DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FIRST MANHATTAN CO. LLC BD affiliated | $38B | +11% | 65 | $586M | 89% | 98% | 94 | 5 | 9 |
| ACCEL MANAGEMENT CO. L.L.C asset manager | $38B | +22% | 0.0% | 2 | 83 | ||||
| ADVICE AND PLANNING SERVICES BD affiliated | $38B | +10% | 1,677 | $22.6M | 100% | 78% | 43 | 144 | |
| POLAR ASSET MANAGEMENT PARTNERS INC. asset manager | $38B | +11% | 1 | $38B | 0.0% | 7 | 4 | ||
| HILLTOP SECURITIES ASSET MANAGEMENT, LLC institutional | $38B | +19% | 25 | $1.5B | 0.0% | 4 | |||
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC other | $38B | -3.4% | 0.0% | 1 | |||||
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC institutional | $38B | -84% | 95 | $395M | 1.4% | 90% | 2 | 24 | |
| VOYA RETIREMENT ADVISORS, LLC other | $37B | +21% | 129 | $290M | 0.0% | 2 | |||
| DRAGONEER INVESTMENT GROUP, LLC asset manager | $37B | +45% | 0.0% | 3 | 39 | ||||
| SOUND POINT CAPITAL MANAGEMENT, LP asset manager | $37B | +7.3% | 0.0% | 6 | 52 | ||||
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC asset manager | $37B | +11% | 0.0% | 6 | 2 | ||||
| MIC CAPITAL MANAGEMENT UK LLP asset manager | $37B | 0.0% | 1 | 35 | |||||
| ROCKEFELLER CAPITAL MANAGEMENT BD affiliated | $37B | +13% | 347 | $106M | 62% | 93% | 17 | 52 | 39 |
| 55IP asset manager | $37B | +32% | 0.0% | 4 | |||||
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC BD affiliated | $37B | +35% | 477 | $77.0M | 94% | 80% | 87 | 87 | |
| OPPENHEIMER & CO. INC. BD affiliated | $37B | +13% | 1,155 | $31.8M | 62% | 25% | 32 | 110 | |
| ASB CAPITAL MANAGEMENT LLC asset manager | $37B | +12% | 17 | $2.2B | 0.0% | 100% | 2 | ||
| COLLER INVESTMENT MANAGEMENT LTD asset manager | $37B | +140% | 0.0% | 1 | |||||
| WOODLINE PARTNERS LP asset manager | $37B | +61% | 0.0% | 4 | 2 | ||||
| SCOUT INVESTMENTS, INC. asset manager | $37B | +14% | 3 | $12B | 0.1% | 0.0% | 65 | 2 | 3 |
| GREYSTAR INVESTMENT GROUP, LLC asset manager | $36B | 0.0% | 36 | 51 | |||||
| BBR PARTNERS, LLC independent RIA | $36B | +17% | 56 | $652M | 76% | 100% | 6 | 41 | |
| HUDSON ADVISORS asset manager | $36B | -4.5% | 1 | $36B | 0.0% | 2 | 55 | ||
| SELECT EQUITY GROUP, L.P. asset manager | $36B | -10% | 4.1% | 64% | 2 | 35 | |||
| STONE RIDGE ASSET MANAGEMENT LLC asset manager | $36B | +33% | 0.0% | 2 | 19 | ||||
| GUIDESTONE CAPITAL MANAGEMENT asset manager | $36B | +15% | 0.0% | 1 | |||||
| VOLORIDGE asset manager | $36B | -0.3% | 0.0% | 1 | 5 | ||||
| BEUTEL, GOODMAN & COMPANY LTD. other | $36B | -0.5% | 8.7% | 100% | 1 | ||||
| EAGLE CAPITAL MANAGEMENT LLC other | $36B | +15% | 1 | $36B | 18% | 100% | 1,509 | 2 | |
| GI PARTNERS other | $36B | +5.1% | 0.0% | 7 | 28 | ||||
| LONE STAR FUNDS asset manager | $36B | -4.5% | 1 | $36B | 0.0% | 2 | 33 | ||
| BLACKSTONE CREDIT SYSTEMATIC STRATEGIES LLC institutional | $36B | +19% | 0.0% | 4 | 1 | ||||
| CLARK CAPITAL MANAGEMENT GROUP INC BD affiliated | $36B | +17% | 1 | $36B | 70% | 55% | 35,290 | 1 | |
| HBK CAPITAL MANAGEMENT asset manager | $36B | +25% | 1 | $36B | 0.0% | 4 | 4 | ||
| NEW ENTERPRISE ASSOCIATES asset manager | $36B | +28% | 0.0% | 6 | 27 | ||||
| ARINI CAPITAL MANAGEMENT LIMITED asset manager | $36B | +101% | 0.0% | 1 | 19 | ||||
| EATON VANCE ADVISERS INTERNATIONAL LTD. asset manager | $36B | -1.2% | 0.0% | 4 | |||||
| STRATEGIC INVESTMENT MANAGEMENT, LLC institutional | $36B | +20% | 1.2% | 100% | 1 | 26 | |||
| CASTLELAKE, L.P. asset manager | $35B | +23% | 1 | $35B | 0.0% | 9 | 46 | ||
| AKSIA LLC other | $35B | +58% | 0.0% | 2 | |||||
| EXETER PROPERTY GROUP, LLC asset manager | $35B | +6.8% | 0.0% | 2 | 15 | ||||
| GOVERNMENT PORTFOLIO ADVISORS LLC institutional | $35B | +35% | 6 | $5.8B | 0.1% | 100% | 1 | ||
| SHENKMAN CAPITAL MANAGEMENT, INC. other | $35B | +14% | 0.2% | 100% | 4 | 14 | |||
| FAYEZ SAROFIM & CO. mixed wealth | $35B | -0.1% | 16 | $2.2B | 45% | 89% | 171 | 1 | |
| ALIGHT FINANCIAL ADVISORS, LLC independent RIA | $35B | +14% | 64 | $548M | 100% | 1 | |||
| OCTAGON CREDIT INVESTORS, LLC asset manager | $35B | +2.3% | 0.0% | 1 | 59 | ||||
| RUSSELL INVESTMENTS asset manager | $35B | +29% | 80 | $438M | 0.0% | 2 | 43 | ||
| VIRTUS FIXED INCOME ADVISERS, LLC other | $35B | +5.8% | 4 | $8.7B | 1.5% | 100% | 7 | 15 | |
| SANCTUARY ADVISORS, LLC BD affiliated | $35B | +26% | 404 | $86.3M | 88% | 74% | 47 | 84 | |
| SCHRODERS CAPITAL MANAGEMENT (US) INC. other | $35B | +19% | 0.5% | 100% | 1 | 66 | |||
| KING STREET CAPITAL MANAGEMENT, L.P. asset manager | $35B | +7.0% | 0.0% | 4 | 63 | ||||
| STANCORP INVESTMENT ADVISERS, INC. other | $35B | +2.7% | 76 | $454M | 14% | 2 | |||
| BREVAN HOWARD US INVESTMENT MANAGEMENT LP asset manager | $34B | +64% | 0.0% | 15 | |||||
| RREEF AMERICA L.L.C. asset manager | $34B | +17% | 0.0% | 10 | |||||
| WEALTHSPIRE ADVISORS independent RIA | $34B | +33% | 235 | $146M | 97% | 95% | 41 | 27 | |
| ROARK CAPITAL MANAGEMENT, LLC asset manager | $34B | +5.0% | 0.0% | 1 | 14 | ||||
| KAYNE ANDERSON CAPITAL ADVISORS, L.P. asset manager | $34B | +12% | 1 | $34B | 0.1% | 100% | 1 | 7 | 82 |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC asset manager | $34B | +32% | 56 | $607M | 0.0% | 3 | 56 | ||
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS independent RIA | $34B | +39% | 65 | $521M | 63% | 96% | 66 | 11 | 3 |
| EDGEPOINT INVESTMENT GROUP asset manager | $34B | +20% | 0.0% | 1 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.