DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Santander Securities
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harris D Greene | Santander Securities BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 6, 2026 |
| Silvi Sinoimeri | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 21, 2026 |
| Luis Angel Arias | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 1, 2026 |
| Dennis Alicea | Santander Securities BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Jun 11, 2026 (44 d) |
| Eric Joseph Foley | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 13, 2026 |
| Steven Auger | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2026 | Mar 24, 2026 |
| Tyler Freeman | Santander Securities BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 18, 2026 |
| Dexter Francis De La Rosa | Santander Securities BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Apr 21, 2026 (42 d) |
| Surya Karen Sapra | Santander Securities BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 8, 2026 |
| Mitchell Phillip Jones | Santander Securities BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 10, 2026 |
| Keith Paul Mayer | Santander Securities BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Jun 24, 2026 (112 d) |
| Joseph Anthony Talty | Santander Securities BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 25, 2026 |
| Alvin R Lopez | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 11, 2026 |
| Chris Jon Livingston | Santander Securities BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 8, 2026 |
| Delano Macordova Jarrett | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Dec 22, 2025 |
| Antoine S Rojo | Santander Securities BD affiliated | Efg Private Wealth Management (Americas) Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 11, 2025 |
| Nathan Kistler | Santander Securities BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 7, 2025 |
| Chris Talpas | Santander Securities BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Sep 29, 2025 |
| Stephanie Chaplinski-Kane | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2025 | Sep 22, 2025 |
| Jamie Degiso | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 1, 2025 |
| Julie Wong Sumitomo | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 26, 2025 |
| Vincent James Sica | Santander Securities BD affiliated | State Farm Investment Management Corp. asset manager | Other | Apr 22, 2025 | Jul 29, 2025 (98 d) |
| John Andrew Mcloughlin | Santander Securities BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 31, 2025 |
| Efrain Torres | Santander Securities BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 19, 2025 |
| Richard Edmund Longueil | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 24, 2025 |
| Inga Yengoyan | Santander Securities BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Jan 8, 2025 |
| Julie Makrigianis | Santander Securities BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Jan 6, 2025 (47 d) |
| Patrick Lospennato | Santander Securities BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | May 26, 2026 (561 d) |
| Daniel Joseph Norton | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 4, 2024 |
| Alexander Gerhard Forster | Santander Securities BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Mar 18, 2025 (141 d) |
| Paul Correia | Santander Securities BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Apr 2, 2025 (156 d) |
| Jose Gautier | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Jan 14, 2025 (78 d) |
| Brandise Dennis | Santander Securities BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2024 | Dec 12, 2024 (45 d) |
| Paula Victoria Garver | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2024 | Dec 2, 2024 (35 d) |
| Andrew Morris | Santander Securities BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 12, 2024 |
| Ralph Lichaa | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2024 | Jul 23, 2024 |
| Hardy Tey | Santander Securities BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Mar 20, 2026 (654 d) |
| Paul Silva | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Jun 25, 2024 |
| Prescilla Ting-Murphy | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | Oct 21, 2024 (161 d) |
| George Beacham | Santander Securities BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2024 | Sep 23, 2024 (139 d) |
| Juan S Alzate | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2024 | May 2, 2024 |
| Klever Piedra | Santander Securities BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2024 | May 15, 2024 |
| Elizabeth Manteau | Santander Securities BD affiliated | Sentinel Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Jan 2, 2026 (626 d) |
| Rawad Kassem | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 25, 2024 |
| Eduardo Navaza | Santander Securities BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 26, 2024 |
| Alan Anderson Santana | Santander Securities BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Feb 21, 2024 |
| Andres Faouen | Santander Securities BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2024 | Feb 9, 2024 |
| Paul Joseph Curcio | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2024 | Jan 19, 2024 |
| Tyler Freeman | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2024 | Jan 29, 2024 |
| Anna Carroll | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 22, 2023 |
| Michael John Dunleavy | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2023 | Sep 29, 2023 |
| Justo Raimundo Valladares | Santander Securities BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2023 | Sep 25, 2023 |
| Dylan A Souter | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 12, 2023 |
| Jason Joseph Tarr | Santander Securities BD affiliated | State Farm Investment Management Corp. asset manager | Other | Oct 10, 2023 | May 25, 2024 (228 d) |
| Rafael A Cruz | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 21, 2023 |
| Peter L Dafniotis | Santander Securities BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 28, 2023 |
| Derek Laird | Santander Securities BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Oct 4, 2023 |
| Kyle Abbot | Santander Securities BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Dec 8, 2023 (94 d) |
| Sheldon Walker | Santander Securities BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2023 | Feb 14, 2024 (162 d) |
| James Samuel Fisher | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Oct 4, 2023 |
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500 moves match.