DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Svb Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron John LassanskeFirst Citizens Asset Management, Inc mixed wealthSvb Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025Apr 16, 2024
Patricia Marie MacdonaldFirst Citizens Asset Management, Inc mixed wealthSvb Wealth BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025May 9, 2024
Cary Lee BeachHuntington Financial Advisors BD affiliatedSvb Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2025Aug 19, 2026 (331 d)
Thomas Walt LifsonCitigroup Global Markets Inc. BD affiliatedSvb Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2025Jul 8, 2025 (132 d)
Alexander S GarrettRegimen Wealth, LLC independent RIASvb Wealth BD affiliatedRIA to affiliated broker-dealer or bankFeb 29, 2024Feb 19, 2025 (356 d)
Marcel Dominik PfisterFarther independent RIASvb Wealth independent RIARIA to RIADec 14, 2022Dec 7, 2022
John G. SnyderBrown Advisory mixed wealthSvb Wealth independent RIARIA to RIADec 1, 2022Nov 1, 2022
Qaysar Khalel Al AboosiWells Fargo Advisors wirehouseSvb Wealth independent RIAWirehouse to independent RIAOct 28, 2022Oct 28, 2022
Daniel RosoneAj Wealth independent RIASvb Wealth independent RIARIA to RIASep 13, 2022Oct 14, 2022 (31 d)
Rachel FitzpatrickMorgan Stanley wirehouseSvb Wealth independent RIAWirehouse to independent RIAAug 3, 2022Dec 13, 2022 (132 d)
Elizabeth M SmooseAj Wealth independent RIASvb Wealth independent RIARIA to RIAJun 21, 2022Jun 22, 2022
Clayton John CochranAj Wealth independent RIASvb Wealth independent RIARIA to RIAJun 21, 2022Jun 22, 2022
Ann Marie LucchesiParallel Advisors, LLC independent RIASvb Wealth independent RIARIA to RIAJan 28, 2022Sep 2, 2022 (217 d)
Natalya AlexeiWells Fargo Advisors wirehouseSvb Wealth independent RIAWirehouse to independent RIANov 1, 2021Nov 12, 2021
Frank MentoneJ.P. Morgan Securities LLC wirehouseSvb Wealth independent RIAWirehouse to independent RIAMar 19, 2021Apr 5, 2021
Olga Lidia De ValuePruco Securities, LLC BD affiliatedSvb Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2021Feb 17, 2021 (35 d)
Andres Guillermo ColesDavos Financial Advisors, LLC unclassifiedSvb Wealth independent RIAOtherDec 31, 2020Feb 3, 2020
Peter James LaplacaCitigroup Global Markets Inc. BD affiliatedSvb Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2020Oct 7, 2020
Ashley Charles DaggsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth independent RIAWirehouse to independent RIAAug 7, 2020Aug 27, 2020
Dimitrina K AtanasovaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth independent RIAWirehouse to independent RIAMar 5, 2020Nov 29, 2022 (999 d)
Patrick James DwyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth independent RIAWirehouse to independent RIASep 20, 2019Oct 16, 2019
Susan Kim MatlowKls Professional Advisors Group, LLC independent RIASvb Wealth independent RIARIA to RIASep 18, 2019Sep 23, 2019
Patrick David WrenKls Professional Advisors Group, LLC independent RIASvb Wealth independent RIARIA to RIASep 18, 2019Sep 23, 2019
Michael MccarvilleKls Professional Advisors Group, LLC independent RIASvb Wealth independent RIARIA to RIASep 18, 2019Sep 23, 2019
Gary Peter SicaKls Professional Advisors Group, LLC independent RIASvb Wealth independent RIARIA to RIASep 18, 2019Sep 23, 2019
Matthew Michael ReganKls Professional Advisors Group, LLC independent RIASvb Wealth independent RIARIA to RIASep 18, 2019Sep 24, 2019
Clarissa Ann SmithBny Mellon Securities Corporation BD affiliatedSvb Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2019Apr 29, 2021 (608 d)
Michael C McnabbWells Fargo Advisors wirehouseSvb Wealth independent RIAWirehouse to independent RIAJul 3, 2019Jul 24, 2019
John Salvatore TassoneSteelbridge Private Wealth Advisors LLC independent RIASvb Wealth independent RIARIA to RIASep 10, 2018Jun 14, 2018
Tate HaireSteelbridge Private Wealth Advisors LLC independent RIASvb Wealth independent RIARIA to RIASep 10, 2018Jun 20, 2018
Travis AldridgeAzg Capital asset managerSvb Wealth independent RIAOtherMay 8, 2018Jan 28, 2021 (996 d)
Stewart Driscoll PrezioseChequers Financial Management LLC otherSvb Wealth independent RIAOtherNov 13, 2017Aug 6, 2019 (631 d)
Alyssa Cassidy DoRBC Securities, Inc. otherSvb Wealth otherOtherOct 19, 2017Nov 6, 2017
Robert B RobinsonOppenheimer & Co. Inc. otherSvb Wealth otherOtherOct 13, 2017Oct 26, 2017
Vishal WadhwaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth independent RIAWirehouse to independent RIAAug 4, 2017Nov 12, 2022 (1926 d)
David Lawrence MurphyTd Private Client Wealth LLC otherSvb Wealth otherOtherJul 26, 2017Jul 31, 2017
Joshua Thomas CrossmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth otherOtherApr 5, 2017Jun 21, 2017 (77 d)
Jennifer Wright HeerenIndependent Portfolio Consultants, Inc. otherSvb Wealth otherOtherMar 9, 2017Mar 30, 2017
Christopher Barry RoyWindrose Advisors LLC otherSvb Wealth otherOtherNov 23, 2016Jan 30, 2017 (68 d)
Sandy Michael GaluppoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth independent RIAWirehouse to independent RIAOct 26, 2016Jun 13, 2019 (960 d)
William John MikusMikus Capital Management, Inc. otherSvb Wealth otherOtherApr 8, 2016Feb 3, 2016
Gerald Jay GravesFiligree Advisors otherSvb Wealth otherOtherFeb 12, 2016Feb 1, 2016
Chris G. DudleyFiligree Advisors otherSvb Wealth otherOtherFeb 12, 2016Jan 26, 2016
Katia FriendBny Mellon Securities Corporation otherSvb Wealth BD affiliatedOtherDec 31, 2015Mar 4, 2024 (2986 d)
Justin T WolstenholmeFamily Endowment Partners, LP otherSvb Wealth otherOtherNov 9, 2015Jul 16, 2015
Kathleen T KenealyPeak Financial Management Inc otherSvb Wealth otherOtherOct 28, 2015Nov 9, 2015
Ryan James JoyceSentinel Pension Advisors, LLC. otherSvb Wealth otherOtherAug 17, 2015Sep 9, 2015
Julia Yvonne VanzlerSei Investments Management Corp otherSvb Wealth otherOtherJul 16, 2015Jul 16, 2015
Robert ParkBeacon Pointe Advisors, LLC otherSvb Wealth otherOtherJun 10, 2015Jul 1, 2015
Keith Edward BrennanWellesley Asset Management, Inc. otherSvb Wealth otherOtherApr 10, 2015Sep 1, 2015 (144 d)
Brian Vincent LopezSentinel Pension Advisors, LLC. otherSvb Wealth otherOtherMar 5, 2015Apr 17, 2015 (43 d)
Andrew James DonahueSei Investments Management Corp otherSvb Wealth otherOtherOct 3, 2014Apr 10, 2015 (189 d)
William Irvin WoodsonCredit Suisse Securities (USA) LLC otherSvb Wealth independent RIAOtherJul 21, 2014Jun 26, 2019 (1801 d)
Nicholas D RavdenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth otherOtherMay 5, 2014Nov 10, 2014 (189 d)
Taylor Joseph MorrisonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSvb Wealth otherOtherNov 29, 2013Jul 20, 2015 (598 d)
Kennon Rene MccarthyU.S. Bancorp Advisors, LLC otherSvb Wealth otherOtherNov 6, 2013Dec 4, 2014 (393 d)
David Andrew McinnisConstellation Wealth Advisors LLC otherSvb Wealth otherOtherMay 1, 2013Feb 12, 2015 (652 d)
Gustavo ArceUnited Capital Financial Advisors otherSvb Wealth independent RIAOtherMar 6, 2013Aug 6, 2021 (3075 d)
Ketan DesaiComerica Securities otherSvb Wealth otherOtherJul 3, 2012Mar 6, 2015 (976 d)
Daniel Oscar LopezMorgan Stanley wirehouseSvb Wealth independent RIAWirehouse to independent RIAMay 2, 2011Mar 6, 2020 (3231 d)
Page 1 of 2Next
64 moves match.