DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Svb Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maximilian Ortiz | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2026 | May 29, 2025 |
| Qwendalynn Thuc Lai | Svb Wealth independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Sep 18, 2026 | Sep 4, 2026 |
| Casey Daniel Paton | Svb Wealth independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Aug 11, 2026 | Aug 12, 2026 |
| Sigita Baker | Svb Wealth independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2026 | Sep 3, 2026 (111 d) |
| Qaysar Khalel Al Aboosi | Svb Wealth independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 29, 2026 |
| Kiera Nicole Blinzinger | Svb Wealth independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 24, 2026 | May 4, 2026 |
| Rohit Mehrotra | Svb Wealth independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 21, 2026 | May 6, 2026 |
| Rachel Fitzpatrick | Svb Wealth independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 17, 2026 | Apr 28, 2026 |
| Sidney Olayinka | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2026 | Oct 14, 2025 |
| Marcel Dominik Pfister | Svb Wealth independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Jan 13, 2026 | Jan 13, 2026 |
| Marvin Walton Christian | Svb Wealth independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Nov 24, 2025 | Jan 29, 2026 (66 d) |
| Gustavo Arce | Svb Wealth independent RIA | Svb Investment Services Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2025 | Aug 31, 2021 |
| Pablo Martin Serna | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | May 29, 2025 |
| Natalya Alexei | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | May 29, 2025 |
| Vishal Wadhwa | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | May 29, 2025 |
| Timothy Robert Couture | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2025 | Jan 18, 2024 |
| Christopher L Guarino | Svb Wealth independent RIA | Composition Wealth, LLC independent RIA | RIA to RIA | Aug 19, 2025 | Aug 15, 2025 |
| Sandra Lee Healey | Svb Wealth independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2025 | Sep 24, 2025 (57 d) |
| Lance Millar | Svb Wealth independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jun 10, 2025 | May 25, 2025 |
| Stewart Driscoll Preziose | Svb Wealth independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Jun 10, 2025 | May 22, 2025 |
| Zakary Andrew Fresh | Svb Wealth independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2025 | Jun 4, 2025 |
| Jennifer Ma Rechenbach | Svb Wealth independent RIA | Farther independent RIA | RIA to RIA | Apr 10, 2025 | Apr 4, 2025 |
| Michael Eugene Onorato | Svb Wealth independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2025 | May 9, 2025 |
| Jeffrey Steven Becker | Svb Wealth independent RIA | Farther independent RIA | RIA to RIA | Apr 10, 2025 | Apr 4, 2025 |
| Alejandro Algaze | Svb Wealth BD affiliated | Matters Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 17, 2025 | Mar 5, 2025 (47 d) |
| Kyle Glenn Stephens | Svb Wealth BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2024 | Dec 5, 2024 |
| Peter James Laplaca | Svb Wealth BD affiliated | Composition Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 27, 2024 |
| Lana Xiao | Svb Wealth BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2024 | Sep 17, 2024 |
| Eric Daniel Curry | Svb Wealth BD affiliated | Boston Family Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2024 | Feb 5, 2025 (194 d) |
| Forrest Gilbert Chicoine | Svb Wealth BD affiliated | Fiduciary Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Sep 16, 2024 (73 d) |
| Chelsea Renae Tilly | Svb Wealth BD affiliated | Jgp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | Jun 21, 2024 (45 d) |
| Matthew Bichefsky | Svb Wealth BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2024 | May 10, 2024 (74 d) |
| Ashley Charles Daggs | Svb Wealth BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jan 22, 2024 |
| Richard Thomas Mullaney | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Feb 22, 2024 |
| Eric Anthony Hallman | Svb Wealth BD affiliated | Westview Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2024 | Jan 17, 2024 |
| William Courtney Leffall | Svb Wealth BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 14, 2023 |
| Sandy Michael Galuppo | Svb Wealth BD affiliated | Purefi Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2023 | Dec 6, 2023 |
| Thomas Abildgaard | Svb Wealth BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2023 | Aug 19, 2025 (694 d) |
| Brian Vincent Lopez | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Nov 1, 2023 (40 d) |
| Ryan James Joyce | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Nov 1, 2023 (40 d) |
| Myles Illion | Svb Wealth BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Mar 12, 2026 (902 d) |
| Robert Park | Svb Wealth BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2023 | Oct 3, 2023 |
| Paul William Fortin | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Oct 18, 2023 (33 d) |
| Thomas Kenneth Anderson | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Oct 18, 2023 (51 d) |
| Bradley K Wilson | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Oct 26, 2023 (59 d) |
| Vincent Marc Capolupo | Svb Wealth BD affiliated | Appleton Partners, Inc. other | Other | Aug 28, 2023 | Aug 30, 2023 |
| Skyler R Hardman | Svb Wealth BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 13, 2023 |
| Lisa Lynn Tomczak | Svb Wealth BD affiliated | Slatestone Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2023 | Jul 25, 2023 |
| Michael A Desclos | Svb Wealth BD affiliated | F L Putnam Investment Management Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2023 | Jul 5, 2023 |
| Carolyn Stewart Macedo | Svb Wealth BD affiliated | F L Putnam Investment Management Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2023 | Jul 3, 2023 |
| Edwin Robert Hamlin | Svb Wealth BD affiliated | Clarendon Private LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2023 | Aug 1, 2023 |
| Daniel Rosone | Svb Wealth BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jul 6, 2023 |
| Charles Brady Corkery | Svb Wealth BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2023 | Jul 20, 2023 |
| John G. Snyder | Svb Wealth BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2023 | Jul 27, 2023 |
| Robert Sherman | Svb Wealth BD affiliated | F L Putnam Investment Management Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2023 | Jun 23, 2023 |
| Sean Patrick Cragan | Svb Wealth BD affiliated | F L Putnam Investment Management Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Jun 7, 2023 |
| Julia Yvonne Vanzler | Svb Wealth BD affiliated | F L Putnam Investment Management Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Jun 7, 2023 |
| Justin Balas | Svb Wealth BD affiliated | Elite Portfolios no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 11, 2023 | Dec 6, 2023 (209 d) |
| Shannon Leigh Saccocia | Svb Wealth BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | May 2, 2023 | May 8, 2023 |
| Elizabeth M Smoose | Svb Wealth BD affiliated | Cynosure Group, LLC asset manager | Other | May 1, 2023 | May 2, 2023 |
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138 moves match.