PACIFIC ADVISORS, LP asset manager | $32B | +20% | 0.0% | 100% | 18 | 13 | |||
| MAGNETAR FINANCIAL LLC asset manager | $32B | +38% | 1 | $32B | 0.0% | 4 | 58 | ||
| TWENTYFOUR ASSET MANAGEMENT LLP asset manager | $32B | 0.0% | 1 | 1 | |||||
| GOLDMAN SACHS WEALTH SERVICES, L.P. BD affiliated | $32B | +22% | 1,095 | $28.9M | 78% | 100% | 105 | 24 | |
| LUTHER KING CAPITAL MANAGEMENT CORPORATION mixed wealth | $32B | +14% | 34 | $927M | 36% | 100% | 74 | 4 | 18 |
| CONSTELLATION INVESTMENTS, INC. other | $31B | +20% | 0.0% | 1 | 4 | ||||
| BRIGADE CAPITAL UK LLP asset manager | $31B | +11% | 0.0% | 1 | |||||
| INVESCO MANAGED ACCOUNTS, LLC other | $31B | +27% | 17 | $1.8B | 1.9% | 100% | 3 | 7 | |
| MUZINICH & CO., INC. asset manager | $31B | +15% | 0.6% | 100% | 2 | 2 | |||
| TOUCHSTONE ADVISORS INC asset manager | $31B | +6.7% | 78 | $399M | 0.0% | 1 | |||
| BC PARTNERS PE L.P. asset manager | $31B | -12% | 0.0% | 1 | |||||
| TIEDEMANN ADVISORS, LLC independent RIA | $31B | +6.8% | 6 | $5.2B | 78% | 100% | 68 | 9 | 23 |
| L CATTERTON asset manager | $31B | +4.0% | 0.0% | 1 | 88 | ||||
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED asset manager | $31B | +201% | 0.0% | 1 | |||||
| TJC LP asset manager | $31B | -3.3% | 0.0% | 4 | 48 | ||||
| BLACKROCK INTERNATIONAL LIMITED asset manager | $31B | -9.7% | 1 | $31B | 0.0% | 3 | |||
| BLACKSTONE CLO MANAGEMENT LLC asset manager | $31B | +194% | 0.0% | 6 | 78 | ||||
| PTMA INVESTMENT ADVISORS asset manager | $31B | +10% | 27 | $1.1B | 0.1% | 92% | 1 | 14 | |
| KNIGHTS OF COLUMBUS ASSET ADVISORS LLC institutional | $31B | +8.8% | 229 | $133M | 3.2% | 0.6% | 27 | 2 | 9 |
| 40/86 ADVISORS, INC. institutional | $30B | 0.0% | 1 | 3 | |||||
| MARATHON ASSET MANAGEMENT, L.P. asset manager | $30B | +26% | 0.0% | 3 | 70 | ||||
| AFFINIUS CAPITAL LLC asset manager | $30B | +60% | 0.0% | 9 | 94 | ||||
| PALOMA PARTNERS MANAGEMENT COMPANY asset manager | $30B | +46% | 0.0% | 4 | 4 | ||||
| PNC WEALTH MANAGEMENT BD affiliated | $30B | +14% | 1,165 | $26.0M | 97% | 18% | 138 | 595 | |
| &PARTNERS independent RIA | $30B | +114% | 541 | $55.9M | 68% | 55% | 100 | 123 | |
| FULLER & THALER ASSET MANAGEMENT INC asset manager | $30B | +12% | 1 | $30B | 7.9% | 16% | 5,756 | 2 | |
| INNOVATOR CAPITAL MANAGEMENT, LLC asset manager | $30B | +36% | 0.0% | 1 | |||||
| PSG EQUITY L.L.C. asset manager | $30B | +6.4% | 0.0% | 5 | 56 | ||||
| HB WEALTH independent RIA | $30B | +62% | 168 | $180M | 77% | 94% | 29 | 12 | |
| ONEX CREDIT PARTNERS, LLC asset manager | $30B | +28% | 0.0% | 4 | 68 | ||||
| DAVIS SELECTED ADVISERS LP asset manager | $30B | +19% | 0.5% | 94% | 2 | ||||
| BTG PACTUAL ASSET MANAGEMENT US , LLC asset manager | $30B | +17% | 66 | $456M | 3.8% | 97% | 3 | 11 | |
| GOTHAM ASSET MANAGEMENT, LLC mixed wealth | $30B | +148% | 5 | $6.0B | 47% | 100% | 2 | 27 | |
| ADVANCED CAPITAL GROUP institutional | $30B | +7.7% | 4 | $7.5B | 6.7% | 98% | 35 | 2 | |
| APOLLO CREDIT MANAGEMENT, LLC asset manager | $30B | +60% | 0.0% | 29 | |||||
| WAVERLY ADVISORS, LLC independent RIA | $30B | +85% | 223 | $134M | 71% | 82% | 58 | 49 | 19 |
| WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P. other | $30B | +3.6% | 1 | $30B | 6.8% | 66% | 8,910 | 1 | 2 |
| BEACH POINT CAPITAL MANAGEMENT LP asset manager | $30B | +25% | 0.0% | 4 | 43 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.