DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sb Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Omar GanoomCentral States Capital Markets, LLC otherSb Advisory, LLC independent RIAOtherAug 31, 2026Sep 1, 2026
Kevin William La MontPrime Capital Financial mixed wealthSb Advisory, LLC independent RIARIA to RIAJul 16, 2026Jul 1, 2026
Steven Gregory PriceCl Wealth Management LLC independent RIASb Advisory, LLC independent RIARIA to RIAMar 3, 2026Mar 17, 2026
Scott Ryan BabbittInternational Assets Investment Management, LLC BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2026Feb 6, 2026
William John VlahoulisOppenheimer & Co. Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2025Dec 23, 2025
Ronald LitteralStrategic Advisers LLC national BDSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2025Oct 30, 2025
Alec RissEdward Jones national BDSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2025Dec 5, 2025 (98 d)
Robert Linhart HughesNext Financial Group, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2025Jul 18, 2025
Chelsey Lynn KosterNext Financial Group, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2025Jul 28, 2025
William Scarr ShefteSpc BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2025May 28, 2025 (43 d)
John James ForsterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSb Advisory, LLC independent RIAWirehouse to independent RIADec 3, 2024Jul 18, 2025 (227 d)
Jeffrey Rodriguez-AponteB. Riley Wealth Advisors, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2024Nov 13, 2024
Steven AibelPruco Securities, LLC BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2024Oct 14, 2025 (370 d)
Kimson Huu CaoEdward Jones national BDSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2024Oct 21, 2024 (60 d)
Matthew Robert ClappEdward Jones national BDSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2024Aug 23, 2024
Shawn Conan SpellacyCalton & Associates, Inc. independent RIASb Advisory, LLC independent RIARIA to RIAApr 18, 2024Jul 2, 2024 (75 d)
Mei Wang DavidsonMorgan Stanley wirehouseSb Advisory, LLC independent RIAWirehouse to independent RIAMar 28, 2024May 8, 2024 (41 d)
Frank E LumpuyKovack Advisors, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2024Jun 3, 2024 (101 d)
Scott Lawrence OlsonAtlantic Financial Advisors, LLC unclassifiedSb Advisory, LLC otherOtherDec 31, 2023Jun 11, 2013
Stephen Alan ColavitoPerigon Wealth Management, LLC independent RIASb Advisory, LLC independent RIARIA to RIAJun 12, 2023May 17, 2023
David M ZanePnc Wealth Management BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2023Apr 19, 2023 (49 d)
Alan Lee FeinbergOppenheimer & Co. Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2022Jan 1, 2025 (751 d)
James L WorkmanConcourse Financial Group Advisors BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2022Nov 15, 2022
Robert Louis TakacsOppenheimer & Co. Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Sep 19, 2022
Matthew Thomas BumsteadLPL Financial LLC independent RIASb Advisory, LLC independent RIARIA to RIAAug 17, 2022Sep 6, 2023 (385 d)
Douglas Evan GreenbergCs Planning Corp independent RIASb Advisory, LLC independent RIARIA to RIAJun 13, 2022Aug 19, 2022 (67 d)
Michael KissiRBC Capital Markets, LLC national BDSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2022Mar 30, 2022
Michael David MohlmanSpire Wealth Management, LLC BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2022Jan 20, 2022
Michael Anthony AllenWoodbury Financial Services, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2021Mar 13, 2023 (446 d)
Mark D ElmoreRfg Advisory, LLC independent RIASb Advisory, LLC independent RIARIA to RIADec 22, 2021Dec 21, 2021
Paul Martin WalkingtonIntegrity Alliance, LLC independent RIASb Advisory, LLC independent RIARIA to RIADec 2, 2021Dec 8, 2021
Clemont Lee BevillSan Blas Advisory, Inc. independent RIASb Advisory, LLC independent RIARIA to RIANov 4, 2021Aug 10, 2021
Dennis Chung Kuo KuHornor, Townsend & Kent, LLC BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2021Dec 20, 2021 (69 d)
Guilford Ward NergardNfsg Corporation BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2021Sep 15, 2021 (47 d)
Christopher Michael RoumayehCg Advisory Services independent RIASb Advisory, LLC independent RIARIA to RIAJun 30, 2021Aug 26, 2026 (1883 d)
Stephen T GlasgowSilver Oak Securities, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2021Aug 31, 2021 (77 d)
Benjamin Cory TreeceTreece Investment Advisory Corp otherSb Advisory, LLC independent RIAOtherMay 17, 2021Apr 14, 2021
Jonathan Edward GrabePrincipal Securities, Inc. BD affiliatedSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2021Jan 1, 2025 (1381 d)
German Ricardo MoraStonex International Advisors Inc independent RIASb Advisory, LLC independent RIARIA to RIAMar 9, 2021May 17, 2021 (69 d)
Robert Michael BullochInfinity Financial Services Advisory independent RIASb Advisory, LLC independent RIARIA to RIANov 30, 2020Dec 9, 2020
Jennifer Marie DuncanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSb Advisory, LLC independent RIAWirehouse to independent RIAOct 28, 2020Mar 23, 2022 (511 d)
Valerie Y SanchezDivine Asset Management LLC state registeredSb Advisory, LLC independent RIAOtherDec 31, 2019Mar 17, 2020 (77 d)
Danielle Frances HughesDivine Asset Management LLC state registeredSb Advisory, LLC independent RIAOtherDec 31, 2019Nov 12, 2020 (317 d)
David Alan LakisPackerland Brokerage Services, Inc. independent RIASb Advisory, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2019Jun 17, 2019
John Vincent ScambrayRaymond James Financial Services Advisors, Inc BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2019Jun 19, 2019
Joseph Dwayne OlheiserRaymond James Financial Services Advisors, Inc BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2019Jul 1, 2019
Bruce Alfred BoutaCetera Advisor Networks LLC BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2019Jun 14, 2019
Thomas Anthony DavisEdward Jones national BDSb Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Mar 4, 2020 (314 d)
John LoefflerEdward Jones national BDSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 25, 2019Mar 12, 2019
Thomas Joseph NeunerOsaic Wealth, Inc. BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2019Jan 10, 2019
David S WinfreyCambridge Investment Research Advisors, Inc. BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2018Feb 26, 2019 (62 d)
Robert J LinkWells Fargo Advisors wirehouseSb Advisory, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 21, 2018Feb 8, 2019 (49 d)
James Royal KirchnerSanctuary Advisors, LLC BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2018Jan 4, 2019
Edward Joseph SchiaviSecurities America Advisors, Inc. BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2018Sep 26, 2018
Joseph B SamplesCambridge Investment Research Advisors, Inc. BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2018Jul 31, 2018
Christopher Hale StonerMeasured Wealth Private Client Group, LLC independent RIASb Advisory, LLC otherOtherMay 31, 2018Apr 11, 2017
Christine B TangFirst Allied Advisory Services, Inc. BD affiliatedSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2018May 25, 2018
Stephen David TracyEdward Jones national BDSb Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2018Mar 21, 2018
Craig Anthony RosenbergRaymond James Financial Services Advisors, Inc BD affiliatedSb Advisory, LLC otherOtherFeb 22, 2018Feb 20, 2018
Clifford William ShirahConcourse Financial Group Advisors otherSb Advisory, LLC otherOtherJan 4, 2018Jan 19, 2018
Page 1 of 2Next
109 moves match.