DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Santander Securities
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Naim Cukovic | Td Private Client Wealth LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 24, 2026 |
| Matthew Sysyn | Equitable Advisors, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Aug 4, 2026 (57 d) |
| Shuxin Wu | John Hancock Personal Financial Services, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | Jun 22, 2026 (34 d) |
| Jonathan Ocampo | Td Private Client Wealth LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Mar 17, 2026 |
| Masar Jashanica | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 18, 2026 |
| Gregory Brogan | John Hancock Personal Financial Services, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 16, 2026 |
| Harris D Greene | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 13, 2026 |
| Ryan Batalha | Miura Investment Advisors, Inc state registered | Santander Securities BD affiliated | Other | Oct 10, 2025 | Mar 4, 2026 (145 d) |
| Daniel Bermiss | Advice And Planning Services BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Nov 25, 2025 (54 d) |
| Santiago Franco | Bolton Global Asset Management mixed wealth | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2025 | Sep 16, 2025 (40 d) |
| Nicholas Rizzieri | LPL Enterprise, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 23, 2025 |
| Carlton Drew Coleman | J.P. Morgan Securities LLC wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2025 | Jul 18, 2025 |
| Connor Mahoney | Strategic Advisers LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 10, 2025 |
| Vincent James Sica | Edward Jones national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 11, 2025 |
| Joseph John Braut | LPL Enterprise, LLC no RAUM | Santander Securities BD affiliated | Other | Mar 6, 2025 | Feb 25, 2025 |
| Waheed Abisoye Gbadamosi | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 25, 2025 |
| Matt Donovan | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 11, 2024 |
| Matthew Nurnberger | LPL Financial LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Dec 4, 2024 |
| Mitchell Phillip Jones | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Dec 24, 2024 (33 d) |
| Gustavo Soares Zuquim Nunes | Andbanc Advisory LLC independent RIA | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2024 | Jan 16, 2026 (455 d) |
| Dexter Francis De La Rosa | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Sep 20, 2024 |
| Reuben Domingues Dealmeida | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2024 | Sep 24, 2024 |
| Michael Barrett | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 30, 2024 |
| Tyler Freeman | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2024 | Aug 2, 2024 |
| Nancy Micheletti | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jan 2, 2025 (177 d) |
| Paul Kuleska | Cetera Investment Advisers LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Sep 18, 2024 (77 d) |
| Alexander Russo | Citigroup Global Markets Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Jul 9, 2024 (96 d) |
| Alvin R Lopez | Citigroup Global Markets Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Sep 18, 2024 (219 d) |
| Matthew Wegryn | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2023 | Nov 27, 2023 |
| Scott J Palmatier | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Jan 9, 2024 (54 d) |
| John Andrew Mcloughlin | Woodbury Financial Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 7, 2023 |
| Fernando Senso Castilla | Citigroup Global Markets Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Sep 18, 2024 (331 d) |
| Abdelmagid Alawad | Oneamerica Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 18, 2023 |
| Paula Victoria Garver | J.P. Morgan Securities LLC wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 6, 2023 | May 22, 2023 |
| Fernando Alberto Herrera | Hsbc Securities (USA) Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Jan 25, 2024 (286 d) |
| George Beacham | Fidelity Personal And Workplace Advisors BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Jun 30, 2023 (85 d) |
| Adit Sem | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Nov 28, 2023 (237 d) |
| Chris Talpas | Key Investment Services LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Mar 15, 2023 |
| Ralph Lichaa | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 28, 2023 |
| Brandise Dennis | J.P. Morgan Securities LLC wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2023 | Jul 13, 2023 (154 d) |
| Eduardo Navaza | Charles Schwab & Co., Inc. national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Feb 9, 2023 |
| Panagiotis Peter Ermogenous | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2023 | Jan 26, 2023 |
| Safet Musovic | Citigroup Global Markets Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 24, 2023 |
| Jose Gautier | Capital Analysts BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Jan 9, 2023 |
| Dennis Alicea | LPL Financial LLC independent RIA | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2022 | Feb 14, 2023 (57 d) |
| Shanor N Hawkins | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Nov 3, 2022 |
| Alenette Acuesta Opena | Valic Financial Advisors, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Oct 20, 2022 |
| Juan D Giraldo | Cetera Investment Advisers LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 8, 2022 |
| Diane Ruiz | LPL Financial LLC independent RIA | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2022 | Jun 10, 2022 |
| Patrick Joseph Mcguire | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2022 | Jun 1, 2022 |
| Julie Makrigianis | Hsbc Securities (USA) Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Sep 7, 2022 (134 d) |
| Sarah A Currier-Barrella | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Aug 30, 2022 (140 d) |
| Rafael A Cruz | Amerant Investments, Inc. mixed wealth | Santander Securities BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2022 | Jun 13, 2022 (62 d) |
| Rita Marie Camp | Wells Fargo Advisors wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2022 | May 2, 2022 |
| Alexander Gerhard Forster | Cuna Brokerage Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Apr 12, 2022 |
| Santiago Bonells | Morgan Stanley wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2022 | Apr 4, 2022 |
| Yun Ze Feng | Key Investment Services LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | May 3, 2024 (833 d) |
| William Fleming | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Jan 12, 2022 |
| Tyler Scott Kramer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Santander Securities BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 8, 2021 | Dec 23, 2021 (45 d) |
| Silvi Sinoimeri | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Sep 30, 2021 |
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417 moves match.