DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ETF ARCHITECT asset manager | $30B | +85% | 6 | $5.0B | 2.9% | 93% | 19 | 1 | |
| JPMORGAN ALTERNATIVE ASSET MANAGEMENT asset manager | $30B | +36% | 2.6% | 100% | 3 | 15 | |||
| EPOCH INVESTMENT PARTNERS, INC. asset manager | $30B | -10% | 1 | $30B | 6.4% | 100% | 3 | 1 | |
| F••••••• T•••••••• I••••••••• L•• asset manager | $30B | +2.3% | 0.3% | 100% | 5 | ||||
| D•••••• H••• C•••••• M••••••••• L•• asset manager | $29B | -2.1% | 4 | $7.3B | 0.0% | 100% | 4 | 1 | 1 |
| L••• C•••• I••••••••• P••••••• L•••••• institutional | $29B | 0.0% | 1 | ||||||
| I•••••• S••••• S•••••• M••••••••• I••• asset manager | $29B | -21% | 3 | $9.8B | 0.0% | 5 | 27 | ||
| V••••• C•••••• M••••••••• L• asset manager | $29B | +215% | 0.0% | 4 | 17 | ||||
| C••••••••• P••••••• institutional | $29B | +18% | 0.0% | 2 | 5 | ||||
| N•••••••• B••••• S•••••••• P••• L•••••• asset manager | $29B | +12% | 0.0% | 1 | |||||
| V•••• F•••••••• A•••••••• I••• BD affiliated | $29B | +11% | 1,254 | $23.3M | 100% | 9.5% | 234 | 218 | |
| P••••••• G•••• •••• I••• asset manager | $29B | +5.8% | 0.0% | 4 | 6 | ||||
| W•••• I••• asset manager | $29B | +5.3% | 0.0% | 3 | 34 | ||||
| A•••••• C•••••• other | $29B | +11% | 0.0% | 100% | 4 | ||||
| A••••••• I••••••••• P•••••••• I••• institutional | $29B | +6.5% | 7 | $4.1B | 2.9% | 60% | 353 | 2 | |
| B•••••••• P••••••• L•• asset manager | $29B | +8.2% | 0.0% | 3 | 26 | ||||
| D•• A••••••• L•• asset manager | $29B | +16% | 0.0% | 1 | |||||
| Q•••••• C•••••• G•••• asset manager | $29B | +31% | 0.0% | 2 | 71 | ||||
| D••••••• C•••••• P••••••• L• asset manager | $29B | +33% | 0.0% | 3 | 34 | ||||
| T•••• P•••• L•• asset manager | $29B | +32% | 0.0% | 7 | 34 | ||||
| W•••••• C•••••• M••••••••• L•• asset manager | $29B | +5.5% | 1 | $29B | 3.3% | 44% | 1,750 | 3 | 3 |
| A•••••• C•••••• asset manager | $29B | -21% | 3 | $9.5B | 1.0% | 100% | 7 | 1 | |
| H•• A•••••••• L•• asset manager | $29B | +62% | 0.0% | 20 | |||||
| F•••• S•••••• I•••••••• •••••••• L•••••• asset manager | $28B | +9.3% | 0.0% | 1 | 4 | ||||
| R••••••••• A•• C• W••••• M••••••••• U• L•••••• mixed wealth | $28B | +16% | 38% | 100% | 1 | ||||
| S••• A••••••• S••••••• L•• C• mixed wealth | $28B | +14% | 42 | $677M | 27% | 57% | 296 | 1 | |
| S••••••••• A•••• M••••••••• G•••• L•• independent RIA | $28B | -22% | 35 | $809M | 67% | 100% | 8 | 12 | |
| B•••••• S••••• P••••••• L••••• asset manager | $28B | -4.8% | 0.0% | 5 | 71 | ||||
| P•••••• R••••••••• C••••• M••••••••• L•• asset manager | $28B | +25% | 0.0% | 4 | 12 | ||||
| B•••• B••••••• I••••••••• asset manager | $28B | +56% | 0.0% | 2 | 2 | ||||
| A•••• I•••••••• asset manager | $28B | +15% | 0.0% | 1 | 10 | ||||
| J••••• L••• E••••• M••••••••• other | $28B | -10% | 5 | $5.6B | 0.0% | 1 | 4 | ||
| A•••• C•••••• M••••••••• U• L•• asset manager | $28B | +83% | 0.0% | 1 | |||||
| A•••••••• C•••••• A•••••••• L••• asset manager | $28B | +17% | 0.0% | 1 | 84 | ||||
| T•• P•••••••• G••••• L•• asset manager | $28B | +23% | 0.0% | 3 | 4 | ||||
| T••••••••• C•••••• P••••••• asset manager | $28B | +23% | 0.0% | 6 | 61 | ||||
| B••••• I••••••••• I••• asset manager | $28B | +6.6% | 0.0% | 2 | 44 | ||||
| A•• institutional | $27B | +14% | 0.7% | 100% | 4 | ||||
| T•• B•••••• G•••• W••••• A•••••••• L•• other | $27B | +30% | 47 | $580M | 2.4% | 67% | 25 | 6 | |
| K••••••••• A•••• M••••••••• L•• asset manager | $27B | +69% | 0.0% | 2 | 4 | ||||
| H••• G••• L•• asset manager | $27B | +31% | 0.0% | 2 | 22 | ||||
| S••••• A••••••• S•••••••• asset manager | $27B | +1.7% | 2 | $13B | 0.0% | 1 | |||
| C••••••••• G••••• I•••••••• other | $27B | +9.2% | 0.0% | 1 | 8 | ||||
| A•••••••• P•••••• C••••••• L•• asset manager | $27B | +0.3% | 1 | $27B | 0.0% | 1 | 6 | ||
| A••••••• H••••••• I••••••••• M••••••••• L•• institutional | $27B | +29% | 0.0% | 1 | 12 | ||||
| W••••• A••••••• S•••••••• L•• institutional | $27B | +13% | 74 | $361M | 2.9% | 51% | 33 | 32 | |
| A•••• W••• G•••••• L• asset manager | $27B | +26% | 0.0% | 12 | 16 | ||||
| B•••• A••••••• L••• other | $27B | +37% | 12% | 96% | 1 | ||||
| A••• A••••••• P••••••• BD affiliated | $27B | +303% | 233 | $114M | 92% | 87% | 65 | 39 | 17 |
| A•••••• I••••••••• M••••••••• L• asset manager | $26B | +43% | 0.0% | 3 | 15 | ||||
| A••••••• I••••••••• M••••••••• C•••••• other | $26B | +30% | 0.0% | 1 | 23 | ||||
| S••••• F••••••••• L•• BD affiliated | $26B | +50% | 231 | $114M | 89% | 64% | 77 | 108 | |
| C•• P••••••• asset manager | $26B | +322% | 0.0% | 1 | 4 | ||||
| I•••••• H••• K••• L•••••• institutional | $26B | +5.9% | 0.1% | 0.0% | 1 | ||||
| S••••• R••• A•••••••• L• mixed wealth | $26B | +11% | 27% | 100% | 1 | 21 | |||
| F••• A•••• M••••••••• L•• asset manager | $26B | +27% | 6.2% | 1.7% | 3 | ||||
| D••••••• C•••••• M••••••••• L•• asset manager | $26B | +32% | 0.0% | 100% | 4 | ||||
| 1••• I••••••••• C••••••• L•• independent RIA | $26B | +8.6% | 30 | $868M | 76% | 95% | 162 | 9 | |
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager | $26B | +122% | 207 | $125M | 3.8% | 49% | 11 | 2 | |
| C••• A•••• M••••••••• L•••••• other | $26B | +37% | 0.0% | 1 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.