DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lido

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Peter McdonnellLido independent RIAMerit Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Sep 3, 2026
Tristan Allen BishopLido independent RIAGrimes & Company independent RIARIA to RIASep 2, 2026Sep 3, 2026
Andrew ChristensenLido independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankSep 2, 2026Sep 11, 2026
Jeffrey DingleLido independent RIABrooklyn Fi, LLC independent RIARIA to RIASep 2, 2026Sep 4, 2026
Trevor GuentherLido independent RIAWells Fargo Advisors wirehouseRIA to wirehouseAug 12, 2026Sep 2, 2026
Grady Harrison CampsLido independent RIAEp Wealth Advisors independent RIARIA to RIAMay 29, 2026May 6, 2026
John David GriffinLido independent RIAMainsail Financial Group independent RIARIA to RIAMay 27, 2026Jun 12, 2026
Victor M Campos NunezLido independent RIAWarren Street Wealth Advisors, LLC independent RIARIA to RIAMay 27, 2026Jul 27, 2026 (61 d)
Maxwell Joseph WestheimerLido independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankApr 8, 2026Mar 31, 2026
Beau GrossLido independent RIAAnnex Wealth Management, LLC independent RIARIA to RIAApr 8, 2026May 5, 2026
Akiva Zvi GlazersonLido independent RIAStq Capital state registeredRIA to a state-registered adviserMar 26, 2026Apr 2, 2026
Daniel Joseph SmithLido independent RIAFrancis Financial independent RIARIA to RIAMar 11, 2026Apr 16, 2026 (36 d)
Jeremiah Orlando JamesLido independent RIAAlliancebernstein L.P. asset managerOtherFeb 13, 2026Feb 17, 2026
Alexander Frederick McclainLido independent RIAPrime Capital Financial mixed wealthRIA to RIAFeb 13, 2026Feb 2, 2026
Jonathan Daniel CaprilliLido independent RIAAudent Global Asset Management, LLC independent RIARIA to RIAJan 14, 2026Feb 6, 2026
Garin Ray RydalchLido independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2025Nov 12, 2025
Evaggelia Themis HatzimanolisLido independent RIACreative Planning independent RIARIA to RIANov 13, 2025Mar 9, 2026 (116 d)
Ashley Nicole PapaLido independent RIADigital Ascension Group - Wealth otherOtherOct 17, 2025Nov 9, 2025
Jason TeichLido independent RIASeia BD affiliatedRIA to affiliated broker-dealer or bankOct 17, 2025Oct 14, 2025
Deborah KerrLido independent RIAWellspring Financial Partners mixed wealthRIA to RIAAug 22, 2025Sep 24, 2025 (33 d)
Sarah Kelsey PhamLido independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJun 17, 2025Aug 13, 2025 (57 d)
Martin James AspinLido independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMay 29, 2025May 27, 2025
Justin Scott MoreciLido independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2025May 14, 2025
William Eugene MaplesLido independent RIABenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2025Apr 29, 2025
Benjamin LloydLido independent RIAJfg Wealth Management, LLC independent RIARIA to RIAMay 7, 2025Apr 17, 2025
Barry Philip JulienLido independent RIAOakhurst Capital Advisors, LLC asset managerOtherApr 3, 2025Jan 20, 2021
Dana SikoraLido independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 5, 2024Nov 14, 2024
Garrett Brandon NilesLido independent RIACreative Planning independent RIARIA to RIANov 7, 2024Oct 8, 2024
Brycen Noel CowardLido independent RIAMeridian Wealth Management, LLC independent RIARIA to RIAAug 28, 2024Jun 28, 2024
William Andrew SniderLido independent RIAOne Advisory Partners, LLC independent RIARIA to RIAJul 10, 2024Apr 22, 2025 (286 d)
Brian Wesley MillsLido independent RIASavvy independent RIARIA to RIAJul 1, 2024Jun 10, 2024
Callum HarrisLido independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2024Jun 10, 2024
Daniel Dongmin KimLido independent RIAConnectus Wealth independent RIARIA to RIAApr 8, 2024Apr 19, 2024
Casey A PriscoLido independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 20, 2024Jul 27, 2024 (129 d)
Patrick Michael ShawLido independent RIAMariner Independent independent RIARIA to RIAMar 15, 2024Mar 20, 2024
Bryant SchulmanLido independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 1, 2024Jun 14, 2024 (105 d)
Mathias Pryce SilbersteinLido independent RIAMission Wealth Management, LP independent RIARIA to RIAJan 23, 2024Feb 1, 2024
Michael Anthony SanchezLido independent RIAIntegrity Financial Corporation independent RIARIA to RIAJan 22, 2024Jul 14, 2025 (539 d)
Joshua Aaron PerlmutterLido independent RIAAtlas no RAUMOtherDec 12, 2023Jan 3, 2024
Kevin B MorrisseyLido independent RIAConnectus Wealth independent RIARIA to RIANov 16, 2023Jan 10, 2024 (55 d)
Michael Rourke BurkeLido independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 16, 2023Jan 9, 2026 (785 d)
Dominique LangermanLido independent RIAMercer Global Advisors Inc. independent RIARIA to RIANov 16, 2023Oct 1, 2025 (685 d)
Long N TranLido independent RIACompound Planning, Inc. independent RIARIA to RIANov 14, 2023Dec 15, 2023 (31 d)
Marc OrdonaLido independent RIAIdb Lido Wealth, LLC no RAUMRIA to a newly registered adviserSep 12, 2023Jun 4, 2023
Robert Louis LucenteLido independent RIAColorado Financial Management LLC independent RIARIA to RIAApr 14, 2023Apr 13, 2023
James ChartreyLido independent RIAColorado Financial Management LLC independent RIARIA to RIAApr 14, 2023Apr 13, 2023
Howard Bernard AschwaldLido independent RIADelta Investment Management, LLC independent RIARIA to RIADec 22, 2022Apr 1, 2022
Daniel Craig YoungLido independent RIADelta Investment Management, LLC independent RIARIA to RIADec 22, 2022Sep 15, 2022
Xuan WangLido independent RIADelta Investment Management, LLC independent RIARIA to RIADec 20, 2022Aug 8, 2024 (597 d)
Anthony Henry CortinaLido independent RIAWolf Group Capital Advisors independent RIARIA to RIASep 9, 2022Nov 22, 2022 (74 d)
Gregory WarrenLido independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2022Apr 2, 2026 (1357 d)
John Salvatore TassoneLido independent RIACorient Shc Wealth Management (US) LP independent RIARIA to RIAJan 12, 2022May 17, 2022 (125 d)
Philip Charles HagopianLido independent RIAWestmount Partners, LLC independent RIARIA to RIAOct 5, 2021Jan 20, 2022 (107 d)
Jesse DaleLido independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 23, 2021Oct 20, 2021
Ann Marie SandquistLido independent RIASchechter Investment Advisors, LLC independent RIARIA to RIAJun 11, 2021Jan 14, 2022 (217 d)
Susan E. KimLido independent RIANew Edge Wealth independent RIARIA to RIAMay 28, 2021Jul 20, 2021 (53 d)
Brian C ParkLido independent RIANorthcoast Asset Management LLC independent RIARIA to RIANov 30, 2020Jun 16, 2021 (198 d)
Sean Patrick O'ConnorLido independent RIAColumbia Pacific Wealth Management independent RIARIA to RIANov 17, 2020Mar 2, 2021 (105 d)
Robert Edward WhelanLido independent RIAMontis Financial, LLC independent RIARIA to RIAAug 3, 2020May 15, 2024 (1381 d)
Norman Scott GunnLido independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 2, 2020May 22, 2023 (1236 d)
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63 moves match.