DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CONRAD SIEGEL INVESTMENT ADVISORS institutional | $12B | +16% | 24 | $505M | 7.8% | 81% | 16 | 3 | |
| GILDER GAGNON HOWE & CO. LLC independent RIA | $12B | +4.4% | 32 | $379M | 79% | 96% | 169 | 12 | |
| SOLTIS INVESTMENT ADVISORS, LLC independent RIA | $12B | +44% | 81 | $149M | 57% | 94% | 63 | 20 | |
| T•• E••••• • M••••••• G•••• L• asset manager | $12B | 2 | $6.0B | 0.0% | 1 | 33 | |||
| F••••• M••••• W••••• A•••••••• L•• independent RIA | $12B | +9.3% | 82 | $146M | 92% | 90% | 53 | 66 | |
| S•••• P••• C•••••• L• asset manager | $12B | +42% | 0.0% | 2 | 2 | ||||
| P••••••••• C•••••• L• asset manager | $12B | +27% | 0.0% | 1 | 9 | ||||
| C••••• C•••••• I•• asset manager | $12B | +7.5% | 0.0% | 1 | |||||
| V••••••• S•••• F•••••••• A••••••• independent RIA | $12B | +29% | 5 | $2.4B | 81% | 96% | 465 | 5 | |
| S••••••• P•••••• A•••••••• L••• institutional | $12B | +11% | 52 | $230M | 9.5% | 71% | 27 | 24 | |
| C•••••••• B••••••• I••••••••• S•••••••• I••• asset manager | $12B | +3.5% | 1 | $12B | 0.0% | 2 | |||
| C••••• C•••••• A••••••• L•• asset manager | $12B | -12% | 0.0% | 6 | 24 | ||||
| C••••• C•• A••••••• L• asset manager | $12B | +27% | 0.0% | 3 | 27 | ||||
| G••••••• L•••••• • C•• L•• asset manager | $12B | +6.9% | 0.0% | 1 | 33 | ||||
| H•• I••••••••• P•••••••• L•• independent RIA | $12B | +32% | 118 | $101M | 61% | 75% | 46 | 29 | |
| L••••• L•••••••• C•••••• P•••••••• L•• asset manager | $12B | +9.2% | 0.0% | 8 | 54 | ||||
| P••••••• O••••••••• L• asset manager | $12B | -6.3% | 0.0% | 3 | 8 | ||||
| F•••• S•••••• I•••••••• ••• F•••• L•••••• asset manager | $12B | -28% | 0.0% | 2 | 1 | ||||
| F•• C•••••• asset manager | $12B | 0.0% | 4 | 18 | |||||
| S••••••••• A••••••• L•• asset manager | $12B | +9.2% | 5 | $2.4B | 1.0% | 43% | 44 | 1 | |
| A••• C•••••• M••••••••• L•• asset manager | $12B | -18% | 7 | $1.7B | 2.3% | 86% | 28 | 1 | 3 |
| E•••••• G••••• P••••••• L•• asset manager | $12B | +7.2% | 0.1% | 100% | 4 | 46 | |||
| 1•• V••••••• M••••••••• L•• asset manager | $12B | +110% | 0.0% | 2 | 42 | ||||
| O•••••• E••••• G••••••••• other | $12B | 0.0% | 1 | 5 | |||||
| P••••••••• A••••••• asset manager | $12B | +39% | 0.0% | 5 | 17 | ||||
| S•••• A•••• M••••••••• C••• L••• asset manager | $12B | +21% | 0.0% | 1 | |||||
| K•••• H••• P••••••• L• asset manager | $12B | +29% | 0.0% | 3 | 36 | ||||
| Y••••••• A•••• M••••••••• L• other | $12B | -11% | 4 | $2.9B | 11% | 100% | 157 | 1 | 1 |
| G•••• A•••• M••••••••• I••• mixed wealth | $12B | +12% | 10 | $1.2B | 40% | 100% | 176 | 7 | 1 |
| B••••• A•••••••• L•• asset manager | $12B | +104% | 1 | $12B | 0.0% | 1 | |||
| W••••• C•••••• M••••••••• L••• asset manager | $12B | +15% | 6.6% | 100% | 1 | 20 | |||
| B•••••••• C••••••• L•• institutional | $12B | -0.8% | 11 | $1.1B | 0.0% | 1 | |||
| G••••••••• A••••••••• I•• independent RIA | $12B | +6.8% | 1 | $12B | 72% | 100% | 100 | 1 | |
| C• M•••• institutional | $12B | +37% | 3 | $3.9B | 0.0% | 3 | |||
| T•• S•••••••• A••••••• asset manager | $12B | +90% | 2 | $5.8B | 0.0% | 10 | 26 | ||
| N•••••• M••••••••• U• I••• asset manager | $12B | +71% | 0.0% | 2 | |||||
| E•••••••• I••••••••• A••••••• asset manager | $12B | +7.7% | 0.0% | 3 | 3 | ||||
| G•••••• I••••••••• A•••••••• L•• other | $12B | +23% | 10 | $1.2B | 14% | 100% | 30 | 3 | |
| C••• C••••••• L•• independent RIA | $12B | +18% | 98 | $118M | 72% | 94% | 29 | 11 | 17 |
| C••••• C•••••• M••••••••• L•• independent RIA | $12B | +27% | 52% | 100% | 1 | 3 | |||
| K•••• F•••• A•••••••• L•• asset manager | $12B | +46% | 0.0% | 1 | |||||
| A•••••• W••••• M••••••••• L•• independent RIA | $12B | +50% | 143 | $80.9M | 96% | 83% | 58 | 52 | |
| C••• I••••••••• M••••••••• I••••••••• I••• other | $12B | +15% | 0.0% | 3 | 3 | ||||
| K•••••• L•••• M••••••••• L• asset manager | $12B | +6.8% | 0.0% | 5 | 19 | ||||
| S••••••••• I••••••••• M••••••••• L•• asset manager | $12B | -25% | 0.3% | 100% | 1 | 4 | |||
| E•••••• H••••• • C• independent RIA | $12B | +5.8% | 10 | $1.2B | 99% | 4 | |||
| I••••••••• C••••• M••••••••• U• L•• asset manager | $12B | -3.5% | 0.0% | 1 | 36 | ||||
| L••••••• P••••••• L•• other | $12B | -29% | 0.0% | 1 | |||||
| L••••••• P••••••• ••••••••• L•••••• other | $12B | -29% | 0.0% | 1 | |||||
| A•••• O•• C•••••• A•••••••• L•• asset manager | $11B | +13% | 1 | $11B | 0.0% | 3 | 9 | ||
| K••••••••• I••••••••• L•• asset manager | $11B | -0.6% | 0.0% | 1 | 12 | ||||
| L•••••• I••••••••• M••••••••• asset manager | $11B | +17% | 0.0% | 7 | 15 | ||||
| G••••••• G••••• I•••••••• asset manager | $11B | 0.0% | 2 | ||||||
| T•• W••••••• P••••••••• L•• asset manager | $11B | +18% | 1 | $11B | 0.0% | 1 | 1 | ||
| A•••••• R••• E••••• P••••••• asset manager | $11B | +24% | 0.0% | 4 | 30 | ||||
| G••••••••• M••••••••• L•• asset manager | $11B | +6.4% | 1 | $11B | 0.7% | 100% | 2 | 38 | |
| Q•• C•••••• M••••••••• I••• independent RIA | $11B | +0.5% | 2 | $5.7B | 92% | 40% | 13,303 | 1 | |
| F•••••••• M••••••••• I••• other | $11B | -24% | 3 | $3.8B | 16% | 61% | 131 | 1 | |
| A• P•••••• C••••• I•••••••• L•• asset manager | $11B | +57% | 0.0% | 3 | |||||
| V••••••• P••••••••• I••••••• M••••••••• asset manager | $11B | +56% | 6 | $1.9B | 0.0% | 100% | 0 | 8 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.